EMM Disclosure
21 1월 2004 - 10:37PM
UK Regulatory
RNS Number:4777U
Morgan Stanley & Co. Inc.
21 January 2004
Lodge with Company Announcements Office and the Panel. Use a separate form
for each class of securities in which dealings have been made.
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM: Morgan Stanley & Co Inc & Morgan Stanley Capital Services Inc
Date of disclosure: 21 January 2004
Contact name: George Sobek
Telephone number: 020 7677 2488
Please see attached disclosure of dealings under Rule 38.5 in the securities
of the following companies:
General Electric Company
AMENDMENT
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please
state which element(s) of previous disclosure was incorrect:
In the case of option business or dealings in derivatives full details should
be given on a separate sheet so that the nature of the dealings can be fully
understood. For options this should include the number of securities under
option, the exercise period (or in the case of exercise, the exercise date),
the exercise price and any option money paid or received. For derivative
this should include, at least, the number of reference securities to which
they relate (when relevant), the maturity date (or if applicable the closing
out date) and the reference price.
For full details of the disclosure requirements see Rules 8 and 38 of the Code.
If in doubt contact the Monitoring Section of the Panel, Tel. No: 020 7638 0129
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in: General Electric Company (name of company)
Class of security: Common Stock
Date of disclosure: 21 January 2004
Date of dealing: 16 January 2004
Name of EMM: Morgan Stanley & Co. Inc.
Name of offeree/offeror with whom connected: Amersham Plc (Offeree)
Total number of securities bought: 2,980,212
Highest price paid*: $33.45
Lowest price paid*: $32.22
Total number of securities sold: 2,437,204
Highest price received*: $33.45
Lowest price received*: $32.22
DERIVATIVES
Strike
Product Date of Buy/Sell Price Expiry Underlying Highest Lowest
Description Dealing (USD) Date Shares Premium Premium
CALL- GE 16/01/2004 B 32 01/17/2004 302200 0.95 0.05
CALL- GE 16/01/2004 S 15 01/17/2004 1600 0.01 0.01
CALL- GE 16/01/2004 B 20 01/17/2004 1400 13.3 12.4
CALL- GE 16/01/2004 S 20 01/17/2004 21400 13.4 0.01
CALL- GE 16/01/2004 B 25 01/17/2004 1400 8 7.9
CALL- GE 16/01/2004 S 25 01/17/2004 28800 8.4 0.01
CALL- GE 16/01/2004 B 30 01/17/2004 64200 3.3 2.2
CALL- GE 16/01/2004 S 30 01/17/2004 564400 3.4 0.01
CALL- GE 16/01/2004 B 30 02/21/2004 27000 3.5 2.85
CALL- GE 16/01/2004 S 30 02/21/2004 22800 3.3 2.5
CALL- GE 16/01/2004 B 30 03/20/2004 51400 3.6 2.75
CALL- GE 16/01/2004 B 30 06/19/2004 20400 3.4 3
CALL- GE 16/01/2004 S 30 06/19/2004 9400 3.7 3.2
CALL- GE 16/01/2004 B 35 02/21/2004 18600 0.2 0.15
CALL- GE 16/01/2004 S 35 02/21/2004 99600 0.25 0.1
CALL- GE 16/01/2004 B 35 03/20/2004 200 0.25 0.25
CALL- GE 16/01/2004 S 35 03/20/2004 11800 0.4 0.35
CALL- GE 16/01/2004 B 35 06/19/2004 14000 0.85 0.6
CALL- GE 16/01/2004 S 35 06/19/2004 9000 0.9 0.7
CALL- GE 16/01/2004 S 40 06/19/2004 1800 0.1 0.1
CALL- GE 16/01/2004 S 22 01/17/2004 600 0.01 0.01
CALL- GE 16/01/2004 B 27 01/17/2004 400 4.9 4.9
CALL- GE 16/01/2004 S 27 01/17/2004 52000 5.9 0.01
CALL- GE 16/01/2004 B 27 06/19/2004 600 5.3 5.3
CALL- GE 16/01/2004 S 32 01/17/2004 167600 0.95 0.01
