Sch1-Applied Intellectual Cap
13 2월 2008 - 8:45PM
UK Regulatory
RNS Number:9093N
AIM
13 February 2008
ANNOUNCEMENT TO BE MADE BY THE AIM APPLICANT PRIOR TO ADMISSION IN ACCORDANCE
WITH RULE 2 OF THE AIM RULES FOR
COMPANIES ("AIM RULES")
COMPANY NAME:
Applied Intellectual Capital Limited
COMPANY REGISTERED OFFICE ADDRESS AND IF DIFFERENT, COMPANY TRADING ADDRESS
(INCLUDING POSTCODES) :
Ordnance House, 31 Pier Road, St Helier, Jersey JE4 8PW, Channel Islands
COUNTRY OF INCORPORATION:
Jersey
COMPANY WEBSITE ADDRESS CONTAINING ALL INFORMATION REQUIRED BY AIM RULE 26:
http://www.apicap.com/aim26.html
COMPANY BUSINESS (INCLUDING MAIN COUNTRY OF OPERATION) OR, IN THE CASE OF AN
INVESTING COMPANY, DETAILS OF ITS INVESTING STRATEGY). IF THE ADMISSION IS
SOUGHT AS A RESULT OF A REVERSE TAKE-OVER UNDER RULE 14, THIS SHOULD BE STATED:
Applied Intellectual Capital is an incubator and investor in electrochemical
technology, based in USA and with operations in UK. The company focuses on the
development and commercialisation of electrochemical solutions to water
purification, mine waste treatment, energy storage, renewable energy, and
sustainable resources.
Admission is sought as a result of a re-domiciling Applied Intellectual Capital
(AIM: AINC/L) from Nevada to Jersey, Channel Islands.
DETAILS OF SECURITIES TO BE ADMITTED INCLUDING ANY RESTRICTIONS AS TO TRANSFER
OF THE SECURITIES (i.e. where known, number and type of shares, nominal value
and issue price to which it seeks admission and the number and type to be held
as treasury shares):
42,740,115 ordinary shares of nil par value
CAPITAL TO BE RAISED ON ADMISSION (IF APPLICABLE) AND ANTICIPATED MARKET
CAPITALISATION ON ADMISSION:
No fundraise / Market capitalisation is �107 million
PERCENTAGE OF AIM SECURITIES NOT IN PUBLIC HANDS AT ADMISSION:
47 per cent
DETAILS OF ANY OTHER EXCHANGE OR TRADING PLATFORM TO WHICH THE AIM SECURITIES
(OR OTHER SECURITIES OF THE COMPANY) ARE OR WILL BE ADMITTED OR TRADED:
N/a
FULL NAMES AND FUNCTIONS OF DIRECTORS AND PROPOSED DIRECTORS (underlining the
first name by which each is known or including any other name by which each is
known):
Professor Sir Andrew Likierman Non-Executive Chairman
Dr Steven R. Clarke Chief Executive Officer
Robert A. Stoffregen Chief Financial Officer
Robert L. Clarke Chief Technology Officer
Darron R. Brackenbury Chief Operating Officer
The Hon. James R.C. Weir Non-Executive Director
Anthony R. Amor Non-Executive Director
David R. Thompson Non-Executive Director
FULL NAMES AND HOLDINGS OF SIGNIFICANT SHAREHOLDERS EXPRESSED AS A PERCENTAGE OF
THE ISSUED SHARE CAPITAL, BEFORE AND AFTER ADMISSION (underlining the first name
by which each is known or including any other name by which each is known):
Shareholder Number of Ordinary Percentage of issued
Shares before and capital before and
after Admission after Admission
Robert Clarke 6,611,333 15.5%
Steve Clarke 6,611,334 15.5%
Darron Brackenbury 6,611,333 15.5%
Credit Suisse Securities Europe Ltd 5,246,000 12.3%
Nutraco Nominees Limited 3,656,993 8.6%
N W Brown Nominees Limited 1,895,000 4.4%
Bank Of New York (Nominees) Limited 1,800,000 4.2%
Goldman Sachs Securities (Nominees) Limited 1,768,897 4.1%
NAMES OF ALL PERSONS TO BE DISCLOSED IN ACCORDANCE WITH SCHEDULE 2,
PARAGRAPH (H) OF THE AIM RULES:
N/a
(i) ANTICIPATED ACCOUNTING REFERENCE DATE
(ii) DATE TO WHICH THE MAIN FINANCIAL INFORMATION IN THE ADMISSION DOCUMENT HAS BEEN PREPARED
(iii) DATES BY WHICH IT MUST PUBLISH ITS FIRST THREE REPORTS PURSUANT TO AIM RULES 18 AND 19:
(i) 31 July
(ii) n/a
(iii) 30 April 2008 (January's interims); 31 January 2009
(July's final results); 30 April 2009 (January's interims)
EXPECTED ADMISSION DATE:
12 March 2008
NAME AND ADDRESS OF NOMINATED ADVISER:
Nabarro Wells & Co. Limited
Saddlers House, Gutter Lane, London EC2V 6BR
NAME AND ADDRESS OF BROKER:
Mirabaud Securities Limited
21 St James's Square, London, SW1Y 4JP
OTHER THAN IN THE CASE OF A QUOTED APPLICANT, DETAILS OF WHERE (POSTAL OR
