Current Report Filing (8-k)
06 10월 2020 - 7:02PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020)
NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND
(Exact name of registrant as specified in its charter)
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Massachusetts
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811-22058
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26-0302706
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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333 West Wacker Drive Chicago, Illinois
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60606
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (800)
257-8787
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13-4(c))
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Securities registered or to be registered pursuant to Section 12(b) of the Act.
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock
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JTD
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01
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Regulation FD Disclosure.
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Amended and Restated By-Laws. On October 5, 2020, the Board of Trustees of Nuveen Tax-Advantaged Dividend Growth Fund, a registered closed-end management investment company (the Fund), amended and restated in its entirety the Amended and
Restated By-Laws of the Fund (the Amended and Restated By-Laws). The Amended and Restated By-Laws are attached
hereto as Exhibit 3.1 and are incorporated herein by reference.
On October 5, 2020, the Fund issued a press release in connection
with the adoption of the Amended and Restated By-Laws.
Item 9.01
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Financial Statements and Exhibits.
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2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND
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By:
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/s/ Gifford R. Zimmerman
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Name:
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Gifford R. Zimmerman
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Title:
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Vice President and Secretary
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DATE: October 5, 2020
3
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