- Current report filing (8-K)
15 5월 2009 - 6:24AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported):
May
14, 2009
SouthWest
Water Company
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
|
0-8176
|
95-1840947
|
(State of Incorporation)
|
(Commission File Number)
|
(I.R.S. Employer
Identification No.)
|
One Wilshire Building
|
|
624 South Grand Avenue, Suite 2900
|
|
Los Angeles, CA
|
90017-3782
|
(Address of principal executive offices)
|
(Zip Code)
|
(213)
929-1800
(Registrant’s
telephone number, including area code)
(Former
name, former address and former fiscal year, if changed since last
report date)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 3.01 Notice of Delisting or Failure to Satisfy a
Continued Listing Rule or Standard; Transfer of Listing.
On May 12, 2009, the Company received a Nasdaq Staff Deficiency Letter
indicating that its common stock is subject to potential delisting as of
May 21, 2009. The Company is not in compliance with Nasdaq Marketplace
Listing Rule 5250(c)(1) due to its failure to timely file its quarterly
reports on Form 10-Q for the quarters ended September 30, 2008 and March
31, 2009 as well as its annual report on Form 10K for the year ended
December 31, 2008. The delay in filing results is due to the previously
announced restatement of prior period financials.
The Company intends to request a hearing before a Nasdaq Listing
Qualifications Panel to review the Staff determination. In its
determination letter, Nasdaq informed the Company that the hearing
request will stay the delisting of the Company's common stock for an
additional fifteen days, or until June 3, 2009. The Company, in its
request for a hearing, will also request an additional stay until it is
able to file all of its delinquent filings to regain compliance.
Item 8.01 Other Events
On May 14, 2009 a news release was issued announcing the receipt of a
notice of potential delisting from Nasdaq.
The information contained in the news release is incorporated herein by
reference and furnished as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(c) Exhibits
Exhibit
No.
|
|
Description
|
99.1
|
|
News release issued May 14, 2009
|
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|
|
SOUTHWEST WATER COMPANY
|
|
|
(Registrant)
|
|
|
|
|
|
By:
|
/s/ William K. Dix
|
|
|
|
Name:
|
William K. Dix
|
|
|
|
Title:
|
Vice President, General
|
|
|
|
|
Counsel and Corporate Secretary
|
|
|
|
|
|
Date:
|
May 14, 2009
|
|
|
|
Southwest Water (NASDAQ:SWWC)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
Southwest Water (NASDAQ:SWWC)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024