Statement of Changes in Beneficial Ownership (4)
23 3월 2021 - 7:38AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Smith Daniel C. |
2. Issuer Name and Ticker or Trading Symbol
SIMON PROPERTY GROUP INC /DE/
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SPG
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
INDIANA UNIVERSITY FOUNDATION, P.O. BOX 500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/1/2011 |
(Street)
BLOOMINGTON, IN 47402
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 9/1/2011 | | L(1) | | 4.072 | A | $117.88 | 18126.072 | D | |
Common Stock | 12/1/2011 | | L(1) | | 4.397 | A | $123.64 | 18130.469 | D | |
Common Stock | 3/1/2012 | | L(1) | | 4.269 | A | $135.41 | 18134.738 | D | |
Common Stock | 6/1/2012 | | L(1) | | 4.223 | A | $145.10 | 18138.961 | D | |
Common Stock | 9/4/2012 | | L(1) | | 4.103 | A | $157.89 | 18143.064 | D | |
Common Stock | 12/3/2012 | | L(1) | | 4.447 | A | $153.62 | 18147.511 | D | |
Common Stock | 3/1/2013 | | L(1) | | 4.541 | A | $158.41 | 18152.052 | D | |
Common Stock | 6/3/2013 | | L(1) | | 4.387 | A | $165.16 | 18156.439 | D | |
Common Stock | 9/3/2013 | | L(1) | | 4.996 | A | $146.04 | 18161.435 | D | |
Common Stock | 12/2/2013 | | L(1) | | 5.138 | A | $149.34 | 18166.573 | D | |
Common Stock | 3/3/2014 | | L(1) | | 4.981 | A | $161.76 | 18171.554 | D | |
Common Stock | 6/2/2014 | | L(1) | | 5.067 | A | $166.65 | 18176.621 | D | |
Common Stock | 9/2/2014 | | L(1) | | 4.993 | A | $170.44 | 18181.614 | D | |
Common Stock | 12/1/2014 | | L(1) | | 4.741 | A | $180.87 | 18186.355 | D | |
Common Stock | 3/2/2015 | | L(1) | | 4.848 | A | $191.85 | 18191.203 | D | |
Common Stock | 6/1/2015 | | L(1) | | 5.522 | A | $181.78 | 18196.725 | D | |
Common Stock | 9/1/2015 | | L(1) | | 5.942 | A | $176.01 | 18202.667 | D | |
Common Stock | 12/1/2015 | | L(1) | | 5.853 | A | $186.07 | 18208.520 | D | |
Common Stock | 3/1/2016 | | L(1) | | 5.731 | A | $191.67 | 18214.251 | D | |
Common Stock | 6/1/2016 | | L(1) | | 5.566 | A | $199.00 | 18219.817 | D | |
Common Stock | 9/1/2016 | | L(1) | | 5.359 | A | $214.86 | 18225.176 | D | |
Common Stock | 12/1/2016 | | L(1) | | 6.523 | A | $177.87 | 18231.699 | D | |
Common Stock | 3/1/2017 | | L(1) | | 6.759 | A | $183.75 | 18238.458 | D | |
Common Stock | 6/1/2017 | | L(1) | | 8.188 | A | $153.13 | 18246.646 | D | |
Common Stock | 9/1/2017 | | L(1) | | 8.227 | A | $158.55 | 18254.873 | D | |
Common Stock | 12/1/2017 | | L(1) | | 8.350 | A | $162.37 | 18263.223 | D | |
Common Stock | 3/1/2018 | | L(1) | | 9.349 | A | $154.61 | 18272.572 | D | |
Common Stock | 6/1/2018 | | L(1) | | 9.149 | A | $159.98 | 18281.721 | D | |
Common Stock | 9/4/2018 | | L(1) | | 8.314 | A | $182.76 | 18290.035 | D | |
Common Stock | 12/3/2018 | | L(1) | | 8.296 | A | $185.16 | 18298.331 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents a quarterly dividend reinvestment transaction in an individual retirement account of the Reporting Person. |
Remarks: This Form 4 is the first of two Form 4s being filed by the Reporting Person relating to a series of quarterly dividend reinvestment transactions. The Form 4 has been split into two filings to cover all 41 of these quarterly dividend reinvestment transactions, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Smith Daniel C. INDIANA UNIVERSITY FOUNDATION P.O. BOX 500 BLOOMINGTON, IN 47402 | X |
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Signatures
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/s/ Daniel C. Smith by his attorney-in-fact, Alexander L.W. Snyder | | 3/22/2021 |
**Signature of Reporting Person | Date |
Simon Property (NYSE:SPG-J)
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Simon Property (NYSE:SPG-J)
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부터 8월(8) 2023 으로 8월(8) 2024