Form 4 - Statement of changes in beneficial ownership of securities
23 12월 2023 - 7:12AM
Edgar (US Regulatory)
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
C/O BROOKFIELD CORPORATION |
181 BAY ST, STE. 300 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
GRAFTECH INTERNATIONAL LTD
[ EAF ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 12/20/2023
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
12/20/2023 |
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S |
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59,695
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D |
$2.1773
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29,534,651
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I |
See Explanation of Responses
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Common Stock |
12/20/2023 |
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S |
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59,799
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D |
$2.1773
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29,474,852
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I |
See Explanation of Responses
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Common Stock |
12/20/2023 |
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S |
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106,287
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D |
$2.1773
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29,368,565
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I |
See Explanation of Responses
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Common Stock |
12/20/2023 |
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S |
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5
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D |
$2.1773
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29,368,560
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I |
See Explanation of Responses
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Common Stock |
12/20/2023 |
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S |
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4
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D |
$2.1773
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29,368,556
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I |
See Explanation of Responses
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Common Stock |
12/21/2023 |
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S |
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126,949
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D |
$2.0347
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29,241,607
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I |
See Explanation of Responses
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Common Stock |
12/21/2023 |
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S |
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127,165
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D |
$2.0347
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29,114,442
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I |
See Explanation of Responses
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Common Stock |
12/21/2023 |
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S |
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226,027
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D |
$2.0347
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28,888,415
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I |
See Explanation of Responses
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Common Stock |
12/21/2023 |
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S |
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10
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D |
$2.0347
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28,888,405
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I |
See Explanation of Responses
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Common Stock |
12/21/2023 |
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S |
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8
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D |
$2.0347
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28,888,397
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I |
See Explanation of Responses
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
C/O BROOKFIELD CORPORATION |
181 BAY ST, STE. 300 |
(Street)
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1. Name and Address of Reporting Person*
BROOKFIELD PLACE |
181 BAY STREET, SUITE 300 |
(Street)
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1. Name and Address of Reporting Person*
BROOKFIELD PLACE |
181 BAY STREET, SUITE 300 |
(Street)
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1. Name and Address of Reporting Person*
73 FRONT STREET, 5TH FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
73 FRONT STREET, 5TH FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
BROOKFIELD PLACE |
200 VESEY STREET |
(Street)
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1. Name and Address of Reporting Person*
BROOKFIELD PLACE |
181 BAY STREET, SUITE 300 |
(Street)
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1. Name and Address of Reporting Person*
BROOKFIELD PLACE |
181 BAY STREET, SUITE 300 |
(Street)
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1. Name and Address of Reporting Person*
BROOKFIELD PLACE |
181 BAY STREET, SUITE 300 |
(Street)
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1. Name and Address of Reporting Person*
BROOKFIELD PLACE |
181 BAY STREET, SUITE 300 |
(Street)
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Explanation of Responses: |
Remarks: |
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/s/ AJ Silber, as Director of BCP GP Limited |
12/22/2023 |
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/s/ Katayoon Sarpash, as Officer of Brookfield Private Funds Holdings Inc |
12/22/2023 |
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/s/ AJ Silber, as Officer of Brookfield CanGP Limited, as general partner of Brookfield BBP Canadian GP L.P. |
12/22/2023 |
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/s/ James Bodi, as Officer of Brookfield Business Partners Limited, as general partner of Brookfield Business Partners L.P., as general partner of Brookfield Business L.P |
12/22/2023 |
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/s/ James Bodi, as Officer of Brookfield Business Partners Limited |
12/22/2023 |
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/s/ Kristen Haase, as Officer of Brookfield Private Equity Holdings LLC, as general partner of BCP IV (US Plan) LP |
12/22/2023 |
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/s/ AJ Silber, as Officer of Brookfield Capital Partners Ltd., as general partner of BCP IV (UK Plan) LP |
12/22/2023 |
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/s/ AJ Silber, as Officer of Brookfield Capital Partners Ltd., as general partner of BCP IV (Cdn Plan) LP |
12/22/2023 |
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/s/ AJ Silber, as Officer of Brookfield Capital Partners Ltd., as general partner of BCP IV Bermuda Investor LP |
12/22/2023 |
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/s/ AJ Silber, as Officer of Brookfield CanGP Limited, as general partner of
Brookfield BBP Canadian GP L.P., as general partner of Brookfield BBP
(Canada) L.P |
12/22/2023 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
GrafTech (NYSE:EAF)
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부터 9월(9) 2024 으로 10월(10) 2024
GrafTech (NYSE:EAF)
과거 데이터 주식 차트
부터 10월(10) 2023 으로 10월(10) 2024