UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
[Rule 13d-101]
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND
AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a)
 
(Amendment No. 1)*
 
VITACOST.COM, INC.

(Name of Issuer)
 
Common Stock, $0.00001 par value per share

(Title of Class of Securities)
 
92847A200

(CUSIP Number)

JHH Capital, LLC
5400 Broken Sound Blvd NW, Suite 500
Boca Raton, FL 33487
 
with a copy to:

Brian S. North, Esquire
Buchanan Ingersoll & Rooney PC
Two Liberty Place, Suite 3200
50 South 16th Street
Philadelphia, PA 19102
 
 

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
 
 
July 1, 2014

(Date of Event Which Require Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  
 
Note :  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-7 for other parties to whom copies are to be sent.
 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Exchange Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 
 
CUSIP No. 92847A200
 
1
NAMES OF REPORTING PERSONS.
      
JHH Capital, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)      o
(b)      x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS (see instructions)
 
AF
5
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7
SOLE VOTING POWER
 
0
8
SHARED VOTING POWER
 
3,049,013
9
SOLE DISPOSITIVE POWER
 
0
10
SHARED DISPOSITIVE POWER
 
3,049,013
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,049,013
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
8.2%
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
OO

 
Page 2 of 7

 
 
CUSIP No. 92847A200
 
1
NAMES OF REPORTING PERSONS.
     
 Jeffrey J. Horowitz
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)      o
(b)      x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS (see instructions)
 
PF
5
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7
SOLE VOTING POWER
 
2,022,500
8
SHARED VOTING POWER
 
3,049,013
9
SOLE DISPOSITIVE POWER
 
2,022,500
10
SHARED DISPOSITIVE POWER
 
3,049,013
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
5,071,513
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)*
 
13.0%
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
IN

 
Page 3 of 7

 
 


Introduction
 
This Amendment No. 1 (this “Amendment”) amends and supplements the Schedule 13D filed on February 27, 2012 (the “Filing”), by the Reporting Persons relating to the common stock, $0.00001 par value per share (the “Common Stock”), of Vitacost.com, Inc., a Delaware corporation (the “Issuer”). Information reported in the Filing remains in effect except to the extent that it is amended, restated or superseded by information contained in this Amendment. Capitalized terms used but not defined in this Amendment have the respective meanings set forth in the Filing.

Item 4.   Purpose of Transaction.
 
Item 4 of the Filing is hereby amended and supplemented by adding the following language hereto:
 
On July 1, 2014, the Issuer entered into an Agreement and Plan of Merger (the “Merger Agreement”) with The Kroger Co., an Ohio corporation (“Parent”), and Vigor Acquisition Corp., a Delaware corporation and a wholly-owned subsidiary of Parent (“Acquisition Sub”).  Pursuant to the Merger Agreement, upon the terms and subject to the conditions thereof, Acquisition Sub will commence a tender offer (the “Offer”) to acquire all of the outstanding shares of Common Stock at a purchase price of $8.00 per share, without interest, net to the holder in cash (the “Offer Price”), subject to any required withholding of taxes.  Following consummation of the Offer, Acquisition Sub will merge with and into the Issuer (the “Merger”).
 
Concurrently with the execution of the Merger Agreement and as a condition to the willingness of Parent and Acquisition Sub to enter into the Merger Agreement, each of JHH Capital and Mr. Horowitz entered into a Tender and Support Agreement with Parent and Acquisition Sub (each a “Support Agreement”) pursuant to which each Reporting Person agreed, among other things, (i) to validly tender or cause to be tendered (and not withdraw) the shares of Common Stock beneficially held by it (the “Shares”) into the Offer promptly following, and in any event no later than five (5) business days following the commencement of the Offer, pursuant to and in accordance with the terms of the Offer and Rule 14d-2 under the Securities Exchange Act of 1934; (ii) not to vote any Shares in favor of (a) any Acquisition Proposal (as defined in the Merger Agreement), (b) any reorganization, recapitalization, dissolution, liquidation or winding-up of the Issuer or any other extraordinary transaction involving the Issuer other than the Merger or (c) any corporate action the consummation of which would frustrate the purposes, or prevent or materially delay the consummation, of any of the transactions contemplated by the Merger Agreement; (iii) to revoke any proxies previously given, and not to grant any proxies, with respect to the Shares and to irrevocably appoint Parent as the Reporting Person’s attorney-in-fact and proxy to vote, express consent or dissent, or otherwise utilize such voting power in the manner contemplated by clause (ii) in Parent’s sole discretion; (iv) not to sell, assign, transfer, tender, encumber or otherwise dispose of, or enter into any contract with respect to the direct or indirect sale, assignment, transfer, tender, encumbrance or other disposition of, any Shares; (v) not to take any action that would make any representation or warranty of the Reporting Person under the Support Agreement untrue in any material respect or interfere in any material respect with the Reporting Person’s obligations under the Support Agreement or the transactions contemplated by the Merger Agreement; (vi) not to solicit or induce the making of any Acquisition Proposal (as defined in the Merger Agreement), furnish any non-public information relating to the Issuer with the intent to induce or encourage an Acquisition Proposal, participate in discussions or enter any contract with respect to an Acquisition Proposal; (vii) not to make certain public communications criticizing or disparaging the Support Agreement or Merger Agreement; (viii) to waive and not to exercise any rights of appraisal or rights to dissent from the Merger that the Reporting Person may have; and (ix) not to commence or participate in, and to take all action necessary to opt out of any class in any class action with respect to, any claim, derivative or otherwise, against Parent, Acquisition Sub or the Issuer or any of their respective successors (a) challenging the validity of, or seeking to enjoin the operation of, any provision of the Support Agreement or (b) alleging a breach of fiduciary duty of the Board of Directors of the Issuer in connection with the negotiation and entry into the Merger Agreement or transactions contemplated thereby.

