Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
01 2월 2024 - 3:18AM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the
month of January 2024
Commission
File Number: 001-10306
NatWest
Group plc
Gogarburn,
PO Box 1000
Edinburgh
EH12 1HQ
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Form
20-F X Form 40-F
___
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3-2(b) under the Securities
Exchange Act of 1934.
Yes ___
No X
If
"Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-
________
The following information was issued as Company announcements
in London, England and is furnished pursuant to General Instruction
B to the General Instructions to Form
6-K:
|
Exhibit
No. 1
|
Holding(s)
in Company dated 03 January 2024
|
|
Exhibit
No. 2
|
Director/PDMR
Shareholding dated 03 January 2024
|
|
Exhibit
No. 3
|
Holding(s)
in Company dated 22 January 2024
|
|
Exhibit
No. 4
|
Total
Voting Rights dated 31 January 2024
|
Exhibit
No. 1
TR-1: Standard form for notification of major holdings
|
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format
if possible)i
|
|
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
NatWest
Group plc
|
|
1b. Please indicate if the issuer is a non-UK
issuer (please mark with an "X" if
appropriate)
|
|
Non-UK issuer
|
|
|
2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
|
|
An
acquisition or disposal of voting rights
|
x
|
|
An
acquisition or disposal of financial instruments
|
|
|
An
event changing the breakdown of voting rights
|
|
|
Other
(please specify)iii:
|
|
|
3. Details of person subject to the notification
obligationiv
|
|
Name
|
The
Commissioners of His Majesty's Treasury
|
|
City
and country of registered office (if applicable)
|
London,
England
|
|
4. Full name of shareholder(s) (if different from
3.)v
|
|
Name
|
The
Solicitor for the Affairs of His Majesty's Treasury
|
|
City
and country of registered office (if applicable)
|
London,
England
|
|
5. Date on which the threshold was crossed or
reachedvi:
|
2
January 2024
|
|
6. Date on which issuer notified
(DD/MM/YYYY):
|
2
January 2024
|
|
7. Total positions of person(s) subject to the notification
obligation
|
|
|
% of
voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments(total of 8.B 1 + 8.B
2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuervii
|
|
Resulting
situation on the date on which threshold was crossed or
reached
|
36.94%
|
|
36.94%
|
35,220,183,424
|
|
Position
of previous notification (if
applicable)
|
37.97%
|
|
37.97%
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|
A: Voting rights attached to shares
|
|
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
|
Ordinary
Shares of £1.0769 each GB00BM8PJY71
|
13,009,398,588
|
|
36.94%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
13,009,398,588
|
36.94%
|
|
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
|
|
|
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an "X")
|
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|
Full chain of controlled undertakings through which
the voting rights and/or thefinancial instruments are effectively
held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as
necessary)
|
x
|
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
UK
Government Investments Limited, a company wholly-owned by His
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with His Majesty's
Treasury).
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's
Treasury.
|
|
The
Commissioners of His Majesty's Treasury
|
36.94%
|
|
36.94%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10. In case of proxy voting, please
identify:
|
|
Name of
the proxy holder
|
|
|
The
number and % of voting rights held
|
|
|
The
date until which the voting rights will be held
|
|
|
|
|
11. Additional informationxvi
|
|
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's Treasury
(HMT).
The
percentage of voting rights held by HMT in NatWest Group plc (NWG),
as shown on this form (36.94%), has been calculated following the
disposal by HMT of 91,097,634 ordinary shares in NWG since its last
TR-1 notification on 11 December 2023.
The
percentage of voting rights held by HMT could move up or down going
forward depending on the number of shares repurchased by NWG and
the progress of sales under HMT's trading plan announced on 22 July
2021 and most recently extended on 3 April 2023.
|
|
|
|
Place of completion
|
London,
England
|
|
Date of completion
|
2
January 2024
|
Legal Entity Identifier: 2138005O9XJIJN4JPN90
Exhibit
No. 2
03 January 2024
NatWest Group plc
INITIAL NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY (PDMRs) IN
ACCORDANCE WITH ARTICLE 19 OF THE MARKET ABUSE
REGULATION
NatWest Group plc (the Company) announces that the PDMRs set out
below purchased ordinary shares of £1.0769* each in the
Company (Shares) (ISIN: GB00BM8PJY71) on 02 January 2024 at the
price indicated, in accordance with the Company's Chairman and
Non-executive Director shareholding policy:
|
Name of PDMR
|
Position of PDMR
|
No. of Shares purchased
|
Price of Shares purchased
|
|
Howard
Davies
|
Chairman
|
4,627
|
£2.213
|
|
Frank
Dangeard
|
Non-executive Director
|
1,218
|
£2.213
|
|
Roisin
Donnelly
|
Non-executive Director
|
1,218
|
£2.213
|
|
Patrick
Flynn
|
Non-executive Director
|
1,218
|
£2.213
|
|
Yasmin
Jetha
|
Non-executive Director
|
758
|
£2.213
|
|
Stuart
Lewis
|
Non-executive Director
|
1,330
|
£2.213
|
|
Mark
Seligman
|
Non-executive Director
|
758
|
£2.213
|
|
Lena
Wilson
|
Non-executive Director
|
731
|
£2.213
|
* Note: the nominal value of ordinary shares without
rounding is £1.076923076923077 per share.
