Barclays PLC Form 8.5 (EPT/NON-RI) Biffa plc (0966H)
21 11월 2022 - 10:08PM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 0966H
Barclays PLC
21 November 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL
(a) SECURITIES LTD
--------------------------------------------------
Name of offeror/offeree in relation to BIFFA PLC
(b) whose
---------------------------
relevant securities this form relates:
------------ -------------------------------------------------- ----------------- --------
Name of the party to the offer with which Energy Capital Partners,
(c) exempt LLC
---------------------------
principal trader is connected
------------ ----------------------------------------- ------- ----------------- --------
Date position held/dealing undertaken: 18 November 2022
(d)
------------ -------------------------------------------------- ---------------------------
In addition to the company in 1(b) above, NO
(e) is the exempt principal
trader making disclosures in respect
of any other party to the offer?
------------ -------------------------------------------------- ----------------- --------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
Interests and short positions in the relevant securities
(a) of the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 1p ordinary
-------------------- ---------------------------
Interests Short Positions
-------------------- ---------------------------
Number (%) Number (%)
------------------------------------------ ----------- ------- ----------------- --------
Relevant securities
(1) owned
and/or controlled: 8,535,229 2.79% 1,881,270 0.61%
Cash-settled derivatives:
(2)
1,824,998 0.60% 8,451,059 2.76%
Stock-settled derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,360,227 3.38% 10,332,329 3.37%
Rights to subscribe for new securities (including directors
(b) and other executive
options)
Class of relevant security in relation
to
-------
which subscription right exists
------------------------------------------------------- ------------------------------------
Details, including nature of the
rights
-------
concerned and relevant percentages:
------------------------------------------------------- ------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
------------ ------------------------------------ -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
------------ -------------- -------------- -------------- --------------
1p ordinary Purchase 122,838 4.0760 GBP 4.071 GBP
---------------- ---------------- -------------- --------------
1p ordinary Sale 95,740 4.0754 GBP 4.07 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
------------ ---------------------------------------------------------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
------------ ------------ ----------- ----------- -----------
1p ordinary SWAP Decreasing 103 4.0720 GBP
Long
-------------- ------------- ----------- -----------
1p ordinary SWAP Decreasing 2,406 4.0723 GBP
Long
-------------- ------------- ----------- -----------
1p ordinary SWAP Decreasing 55 4.0752 GBP
Short
-------------- ------------- ----------- -----------
1p ordinary SWAP Decreasing 1,166 4.0732 GBP
Short
-------------- ------------- ----------- -----------
1p ordinary SWAP Decreasing 3,806 4.0730 GBP
Short
-------------- ------------- ----------- -----------
1p ordinary SWAP Decreasing 31,049 4.0760 GBP
Short
-------------- ------------- ----------- -----------
1p ordinary SWAP Increasing 10,911 4.0754 GBP
Long
-------------- ------------- ----------- -----------
1p ordinary SWAP Increasing 27,009 4.0720 GBP
Long
-------------- ------------- ----------- -----------
1p ordinary SWAP Increasing 33,505 4.0712 GBP
Long
-------------- ------------- ----------- -----------
1p ordinary SWAP Increasing 1 4.0700 GBP
Short
-------------- ------------- ----------- -----------
1p ordinary CFD Increasing 1 4.0700 GBP
Short
-------------- ------------- ----------- -----------
1p ordinary SWAP Increasing 1,461 4.0734 GBP
Short
-------------- ------------- ----------- -----------
1p ordinary SWAP Increasing 2,406 4.0723 GBP
Short
-------------- ------------- ----------- -----------
1p ordinary SWAP Increasing 6,082 4.0714 GBP
Short
-------------- ------------- ----------- -----------
1p ordinary SWAP Increasing 10,394 4.0740 GBP
Short
-------------- ------------- ----------- -----------
1p ordinary CFD Increasing 17,323 4.0754 GBP
Short
-------------- ------------- ----------- -----------
1p ordinary SWAP Increasing 31,049 4.0760 GBP
Short
-------------- ------------- ----------- -----------
1p ordinary SWAP Increasing 38,444 4.0726 GBP
Short
-------------- ------------- ----------- -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ ------------- ------ ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a party to
the offer:
-------------------------------------------------------------------------------------------------------------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
any derivative is referenced:
-------------------------------------------------------------------------- ------ ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------
Date of disclosure: 21 Nov
2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
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END
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November 21, 2022 08:08 ET (13:08 GMT)
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