- Statement of Changes in Beneficial Ownership (4)
04 6월 2011 - 5:05AM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Holland Robert B III
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2. Issuer Name
and
Ticker or Trading Symbol
MASSEY ENERGY CO
[
MEE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
C/O MASSEY ENERGY COMPANY, 4 NORTH 4TH STREET
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/1/2011
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(Street)
RICHMOND, VA 23219
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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6/1/2011
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D
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4861
(1)
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D
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$0
(1)
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0
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Units (phantom stock units)
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(2)
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6/1/2011
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D
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2345
(2)
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(2)
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(2)
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Common Stock
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2345
(2)
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$0
(2)
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0
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D
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Stock Option (right to buy)
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$31.56
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6/1/2011
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D
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2933
(3)
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(3)
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8/23/2020
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Common Stock
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2933
(3)
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$0
(3)
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0
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D
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Explanation of Responses:
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(
1)
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Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 27, 2011, among Massey Energy Company ("Massey") and Alpha Natural Resources, Inc. ("Alpha") and Mountain Merger Sub, Inc. Each share of Massey common stock was exchanged for (i) 1.025 shares of Alpha common stock and (ii) $10.00 in cash, without interest (the "Merger Consideration"). Includes 3,485 restricted shares that vested and converted into the Merger Consideration. Includes 1,376 restricted shares of Massey common stock that were converted into 1,666 restricted shares of Alpha common stock subject to the same terms and conditions as were appicable immediately prior to the merger. Any fractional share will be paid in cash.
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(
2)
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Pursuant to the Massey Energy Company Non-Employee Director Compensation Summary, the reporting person held 2,345 restricted units. Pursuant to the Merger Agreement, the restricted units were cancelled and the reporting person will receive a cash payment, without interest, equal to the product of (A) the sum of (x) 1.025 multiplied by $52.51 and (y) $10.00 in cash and (B) the number of shares of Massey common stock subject to the Massey restricted stock unit immediately prior to the effective time of the merger.
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(
3)
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The option provided that one third of the stock options vested and became exercisable beginning on August 23, 2011, one third on August 23, 2012, and the remaining third on August 23, 2013. Pursuant to the Merger Agreement, this option vested and converted into an option to purchase 3,551 shares of Alpha common stock at $26.07 per share, with the same terms and conditions as the original Massey stock option.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Holland Robert B III
C/O MASSEY ENERGY COMPANY
4 NORTH 4TH STREET
RICHMOND, VA 23219
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X
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Signatures
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/s/ Richard R. Grinnan, attorney-in-fact
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6/3/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Massey (NYSE:MEE)
과거 데이터 주식 차트
부터 11월(11) 2024 으로 12월(12) 2024
Massey (NYSE:MEE)
과거 데이터 주식 차트
부터 12월(12) 2023 으로 12월(12) 2024
Massey Energy Co. (뉴욕 증권거래소)의 실시간 뉴스: 최근 기사 0
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