The transactions took place on the London Stock Exchange
(XLON).
Legal Entity Identifier: 2138005O9XJIJN4JPN90
For further information contact:-
NatWest Group Investor Relations
Alexander Holcroft
Head of Investor Relations
+44 20 7672 1758
NatWest Group Media
Relations
+44(0)131 523 4205
Exhibit
No. 3
TR-1: Standard form for notification of major holdings
|
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format
if possible)i
|
|
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
NatWest
Group plc
|
|
1b. Please indicate if the issuer is a non-UK
issuer (please mark with an "X" if
appropriate)
|
|
Non-UK issuer
|
|
|
2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
|
|
An
acquisition or disposal of voting rights
|
x
|
|
An
acquisition or disposal of financial instruments
|
|
|
An
event changing the breakdown of voting rights
|
|
|
Other
(please specify)iii:
|
|
|
3. Details of person subject to the notification
obligationiv
|
|
Name
|
The
Commissioners of His Majesty's Treasury
|
|
City
and country of registered office (if applicable)
|
London,
England
|
|
4. Full name of shareholder(s) (if different from
3.)v
|
|
Name
|
The
Solicitor for the Affairs of His Majesty's Treasury
|
|
City
and country of registered office (if applicable)
|
London,
England
|
|
5. Date on which the threshold was crossed or
reachedvi:
|
19
January 2024
|
|
6. Date on which issuer notified
(DD/MM/YYYY):
|
19
January 2024
|
|
7. Total positions of person(s) subject to the notification
obligation
|
|
|
% of
voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments(total of 8.B 1 + 8.B
2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuervii
|
|
Resulting
situation on the date on which threshold was crossed or
reached
|
35.94%
|
|
35.94%
|
35,220,183,424
|
|
Position
of previous notification (if
applicable)
|
36.94%
|
|
36.94%
|
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|
A: Voting rights attached to shares
|
|
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
|
Ordinary
Shares of £1.0769 each GB00BM8PJY71
|
12,659,505,188
|
|
35.94%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
12,659,505,188
|
35.94%
|
|
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
|
|
|
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an "X")
|
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|
Full chain of controlled undertakings through which
the voting rights and/or thefinancial instruments are effectively
held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as
necessary)
|
x
|
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
UK
Government Investments Limited, a company wholly-owned by His
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with His Majesty's
Treasury).
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's
Treasury.
|
|
The
Commissioners of His Majesty's Treasury
|
35.94%
|
|
35.94%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10. In case of proxy voting, please
identify:
|
|
Name of
the proxy holder
|
|
|
The
number and % of voting rights held
|
|
|
The
date until which the voting rights will be held
|
|
|
|
|
11. Additional informationxvi
|
|
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's Treasury
(HMT).
The
percentage of voting rights held by HMT in NatWest Group plc (NWG),
as shown on this form (35.94%), has been calculated following the
disposal by HMT of 87,473,350 ordinary shares in NWG since its last
TR-1 notification on 3 January 2024.
The
percentage of voting rights held by HMT could move up or down going
forward depending on the number of shares repurchased by NWG and
the progress of sales under HMT's trading plan announced on 22 July
2021 and most recently extended on 3 April 2023.
|
|
|
|
Place of
completion
|
London,
England
|
|
Date of completion
|
19
January 2024
|
Legal Entity Identifier: 2138005O9XJIJN4JPN90
Exhibit
No. 4
NatWest Group
plc
Total Voting Rights and Capital
In
conformity with the Disclosure Guidance and Transparency Rules,
NatWest Group plc ("NWG") hereby notifies the following in respect
of its issued share capital with voting rights as at 31 January
2024.
|
|
Share Class and nominal
value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights -
|
|
|
31 January 2024
|
|
|
Ordinary Shares of £1.0769*
(excluding ordinary shares held in treasury)
|
8,772,871,254
|
4
|
35,091,485,016
|
|
|
Ordinary Shares of £1.0769* held in
treasury
|
180,235,426
|
4
|
Voting rights not
exercisable
|
|
|
11% Cumulative
Preference Shares of £1
|
240,686
|
4
|
962,744
|
|
|
5.5% Cumulative
Preference Shares of £1
|
242,454
|
4
|
969,816
|
|
|
Total:
|
8,953,589,820
|
|
35,093,417,576
|
* Note: the
nominal value of Ordinary Shares without rounding is
£1.076923076923077 per share
Shareholders
may use the above figure of 35,093,417,576 for their
calculations to determine whether they are required to notify their
interest in, or a change to their interest in, NWG under the FCA's
Disclosure Guidance and Transparency Rules.
Legal
Entity
Identifier: 2138005O9XJIJN4JPN90
Date: 31
January 2024
|
|
NATWEST
GROUP plc (Registrant)
|
|
|
|
|
|
By: /s/
Jan Cargill
|
|
|
|
|
|
Name:
Jan Cargill
|
|
|
Title:
Chief Governance Officer and Company Secretary
|
NatWest (NYSE:NWG)
과거 데이터 주식 차트
부터 4월(4) 2024 으로 5월(5) 2024
NatWest (NYSE:NWG)
과거 데이터 주식 차트
부터 5월(5) 2023 으로 5월(5) 2024
