Statement of Changes in Beneficial Ownership (4)
04 10월 2013 - 5:58AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SPIEGEL JOHN W
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2. Issuer Name
and
Ticker or Trading Symbol
COLONIAL PROPERTIES TRUST
[
CLP
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below)
__
X
__ Other (specify below)
Trustee
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(Last)
(First)
(Middle)
2101 SIXTH AVENUE NORTH, SUITE 750
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3. Date of Earliest Transaction
(MM/DD/YYYY)
10/1/2013
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(Street)
BIRMINGHAM, AL 35203
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares of Beneficial Interest
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10/1/2013
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D
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90397.1551
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D
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$0
(1)
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0.0000
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Trustee Share Option (right to buy)
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$24.9200
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10/1/2013
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D
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5000.0000
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4/21/2005
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4/21/2014
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Common Shares of Beneficial Interest
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5000.0000
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(2)
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0.0000
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D
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Trustee Share Option (right to buy)
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$7.0300
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10/1/2013
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D
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5000.0000
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4/22/2010
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4/22/2019
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Common Shares of Beneficial Interest
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5000.0000
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(2)
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0.0000
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D
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Trustee Share Option (right to buy)
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$23.5600
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10/1/2013
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D
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5000.0000
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4/23/2009
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4/23/2018
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Common Shares of Beneficial Interest
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5000.0000
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(2)
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0.0000
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D
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Trustee Share Option (right to buy)
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$23.0900
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10/1/2013
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D
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4510.0000
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4/24/2014
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4/24/2020
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Common Shares of Beneficial Interest
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4510.0000
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(2)
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0.0000
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D
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Trustee Share Option (right to buy)
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$39.2200
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10/1/2013
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D
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5000.0000
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4/25/2008
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4/25/2017
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Common Shares of Beneficial Interest
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5000.0000
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(2)
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0.0000
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D
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Trustee Share Option (right to buy)
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$22.7100
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10/1/2013
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D
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5000.0000
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4/25/2013
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4/25/2019
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Common Shares of Beneficial Interest
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5000.0000
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(2)
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0.0000
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D
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Trustee Share Option (right to buy)
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$37.2800
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10/1/2013
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D
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5000.0000
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4/26/2007
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4/26/2016
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Common Shares of Beneficial Interest
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5000.0000
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(2)
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0.0000
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D
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Trustee Share Option (right to buy)
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$20.5500
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10/1/2013
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D
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5000.0000
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4/27/2012
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4/27/2018
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Common Shares of Beneficial Interest
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5000.0000
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(2)
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0.0000
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D
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Trustee Share Option (right to buy)
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$14.7500
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10/1/2013
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D
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5000.0000
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4/28/2011
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4/28/2020
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Common Shares of Beneficial Interest
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5000.0000
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(2)
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0.0000
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D
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Trustee Share Option (right to buy)
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$27.6700
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10/1/2013
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D
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5000.0000
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5/2/2006
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5/2/2015
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Common Shares of Beneficial Interest
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5000.0000
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(2)
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0.0000
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D
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Trustee Share Option (right to buy)
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$27.1200
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10/1/2013
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D
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5000.0000
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10/23/2004
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10/23/2013
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Common Shares of Beneficial Interest
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5000.0000
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(2)
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0.0000
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D
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Explanation of Responses:
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(
1)
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Disposed of pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 3, 2013, by and among Colonial Properties Trust ("Colonial"), Mid-America Apartment Communities, Inc. ("Mid-America"), Mid-America Apartments, L.P., Martha Merger Sub, LP and Colonial Realty Limited Partnership, pursuant to which each common share of beneficial interest of Colonial was converted into 0.360 shares of common stock of Mid-America and cash payable in lieu of any fractional shares of Mid-America common stock.
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(
2)
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Pursuant to the Merger Agreement, each outstanding option was assumed by Mid-America and converted into an option to purchase a number of shares of Mid-America common stock equal to the product of 0.360 multiplied by the number of Colonial common shares that would have been acquired upon the exercise of such option prior to the effective time of the merger, with an exercise price equal to the exercise price for each Colonial common share prior to the effective time divided by 0.360.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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SPIEGEL JOHN W
2101 SIXTH AVENUE NORTH
SUITE 750
BIRMINGHAM, AL 35203
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Trustee
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Signatures
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John P. Rigrish, as Attorney-in-Fact
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10/3/2013
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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