UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
November, 2014
Commission File Number 0-26005
MICROMEM TECHNOLOGIES INC.
121 Richmond Street West, Suite 304, Toronto, ON M5H 2K1
[Indicate by checkmark whether the
registrant files or will file annual reports under cover Form 20-F or Form
40-F.]
Form 20-F [X]
Form 40-F [ ]
[Indicate by check mark whether
the registrant by furnishing the information contained in this Form is also
thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b)
under the Securities Exchange Act of 1934.]
Yes [ ]
No [X]
[If "Yes"
is marked, indicate below the file number assigned to the registrant in
connection with rule 12g3-2(b): N/A
This report on Form 6-K is hereby incorporated by reference
in the registration statement on Form F-3 (Registration No. 333-134309) of
Micromem Technologies Inc. and in the prospectus contained therein, and this
report on Form 6-K shall be deemed a part of such registration statement from
the date on which this report is filed, to the extent not superseded by
documents or reports subsequently filed or furnished by Micromem Technologies
Inc. under the Securities Act of 1933 or the Securities Exchange Act of 1934.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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MICROMEM TECHNOLOGIES INC. |
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By:
/s/ Joseph Fuda |
| Date: November 3, 2014 |
Name: Joseph Fuda |
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Title: Chief Executive Officer |
Exhibit Index
Exhibit 99.1
| FOR IMMEDIATE RELEASE |
November 3, 2014
|
Micromem Upgraded to OTCQX
OTC Markets Group Welcomes Micromem Technologies
to OTCQX®
Toronto, New York, November 3, 2014: Micromem
Technologies Inc. (the “Company”) (CSE: MRM, OTCQX: MMTIF) is pleased to report
the Company has upgraded to the OTCQX. The release below was disseminated by OTC
Markets Group Inc.
NEW YORK – November 3, 2014 – OTC
Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and
Connected financial marketplaces, today announces Micromem Technologies Inc. (“Micromem”) (CSE: MRM;
OTCQX: MMTIF), a technology company focused on magnetic sensor applications, has
qualified to trade on OTCQX®, the best marketplace.
Micromem begins trading today on OTCQX under the symbol
“MMTIF.” U.S. investors can find current financial disclosure and Real-Time
Level 2 quotes for the Company on www.otcmarkets.com.
“We welcome Micromem to the growing family of established
global and growth companies on OTCQX,” said R. Cromwell Coulson, President and
CEO of OTC Markets Group. “OTCQX enables investor-focused companies like
Micromem to demonstrate their transparency to investors and grow their U.S.
shareholder base. We look forward to working with Micromem and wish the company
continued success.”
Joseph Fuda, Micromem CEO, added, “We are very pleased to have
qualified for trading on OTCQX and we thank the OTC Markets Group team for their
assistance and support through the application process. Upgrading to OTCQX is a
very positive step forward for Micromem. It confirms the progress that our
company has made over the past 12 months in moving its business forward,
ultimately allowing it to meet the OTCQX requirements.”
Dorsey & Whitney LLP serves as Micromem’s Principal
American Liaison (“PAL”) on OTCQX, responsible for providing professional
guidance on OTCQX requirements.
Micromem is a technology company focused on magnetic sensor
applications, meeting the need to create smart infrastructure. With a growing
list of Fortune 100 customers, Micromem has developed innovative solutions to
meet the needs of utility, oil and automotive companies. Its product offerings
are designed to solve unmet needs (www.micromeminc.com).
Through its wholly owned subsidiary, Micromem Applied Sensor
Technologies, Inc. (MAST, Inc.), Micromem has begun to deliver smart
infrastructure technology solutions to meet the growing “Internet of Things”
(www.mastinc.com/industries).
About OTC Markets Group Inc.
OTC Markets Group Inc. (OTCQX: OTCM) operates Open,
Transparent and Connected financial marketplaces for 10,000 U.S. and global
securities. Through our OTC Link® ATS, we directly link a diverse network of
broker-dealers that provide liquidity and execution services for a wide spectrum
of securities. We organize these securities into
marketplaces to better inform investors of opportunities and risks – OTCQX®, The
Best Marketplace; OTCQB®, The Venture Marketplace; and OTC Pink®, The Open
Marketplace. Our data-driven platform enables investors to easily trade through
the broker of their choice at the best possible price and empowers a broad range
of companies to improve the quality and availability of information for their
investors. To learn more about how we create better informed and more efficient
financial marketplaces, visit www.otcmarkets.com.
OTC Link ATS is operated by OTC Link LLC, member FINRA/SIPC and
SEC regulated ATS.
Subscribe to the OTC Markets RSS
Feed
Media Contact:
Saskia Sidenfaden, OTC Markets Group Inc., +1 (212) 896-4428,
saskia@otcmarkets.com
About Micromem and MASTInc
MASTInc is a wholly owned
U.S.-based subsidiary of Micromem Technologies Inc., a publicly traded (OTC QX:
MMTIF, CSE: MRM) company. MASTInc analyzes the specific industry sectors to
create intelligent game-changing applications that address unmet market needs.
By leveraging its expertise and experience with sophisticated magnetic sensor
applications, MASTInc successfully powers the development and implementation of
innovative solutions for healthcare/biomedical, natural resource exploration,
government, information technology, manufacturing, and other industries. Visit
www.micromeminc.com www.mastinc.com.
Safe Harbor Statement
This press release contains
forward-looking statements. Such forward-looking statements are subject to a
number of risks, assumptions and uncertainties that could cause the Company’s
actual results to differ materially from those projected in such forward-looking
statements. In particular, factors that could cause actual results to differ
materially from those in forward looking statements include: our inability to
obtain additional financing on acceptable terms; risk that our products and
services will not gain widespread market acceptance; continued consumer adoption
of digital technology; inability to compete with others who provide comparable
products; the failure of our technology; the infringement of our technology with
proprietary rights of third parties; inability to respond to consumer and
technological demands; inability to replace significant customers; seasonal
nature of our business; and other risks detailed in our filings with the
Securities and Exchange Commission. Forward-looking statements speak only as of
the date made and are not guarantees of future performance. We undertake no
obligation to publicly update or revise any forward-looking statements. When
used in this document, the words “believe,” “expect,” “anticipate,” “estimate,”
“project,” “plan,” “should,” “intend,” “may,” “will,” “would,” “potential,” and
similar expressions may be used to identify forward-looking statements.
The CSE or any other securities regulatory authority has not
reviewed and does not accept responsibility for the adequacy or accuracy of this
press release that has been prepared by management.
###
Listing: NASD OTC-QX - Symbol: MMTIF
CSE - Symbol: MRM
Shares issued: 188,436,724 SEC
File No:
0-26005
Investor Contact: info@micromeminc.com; Tel. 416-364-2023
Subscribe to receive News Releases by Email on our website’s home page.
www.micromeminc.com
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