Form 8-K - Current report
21 8월 2024 - 6:12AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) August 20, 2024
PIMCO Income Strategy Fund
(Exact Name of Registrant as Specified in Its Charter)
Massachusetts
(State or Other Jurisdiction of Incorporation)
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811-21374 |
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000844732 |
(Commission File Number) |
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(IRS Employer Identification No.) |
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1633 Broadway, New York, NY |
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10019 |
(Address of Principal Executive Offices) |
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(Zip Code) |
(844) 337-4626
(Registrants Telephone Number, Including Area Code)
Not Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange
on which registered |
Common shares |
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PFL |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 8.01 Other Events.
On August 15, 2024, the Board approved the addition of a non-fundamental investment guideline for the Fund to
invest at least 50% of the Funds total assets in corporate debt obligations and other corporate securities, effective September 20, 2024. The supplement to the Funds prospectus disclosing this change is attached hereto as Exhibit
99.1.
Item 9.01 Financial Statements and Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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PIMCO Income Strategy Fund |
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By: |
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/s/ Ryan G. Leshaw |
Name: |
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Ryan G. Leshaw |
Title: |
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Chief Legal Officer and Secretary |
Date: August 20, 2024
PIMCO INCOME STRATEGY FUND
(the Fund)
Supplement dated August 20, 2024 to the
Funds Prospectus Supplement and Prospectus, each dated February 13, 2024,
as supplemented from time to time
(respectively, the Prospectus Supplement and the Prospectus)
On August 15, 2024, the Funds Board of Trustees (the Board) approved the addition of a non-fundamental investment guideline for the Fund to invest at least 50% of the Funds total assets in corporate securities.
Accordingly, effective September 20, 2024, the following sentence is added before (i) the first sentence of the
third paragraph of the Portfolio Contents section on the cover pages of the Prospectus; (ii) the first sentence of the fourth paragraph of the Prospectus SummaryPortfolio Contents section of the Prospectus; and
(iii) the first sentence of the fourth paragraph of the Portfolio Contents section of the Prospectus:
The Fund
normally invests at least 50% of its total assets in corporate debt obligations and other corporate securities, including fixed-, variable- and floating-rate bonds, debentures, notes and other similar types of corporate debt instruments, such as
preferred shares, convertible securities, bank loans and loan participations and assignments, payment-in-kind securities,
step-ups, zero-coupon bonds, bank capital securities, bank certificates of deposit, fixed time deposits and bankers acceptances, stressed debt securities,
structured notes and other hybrid instruments, common stocks and other equity securities.
Investors Should Retain This Supplement
for Future Reference
PFL_SUPP1_082024
PIMCO Income Strategy (NYSE:PFL)
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