Securities Registration (section 12(b)) (8-a12b)
21 3월 2019 - 9:21PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-A
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
MARSH & MCLENNAN COMPANIES, INC.
(Exact Name of Registrant as Specified in Its Charter)
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Delaware
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36-2668272
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(State of Incorporation or Organization)
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(I.R.S. Employer Identification No.)
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1166 Avenue of the Americas
New York, New York 10036-2774
(Address of Principal Executive Offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of Each Class
to be so
Registered
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Name of Each Exchange on Which
Each
Class is to be Registered
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1.349% Senior Notes due 2026
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New York Stock Exchange
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1.979% Senior Notes due 2030
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New York Stock Exchange
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If this form relates to the
registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), please check the following box. ☐
Securities Act registration statement file number to which this
form relates:
333-226427
(If applicable)
Securities to be registered pursuant to Section 12(g) of the Act:
None
(Title of Class)
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Marsh & McLennan Companies, Inc. (the
Company
) has filed with the Securities and Exchange Commission (the
Commission
) pursuant to Rule 424(b) under the Securities Act of 1933 (
Rule 424(b)
) a prospectus supplement dated March 14, 2019 (the
Prospectus Supplement
) to a Prospectus dated
July 30, 2018 contained in the Companys effective Registration Statement on Form
S-3
(Registration
No. 333-226427),
which Registration Statement was
filed with the Securities and Exchange Commission on July 30, 2018 (the
Prospectus
), relating to the securities to be registered hereunder. The Company incorporates by reference the Prospectus and the Prospectus Supplement to
the extent set forth below.
Item 1.
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Description of Registrants Securities to be Registered
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The information required by this item is incorporated by reference to the information contained in the sections captioned Description of
Notes and Material U.S. Federal Income Tax Consequences in the Prospectus Supplement and Description of Debt Securities in the Prospectus.
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Exhibit
Number
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Description
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4.1
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Indenture, dated as of July 15, 2011 between the Company and The Bank of New York Mellon, as trustee (the
Trustee
) (incorporated by reference to the Companys Quarterly Report on Form
10-Q
for the quarter ended June 30, 2011).
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4.2
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Twelfth Supplemental Indenture, dated as of March 21, 2019, between the Company and the Trustee (incorporated by reference to the Companys Current Report on Form 8-K filed on March 21, 2019).
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4.3
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Form of 1.349% Note due 2026 (incorporated by reference to the Companys Current Report on Form 8-K filed with the Commission on March 21, 2019).
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4.4
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Form of 1.979% Note due 2030 (incorporated by reference to the Companys Current Report on Form
8-K
filed with the Commission on March 21, 2019).
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration
statement to be signed on its behalf by the undersigned, thereto duly authorized.
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MARSH & MCLENNAN COMPANIES, INC.
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By:
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/s/ Katherine J. Brennan
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Name:
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Katherine J. Brennan
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Title:
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Deputy General Counsel,
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Chief Compliance Officer &
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Corporate Secretary
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Date: March 21, 2019
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