TIDMPEQ

RNS Number : 8728B

Private Equity Investor PLC

09 October 2015

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) (i)

 
 1. Identity of the issuer or the underlying               Private Equity Investor Plc 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
--------------------------------------------------  ---------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
-------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                      x 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic                  x 
  effect to qualifying financial instruments 
-----------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
-----------------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
-------------------  --------------------------------------------------------  ------- 
 3. Full name of person(s) subject                        QVT Financial LP 
  to the 
  notification obligation: (iii) 
--------------------------------------------  ---------------------------------------- 
 4. Full name of shareholder(s)                              QVT Fund LP 
  (if different from 3.):(iv)                           Quintessence Fund L.P. 
--------------------------------------------  ---------------------------------------- 
 5. Date of the transaction and date                       7 October 2015 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
--------------------------------------------  ---------------------------------------- 
 6. Date on which issuer notified:                         8 October 2015 
--------------------------------------------  ---------------------------------------- 
 7. Threshold(s) that is/are crossed 
  or 
  reached: (vi, vii)                                             25% 
--------------------------------------------  ---------------------------------------- 
 
 
 
 8. Notified details: 
-------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
-------------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                    Resulting situation after the triggering 
 of               to the triggering                     transaction 
 shares           transaction 
 
 if possible 
 using 
 the ISIN CODE 
--------------  ------------------------------------  -------------------------------------------------------------------- 
                 Number            Number              Number        Number of voting         % of voting rights 
                  of                of                  of shares     rights                   (x) 
                  Shares            Voting 
                                    Rights 
--------------  ----------------  ------------------  ------------  -----------------------  ----------------------------- 
                                                       Direct        Direct       Indirect    Direct         Indirect 
                                                                      (xi)         (xii) 
--------------    -----  -------  ------  -----  ---  ------------  -----------  ----------  -------------  -------------- 
 
  GB0000504034   1,821,442         1,821,442           3,075,689                  3,075,689                  25.75% 
                ----------------  ------------------  ------------  -----------  ----------  -------------  -------------- 
 
 
 B: Qualifying Financial Instruments 
-------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
-------------------------------------------------------------------------------------------------------------------------- 
 Type of financial        Expiration       Exercise/                      Number of voting             % of voting 
  instrument               date (xiii)      Conversion Period              rights that may              rights 
                                            (xiv)                          be 
                                                                           acquired if the 
                                                                           instrument is 
                                                                           exercised/ converted. 
-----------------------  ---------------  -----------------------------  ---------------------------  -------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
-------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
-------------------------------------------------------------------------------------------------------------------------- 
 Type of           Exercise        Expiration     Exercise/          Number of voting             % of voting rights 
 financial          price           date (xvii)    Conversion         rights instrument            (xix, xx) 
 instrument                                        period             refers to 
                                                   (xviii) 
----------------  --------------  -------------  -----------------  ---------------------------  ------------------------- 
                                                                                                  Nominal       Delta 
----------------  --------------  -------------  -----------------  ---------------------------  ------------  ----------- 
 
 
 Total (A+B+C) 
-------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                           Percentage of voting rights 
----------------------------------------------------------------  -------------------------------------------------------- 
 3,075,689                                                         25.75% 
----------------------------------------------------------------  -------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
-------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
-------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
---------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
---------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
---------------------------------------------------  --------------------------- 
 
 
  13. Additional information: 
----------------------------------------  -------------------------------------- 
 14. Contact name:                                      Meg Eisner 
----------------------------------------  -------------------------------------- 
 15. Contact telephone number:                       +1 (212) 705 6229 
----------------------------------------  --------------------------------------

This information is provided by RNS

The company news service from the London Stock Exchange

END

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October 09, 2015 11:59 ET (15:59 GMT)

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