- Current report filing (8-K)
27 10월 2009 - 8:00PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D. C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of report (Date of earliest
event reported):
October
27, 2009
SouthWest
Water Company
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
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0-8176
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95-1840947
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(State of Incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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One Wilshire Building
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624 South Grand Avenue, Suite 2900
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Los Angeles, CA
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90017-3782
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(Address of principal executive offices)
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(Zip Code)
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(213)
929-1800
(Registrant’s
telephone number, including area code)
(Former name, former address and former fiscal year, if changed since
last report date)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
ITEM 5.02 DEPARTURE OF DIRECTORS OR PRINCIPAL OFFICERS; ELECTION OF
DIRECTORS; APPOINTMENT OF PRINCIPAL OFFICERS
(d)
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The Company’s Board of Directors elected H. Frederick Christie as
chair of the board, effective October 23, 2009. There was no
arrangement or understanding pursuant to which the named director
was selected. No transaction involving the Company and the named
director of a type required to be disclosed pursuant to Item 404(a)
of Regulation S-K exists.
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The Board also appointed Mark A. Swatek, the Company’s chief
executive officer, to the added role of president and David B.
Stanton was confirmed as chief financial officer, a position he held
on an interim basis since April 2009.
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Item 8.01 Other Events
On October 27, 2009 a news release was issued announcing the election of
a new chairman of the board and officer appointments.
The information contained in the news release is incorporated herein by
reference and furnished as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(c) Exhibits
Exhibit
No.
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Description
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99.1
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October 27, 2009 news release.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereto duly authorized.
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SOUTHWEST WATER COMPANY
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(Registrant)
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By:
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/s/ William K. Dix
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Name: William K. Dix
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Title: Vice President, General
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Counsel and Corporate Secretary
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Date:
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October 27, 2009
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Southwest Water (NASDAQ:SWWC)
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