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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of September 2023

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F        X                        Form 40-F                 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):                 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):                 

 

 

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.

Date: September 14, 2023

  

By:

  

/s/ Yoshifumi Kishida

    Yoshifumi Kishida
    Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from August 1, 2023 to August 31, 2023

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on September 14, 2023]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of August 31, 2023

 

     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (April 26, 2023)

(Period of repurchase: from May 16, 2023 to March 29, 2024 (excluding the ten business days following the announcement of each quarterly financial results))

         35,000,000        20,000,000,000  

Repurchases during this reporting month (Date of repurchase)

    (Date)

August 17

August 18

August 21

August 22

August 23

August 24

August 25

August 28

August 29

August 30

August 31

     

 2,124,600

2,010,000

2,074,800

1,060,000

1,516,500

1,720,000

1,461,700

1,348,500

1,325,300

1,325,300

1,325,300

  

 

 

 

 

 

 

 

 

 

 

     

 1,127,480,030

1,072,694,860

1,112,597,920

575,783,830

823,621,830

944,228,080

803,470,410

751,953,970

746,431,230

751,445,950

750,425,740

  

 

 

 

 

 

 

 

 

 

 

     

 

 

     

 

 

  

Total

    —        17,292,000        9,460,133,850  
     

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

         17,292,000        9,460,133,850  
     

 

 

     

 

 

  

Progress of share repurchase (%)

         49.4        47.3  

 

2.

Status of disposition

as of August 31, 2023

 

     Number of shares disposed in
the reporting month		      Aggregate amount of
disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)

—  

      —          —    
     

 

 

     

 

 

  

Subtotal

    —        —          —    
     

 

 

     

 

 

  

Treasury shares canceled

    (Date)

—  

      —          —    
     

 

 

     

 

 

  

Subtotal

    —        —          —    
     

 

 

     

 

 

  

Treasury shares transferred upon merger, share exchange, share delivery or demerger

    (Date)

—  

      —          —    
     

 

 

     

 

 

  

Subtotal

    —        —          —    
     

 

 

     

 

 

  

Other (upon request for purchasing “less-than-a-full-unit shares”)

    (Date)

—  

      —          —    
     

 

 

     

 

 

  

Subtotal

    —        —          —    
     

 

 

     

 

 

  

Other (exercise of stock acquisition rights)

    (Date)

August 2

August 3

August 8

August 10

August 16

August 23

August 29

     

 4,000

1,300

23,600

35,100

4,400

21,300

45,000

  

 

 

 

 

 

 

     

 4,000

1,300

23,600

35,100

4,400

21,300

45,000

  

 

 

 

 

 

 

     

 

 

     

 

 

  

Subtotal

    —        134,700        134,700  
     

 

 

     

 

 

  

Other (delivery of shares under Restricted Stock Units plan)

    (Date)

—  

      —          —    
     

 

 

     

 

 

  

Subtotal

    —        —          —    
     

 

 

     

 

 

  

Total

    —             134,700                    134,700  
     

 

 

     

 

 

  

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3.

Status of shares held in treasury

as of August 31, 2023

 

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

        3,163,562,601  

Number of shares held in treasury

      132,458,821  

Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on or before August 31, 2023.

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