CALL- GE 16/01/2004 B 32 02/21/2004 66000 1.3 0.7
CALL- GE 16/01/2004 S 32 02/21/2004 156000 1.35 0.7
CALL- GE 16/01/2004 B 32 03/20/2004 105600 1.5 0.9
CALL- GE 16/01/2004 S 32 03/20/2004 21400 1.3 1.05
CALL- GE 16/01/2004 B 32 06/19/2004 11600 2 1.5
CALL- GE 16/01/2004 S 32 06/19/2004 4800 1.75 1.65
CALL- GE 16/01/2004 S 37 03/20/2004 94000 0.1 0.1
CALL- GE 16/01/2004 B 37 06/19/2004 600 0.25 0.25
CALL- GE 16/01/2004 S 37 06/19/2004 12000 0.25 0.25
CALL- GE 16/01/2004 B 35 01/21/2006 200 2.85 2.85
CALL- GE 16/01/2004 S 35 01/21/2006 200 2.85 2.85
CALL- GE 16/01/2004 B 40 01/21/2006 1000 1.25 1.25
CALL- GE 16/01/2004 S 40 01/21/2006 1000 1.25 1.25
CALL- GE 16/01/2004 B 25 01/22/2005 4200 7.6 7.6
CALL- GE 16/01/2004 B 30 01/22/2005 15400 4.6 3.9
CALL- GE 16/01/2004 S 30 01/22/2005 6800 4.5 3.9
CALL- GE 16/01/2004 B 35 01/22/2005 11000 1.8 1.35
CALL- GE 16/01/2004 S 35 01/22/2005 7200 1.85 1.45
CALL- GE 16/01/2004 B 40 01/22/2005 400 0.4 0.4
CALL- GE 16/01/2004 S 40 01/22/2005 3200 0.55 0.4
CALL- GE 16/01/2004 S 50 01/22/2005 600 0.1 0.1
CALL- GE 16/01/2004 B 27 01/22/2005 38400 6 5.9
CALL- GE 16/01/2004 B 32 01/22/2005 400 2.4 2.4
CALL- GE 16/01/2004 S 32 01/22/2005 3600 3.1 2.7
GE BASKET NOTES 16/01/2004 B 17400 9.04 9.04
PUT - GE 16/01/2004 S 25 03/20/2004 94000 0.1 0.1
PUT - GE 16/01/2004 S 30 02/21/2004 2200 0.2 0.1
PUT - GE 16/01/2004 B 30 03/20/2004 45600 0.35 0.3
PUT - GE 16/01/2004 B 30 06/19/2004 1000 0.55 0.55
PUT - GE 16/01/2004 B 35 01/17/2004 1800 1.6 1.55
PUT - GE 16/01/2004 S 35 01/17/2004 13000 2.4 1.95
PUT - GE 16/01/2004 B 35 06/19/2004 1800 3.2 3
PUT - GE 16/01/2004 S 35 06/19/2004 14000 2.7 2.7
PUT - GE 16/01/2004 B 40 01/17/2004 1000 7.6 7.6
PUT - GE 16/01/2004 S 40 01/17/2004 9800 7.7 6.9
PUT - GE 16/01/2004 S 50 01/17/2004 1400 17.2 16.9
PUT - GE 16/01/2004 B 60 01/17/2004 400 26.8 26.8
PUT - GE 16/01/2004 S 60 01/17/2004 200 0.01 0.01
PUT - GE 16/01/2004 S 70 01/17/2004 200 37.2 37.2
PUT - GE 16/01/2004 S 27 03/20/2004 51800 0.15 0.15
PUT - GE 16/01/2004 B 32 01/17/2004 6600 0.2 0.15
PUT - GE 16/01/2004 S 32 01/17/2004 20600 0.2 0.05
PUT - GE 16/01/2004 B 32 02/21/2004 56600 0.6 0.35
PUT - GE 16/01/2004 S 32 02/21/2004 8000 0.75 0.75
PUT - GE 16/01/2004 B 32 03/20/2004 3800 1.25 0.8
PUT - GE 16/01/2004 S 32 03/20/2004 3800 1.25 0.8
PUT - GE 16/01/2004 S 32 06/19/2004 3200 1.55 1.55
PUT - GE 16/01/2004 B 40 01/21/2006 4000 8.7 8.7
PUT - GE 16/01/2004 S 40 01/21/2006 4000 8.7 8.7
PUT - GE 16/01/2004 B 25 01/22/2005 11400 0.55 0.5
PUT - GE 16/01/2004 B 30 01/22/2005 2800 1.55 1.4
PUT - GE 16/01/2004 S 30 01/22/2005 2200 1.75 1.4
PUT - GE 16/01/2004 B 35 01/22/2005 1000 3.8 3.6
PUT - GE 16/01/2004 S 35 01/22/2005 70000 3.7 3.7
PUT - GE 16/01/2004 S 60 01/22/2005 1600 27 27
PUT - GE 16/01/2004 S 27 03/20/2004 51800 0.15 0.15
PUT - GE 16/01/2004 S 27 03/20/2004 51800 0.15 0.15
Dealing in: General Electric Company (name of company)
Class of security: Common Stock
Date of disclosure: 21 January 2004
Date of dealing: 16 January 2004
Name of EMM: Morgan Stanley Capital Services Inc
Name of offeree/offeror with whom connected: Amersham Plc (Offeree)
Total number of securities sold: 57,774
Highest price received*: $33.25
Lowest price received*: $32.24
This information is provided by RNS
The company news service from the London Stock Exchange
END
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