- Amended Current report filing (8-K/A)
07 5월 2009 - 7:02PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM 8-K/A
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported):
April
24, 2009
SouthWest
Water Company
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
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0-8176
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95-1840947
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(State of Incorporation)
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(Commission File Number)
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(I.R.S. Employer
Identification No.)
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One Wilshire Building
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624 South Grand Avenue, Suite 2900
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Los Angeles, CA
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90017-3782
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(Address of principal executive offices)
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(Zip Code)
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(213)
929-1800
(Registrant’s
telephone number, including area code)
(Former
name, former address and former fiscal year, if changed since last
report date)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Explanatory Note:
This Amendment to the Form 8-K filed by SouthWest Water Company on April
30, 2009 is being filed to amplify and supplement the disclosures
contained in the Form 8-K as originally filed.
Item
5.02 Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
On April 24, 2009, SouthWest Water Company appointed David Stanton, the
Chief Operating Officer of the Company, to the additional position of
Chief Financial Officer. On May 1, 2009, the Company also designated
Ben Smith, the Company’s Vice President of Financial Services, as the
principal accounting officer of the Company.
Mr. Stanton, age 43, joined SouthWest Water Company in November 2006 as
Executive Vice President of Corporate Development and in December 2007
was appointed to the position of Chief Operating Officer and Interim
Chief Financial Officer in April 2009. From 2001 to 2006, Mr. Stanton
held a variety of positions with Earth Tech, a division of Tyco
International, Inc., an international environmental water and wastewater
service provider. From 2003 to 2006, Mr. Stanton served as an Executive
Vice President overseeing the international water and asset management
business. From 2002 to 2003, he served as Earth Tech’s Chief Financial
Officer. From 2001 to 2002 he served as Senior Vice President of
Corporate Development.
Mr. Smith, age 38, is a Certified Public Accountant and joined SouthWest
Water in May 2006 as divisional chief financial officer for the
company’s contract services business. He was promoted to Vice President
of Financial Services in January 2008 and is leading the Company’s
operational accounting efforts through the current audit and restatement
process. From 2004 until joining SouthWest Water, Mr. Smith served as
Manager of Retail Power Accounting at Calpine Power America.
Item
8.01 Other Events.
On April 30, 2009 the Company issued a news release announcing the
management changes.
The information contained in the news release is incorporated herein by
reference and furnished as Exhibit 99.1.
Item
9.01 Financial Statements and Exhibits.
(c) Exhibits
Exhibit
No.
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Description
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99.1
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April 30, 2009 News Release*
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*
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Previously filed
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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SOUTHWEST WATER COMPANY
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(Registrant)
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By:
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/s/ William K. Dix
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Name:
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William K. Dix
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Title:
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Vice President, General
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Counsel and Corporate Secretary
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Date:
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May 6, 2009
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