Designate a New Effective Date for a Post-effective Amendment Previously Filed Pursuant to Rule 485(a) (485bxt)
01 3월 2013 - 7:27AM
Edgar (US Regulatory)
Securities Act File No. 333-122917
ICA No. 811- 21720
As filed with the Securities and Exchange Commission on February
28
, 2013
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No. _______
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[ ]
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Post-Effective Amendment No.
468
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[ X ]
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and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
(Check Appropriate Box or Boxes)
Northern Lights Fund Trust
(Exact Name of Registrant as Specified in Charter)
4020 South 147
th
Street
Omaha, NE 68137
Attention: Michael Miola
(Address of Principal Executive Offices)(Zip Code)
(402) 895-1600
(Registrant's Telephone Number, Including Area Code)
The Corporation Trust Company
Corporate Trust Center
1209 Orange Street
Wilmington, DE 19801
(Name and Address of Agent for Service)
With a copy to
:
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JoAnn M. Strasser, Esq.
Thompson Hine LLP
312 Walnut Street, Suite 1400
Cincinnati, Ohio 45202
513-352-6725 (phone)
513-241-4771 (fax)
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James Ash
Gemini Fund Services, LLC
80 Arkay Drive, Suite 110
Hauppauge, New York 11788
(631) 470-2619
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Approximate Date of Proposed Public Offering:
It is proposed that this filing will become effective (check appropriate box):
( )
immediately upon filing pursuant to paragraph (b).
(X)
on
March 6
,
2013 pursuant
to paragraph (b).
( )
60 days after filing pursuant to paragraph (a)(1).
( )
on (date) pursuant to paragraph (a)(1).
( )
75 days after filing pursuant to paragraph (a)(2).
( )
on (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
(X) this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
The sole purpose of this filing is to delay the effectiveness of the Trusts Post-Effective Amendment No. 433 to its Registration Statement until
March 6
, 2013. Post-Effective Amendment No. 433 to the Trusts Registration Statement relates to the Altegris Multi-Strategy Alternative Fund. Parts A, B and C of Registrants Post-Effective Amendment No. 433 under the Securities Act of 1933 and Amendment No. 435 under the Investment Company Act of 1940, filed on November 13, 2012, are incorporated by reference herein.
Signatures
Pursuant to the requirements of the Securities Act of 1933, as amended, and Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 46
8
to the Registration Statement on Form N-1A to be signed on its behalf by the undersigned, duly authorized in the City of Hauppauge, State of New York on the
28
th
day of February 2013.
NORTHERN LIGHTS FUND TRUST
(Registrant)
/s/ Andrew Rogers
By: Andrew Rogers,
President and Principal Executive Officer
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
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Michael Miola*
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Trustee & Chairman
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February 28, 2013
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John V. Palancia*
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Trustee
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February 28, 2013
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Gary Lanzen*
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Trustee
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February 28, 2013
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Anthony Hertl*
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Trustee
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February 28, 2013
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Mark Taylor*
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Trustee
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February 28, 2013
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/s/ Andrew Rogers
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Andrew Rogers
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President and Principal Executive Officer
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February 28, 2013
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Kevin Wolf*
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Treasurer and Principal Accounting Officer
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February 28, 2013
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By:
Date:
/s/ James P. Ash, Esq.
February
28
, 2013
James Ash
*Attorney-in-Fact Pursuant to Powers of Attorney
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