INTERNET ADDRESS) THE ADMISSION DOCUMENT WILL BE AVAILABLE FROM, WITH A
STATEMENT THAT THIS WILL CONTAIN FULL DETAILS ABOUT THE APPLICANT AND THE
ADMISSION OF ITS SECURITIES:
DATE OF NOTIFICATION:
13 February 2008
NEW/ UPDATE:
QUOTED APPLICANTS MUST ALSO COMPLETE THE FOLLOWING:
THE NAME OF THE AIM DESIGNATED MARKET UPON WHICH THE APPLICANT'S SECURITIES HAVE
BEEN TRADED:
AIM
THE DATE FROM WHICH THE APPLICANT'S SECURITIES HAVE BEEN SO TRADED:
26 January 2007
CONFIRMATION THAT, FOLLOWING DUE AND CAREFUL ENQUIRY, THE APPLICANT HAS ADHERED
TO ANY LEGAL AND REGULATORY REQUIREMENTS INVOLVED IN HAVING ITS SECURITIES
TRADED UPON SUCH A MARKET OR DETAILS OF WHERE THERE HAS BEEN ANY BREACH:
Confirmed
AN ADDRESS OR WEB-SITE ADDRESS WHERE ANY DOCUMENTS OR ANNOUNCEMENTS WHICH THE
APPLICANT HAS MADE PUBLIC OVER THE LAST TWO YEARS (IN CONSEQUENCE OF HAVING ITS
SECURITIES SO TRADED) ARE AVAILABLE:
http://www.apicap.com/aim26.html
DETAILS OF THE APPLICANT'S STRATEGY FOLLOWING ADMISSION INCLUDING, IN THE CASE
OF AN INVESTING COMPANY, DETAILS OF ITS INVESTING STRATEGY:
The company's objective remains to commercialise intellectual property from
electrochemical technologies and create value by generating licensing income, as
well as by establishing businesses and selling shares in those businesses in
order to realise a capital gain.
A DESCRIPTION OF ANY SIGNIFICANT CHANGE IN FINANCIAL OR TRADING POSITION OF THE
APPLICANT, WHICH HAS OCCURRED SINCE THE END OF THE LAST FINANCIAL PERIOD FOR
WHICH AUDITED STATEMENTS HAVE BEEN PUBLISHED:
Year ended 31 July 2007.
A STATEMENT THAT THE DIRECTORS OF THE APPLICANT HAVE NO REASON TO BELIEVE THAT
THE WORKING CAPITAL AVAILABLE TO IT OR ITS GROUP WILL BE INSUFFICIENT FOR AT
LEAST TWELVE MONTHS FROM THE DATE OF ITS ADMISSION:
The Directors are of the opinion that, having made due and careful enquiry, the
working capital available to the Enlarged Group will, from Admission, be
sufficient for its present requirements, that is for at least 12 months from the
date of Admission.
DETAILS OF ANY LOCK-IN ARRANGEMENTS PURSUANT TO RULE 7 OF THE AIM RULES:
Each of the Directors, Stephen Harrison and Richard Clarke have entered into
lock-in agreements until the expiry of a period of 18 months from 26 January
2007.
A BRIEF DESCRIPTION OF THE ARRANGEMENTS FOR SETTLING THE APPLICANT'S SECURITIES:
AIC Shareholders will need to complete the blue Crest Request Form, which will
accompany the Circular being posted on 12th February 2008, indicating whether
they wish to deposit their New AIC shares into CREST or to receive their New AIC
Shares in certificated form. The blue Crest Request Form should be returned,
together with the form of proxy, to the Registrars. Shareholders should not
return their current AIC share certificates until they are notified to do so by
New AIC. Upon Admission of New AIC to trading on AIM, the current AIC share
certificates will cease to have any value.
A WEBSITE ADDRESS DETAILING THE RIGHTS ATTACHING TO THE APPLICANT'S SECURITIES:
http://www.apicap.com/aim26.html
INFORMATION EQUIVALENT TO THAT REQUIRED FOR AN ADMISSION DOCUMENT WHICH IS NOT
CURRENTLY PUBLIC:
Not applicable. All relevant information has been disclosed in the Appendix to
this Announcement, which was posted to shareholders on 12th February 2008 and is
available on the Company's website.
A WEBSITE ADDRESS OF A PAGE CONTAINING THE APPLICANT'S LATEST ANNUAL REPORT AND
ACCOUNTS WHICH MUST HAVE A FINANCIAL YEAR END NOT MORE THEN NINE MONTHS PRIOR TO
ADMISSION AND INTERIM RESULTS WHERE APPLICABLE. THE ACCOUNTS MUST BE PREPARED
IN ACCORDANCE WITH ACCOUNTING STANDARDS PERMISSIBLE UNDER AIM RULE 19:
http://www.apicap.com/aim26.html
THE NUMBER OF EACH CLASS OF SECURITIES HELD IN TREASURY:
None.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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Applied Intel. (LSE:AINC)
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부터 5월(5) 2024 으로 6월(6) 2024
Applied Intel. (LSE:AINC)
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부터 6월(6) 2023 으로 6월(6) 2024
