- Current report filing (8-K)
27 5월 2009 - 8:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF
THE SECURITIES EXCHANGE ACT OF 1934
May
27, 2009
Date
of Report
(Date
of earliest event reported)
SouthWest
Water Company
(Exact
name of registrant as specified in its charter)
Delaware
|
0-8176
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95-1840947
|
(State or other jurisdiction
of incorporation)
|
(Commission File Number)
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(I.R.S. Employer
Identification No.)
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One Wilshire Building
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624 South Grand Avenue, Suite 2900
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Los Angeles, CA 90017-3782
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(Address, including zip code, of principal executive offices)
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(213)
929-1800
(Registrant’s
telephone number, including area code)
None
(Former name or former address, if changed since last
report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 3.01 Notice of Delisting or Failure to Satisfy a
Continued Listing Rule or Standard; Transfer of Listing.
The Nasdaq Hearings Panel has granted the Company a Listing
Qualifications Hearing, scheduled for June 11, 2009. The Panel has also
granted the Company a stay of delisting pending broader review of the
Company’s reasons for its late filings and plan of compliance at the
hearing.
Item 8.01 Other Events
On May 27, 2009 a news release was issued announcing the Listing Hearing
and stay of delisting from Nasdaq. The information contained in the news
release is incorporated herein by reference and furnished as Exhibit
99.1.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit
Number
|
|
Exhibit Description
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99.1
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Press Release date May 27, 2009
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
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SOUTHWEST WATER COMPANY
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(Registrant)
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Date:
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May 27, 2009
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By:
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/s/ William K. Dix
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William K. Dix
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General Counsel and
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Corporate Secretary
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Southwest Water (NASDAQ:SWWC)
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Southwest Water (NASDAQ:SWWC)
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