- Current report filing (8-K)
27 1월 2010 - 8:15PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D. C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date
of earliest event reported):
January
25, 2010
SouthWest
Water Company
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
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0-8176
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95-1840947
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(State of Incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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One Wilshire Building
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624 South Grand Avenue, Suite 2900
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Los Angeles, CA
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90017-3782
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(Address of principal executive offices)
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(Zip Code)
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(213)
929-1800
(Registrant’s
telephone number, including area code)
(Former name or
former address, if changed since last report date)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 5.02 Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensation Arrangements of
Certain Officers
(b), (c) and (e)
On January 26, 2010, SouthWest Water Company appointed Ben Smith to the
position of Chief Financial Officer on an interim basis and designated
him the Company’s principal financial officer. Mr. Smith, age 39,
joined the Company in May 2006 and has been serving as its Vice
President of Financial Services since January 2008 and as its principal
accounting officer since May 2009. Mr. Smith’s biographical information
is included in Part III, Item 10 of the Company’s Annual Report on Form
10-K for the fiscal year ended December 31, 2008 and is incorporated
herein by reference.
In connection with Mr. Smith’s interim appointment to the position of
Chief Financial Officer, the Company increased his annual base salary to
$280,000 per year, effective as of January 26, 2010. In addition,
Mr. Smith will be eligible to receive a cash incentive award of up to
$80,000 based upon his achievement of performance targets related to
tasks associated with the transition of his responsibilities.
On January 25, 2009, David B. Stanton’s employment with the Company was
terminated. He had served as the Company’s Chief Financial Officer and
before that as the Chief Operating Officer.
Item 8.01 Other Events
On January 27, 2010, the Company issued a news release announcing the
management changes.
The information contained in the news release is incorporated herein by
reference and furnished as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(c) Exhibits
Exhibit
No.
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Description
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99.1
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January 27, 2010 News Release
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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SOUTHWEST WATER COMPANY
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(Registrant)
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By:
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/s/ William K. Dix
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Name:
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William K. Dix
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Title:
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Vice President, General
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Counsel and Corporate Secretary
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Date:
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January 27, 2010
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Southwest Water (NASDAQ:SWWC)
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Southwest Water (NASDAQ:SWWC)
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