Post-effective Amendment to an S-8 Filing (s-8 Pos)
08 10월 2015 - 6:01AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on October 7, 2015
Registration No. 333-195221
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT NO. 333-195221
UNDER
THE SECURITIES ACT OF 1933
SQUARE 1 FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
Delaware |
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20-1872698 |
(State or other jurisdiction of incorporation or organization) |
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(I.R.S. Employer Identification No.) |
406 Blackwell Street, Suite 240, Durham, North Carolina |
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27701 |
(Address of principal executive offices) |
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(Zip Code) |
Square 1 Financial, Inc. 2009 Stock Incentive Plan
(Full Title of the Plan)
Kori L. Ogrosky
PacWest Bancorp
10250 Constellation Blvd., Suite 1640
Los Angeles, California 90067
(310) 286-1144
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer o |
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Accelerated filer o |
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Non-accelerated filer x |
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Smaller reporting company ¨ |
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(Do not check if a smaller reporting company) |
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EXPLANATORY NOTE
DEREGISTRATION OF SECURITIES
This Post-Effective Amendment No. 1 relates to the Registration Statement on Form S-8 (the Registration Statement), File No. 333-195221, of Square 1 Financial, Inc., a Delaware corporation (the Company), pertaining to the registration of 2,820,542 shares of Common Stock, par value $0.01 per share, of the Company (the Common Stock), issuable under the Square 1 Financial, Inc. 2009 Stock Incentive Plan.
On October 6, 2015, pursuant to the Agreement and Plan of Merger, dated as of March 1, 2015, by and between the Company and PacWest Bancorp, a Delaware corporation (PacWest), the Company merged with and into PacWest (the Merger), with PacWest continuing as the surviving corporation and as the successor in interest to the Company following the Merger.
As a result of the Merger, the offering pursuant to the Registration Statement has been terminated. In accordance with undertakings made by the Company in the Registration Statement to remove from registration, by means of a post-effective amendment, any securities of the Company which remain unsold at the termination of the offering, the Company hereby files this Post-Effective Amendment No. 1 to remove from registration all of the shares of Common Stock registered but unsold under the Registration Statement as of the date hereof, if any.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Los Angeles, California, on October 7, 2015.
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PACWEST BANCORP (as successor by merger to Square 1 Financial, Inc.) |
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By: |
/s/ Kori L. Ogrosky |
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Name: Kori L. Ogrosky |
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Title: Executive Vice President, General Counsel & Corporate Secretary |
Note: No other person is required to sign this post-effective amendment to the Registration Statements on Form S-8 in reliance on Rule 478 of the Securities Act of 1933, as amended.
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