Each Support Agreement will terminate upon the earlier of the Effective Time (as defined in the Merger Agreement) or the termination of the Merger Agreement.
 
The foregoing summary of the Support Agreements does not purport to be complete and is qualified in its entirety by reference to the Support Agreements, copies of which are attached hereto as Exhibits 99.2 and 99.3 and incorporated herein by reference.

 
Page 4 of 7

 

Item 5.   Interest in Securities of the Issuer.
 
Item 5(a) of the Filing is amended in its entirety by the following:

(a)      Mr. Horowitz owns 300,000 shares of Common Stock. Mr. Horowitz also owns options granted by the Issuer which are now exercisable or may be exercised within 60 days after the date of this Amendment for an additional 1,184,500 shares of Common Stock. Mr. Horowitz also owns options granted by the Issuer which are currently not exercisable or exercisable within 60 days after the date of this Amendment for an additional 538,000 shares of Common Stock, but which will become exercisable upon the completion of the Offer. JHH Capital owns 2,272,727 shares of Common Stock and owns the Warrants, which are now exercisable for 776,286 shares of Common Stock. Mr. Horowitz, as the sole manager of JHH Capital, may be deemed to be a beneficial owner of the shares of Common Stock owned by JHH Capital and the shares of Common Stock issuable upon exercise of the Warrants .

Item 6.   Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
 
The responses set forth in Items 4 and 5 of this Amendment are incorporated herein by reference.
 
Item 7.   Material to be Filed as Exhibits.
 
Exhibit No.    Document
     
99.1
 
Agreement and Plan of Merger, dated as of July 1, 2014, by and among the Issuer, The Kroger Co. and Vigor Acquisition Corp. (incorporated by reference to Exhibit 2.1 to the Current Report on Form 8-K filed with the Securities and Exchange Commission by Vitacost.com, Inc. on July 2, 2014).
     
99.2
 
Tender and Support Agreement, dated as of July 1, 2014, by and among The Kroger Co., Vigor Acquisition Corp. and Jeffrey Horowitz.
     
99.3
 
Tender and Support Agreement, dated as of July 1, 2014, by and among The Kroger Co., Vigor Acquisition Corp. and JHH Capital, LLC.

 
Page 5 of 7

 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date:  August 4, 2014 JHH CAPITAL, LLC
     
 
By:
/s/  Jeffrey Horowitz 
    Name:  Jeffrey Horowitz
Title:  Manager
     
     
     
  By:    /s/  Jeffrey Horowitz 
    JEFFREY HOROWITZ
     
 
Page 6 of 7

 
 
INDEX TO EXHIBITS
 
Exhibit No.    Document
     
99.2
 
Tender and Support Agreement, dated as of July 1, 2014, by and among The Kroger Co., Vigor Acquisition Corp. and Jeffrey Horowitz.
     
99.3
 
Tender and Support Agreement, dated as of July 1, 2014, by and among The Kroger Co., Vigor Acquisition Corp. and JHH Capital, LLC.

 
 Page 7 of 7

Versatech (NASDAQ:VITC)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024 Versatech 차트를 더 보려면 여기를 클릭.
Versatech (NASDAQ:VITC)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024 Versatech 차트를 더 보려면 여기를 클릭.