- Current report filing (8-K)
24 6월 2010 - 3:32AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of report (Date of earliest event reported):
June 22,
2010
PHASE FORWARD INCORPORATED
(Exact Name of Registrant as Specified in Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
000-50839
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04-3386549
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(Commission File Number)
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(IRS Employer Identification No.)
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77 Fourth Avenue, Waltham, Massachusetts
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02451
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrants telephone number, including area code:
(888) 703-1122
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (
see
General
Instruction A.2 below):
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Item 5.07
Submission
of Matters to a Vote of Security Holders.
On June 22, 2010, Phase
Forward Incorporated held a Special Meeting of Stockholders, at which the
following matter was voted upon and the final voting results of which are
disclosed below.
1.
Adoption of the
Agreement and Plan of Merger (the
Merger Agreement
), dated as of April 15,
2010, among Phase Forward Incorporated (
Phase Forward
), Oracle
Corporation (
Oracle
) and Pine Acquisition Corporation, a wholly-owned
subsidiary of Oracle (
Merger Subsidiary
), as such may be amended from
time to time, pursuant to which each holder of shares of the Phase Forward
common stock will be entitled to receive $17.00 in cash, without interest and
less any applicable withholding taxes, for each share of Phase Forward common
stock held by such holder.
For
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29,644,924
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Against
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42,802
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Abstain
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1,113,195
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Broker Non-Votes
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0
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Phase
Forward and Oracle are working cooperatively with the United States Department
of Justice in an effort to obtain termination of the pre-merger waiting period
under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, and completion
of the proposed merger remains subject to regulatory approval and the
satisfaction or waiver of the other closing conditions specified in the Merger
Agreement.
Safe Harbor for Forward Looking Statements
Certain
items in this Current Report on Form 8-K may constitute forward-looking
statements within the meaning of the safe harbor provisions of the Private
Securities Litigation Reform Act of 1995. These forward-looking statements involved
certain risks and uncertainties that could cause actual results to differ
materially from those indicated in such forward-looking statements, including,
but not limited to, the ability to complete the Merger in light of the various
closing conditions, including those conditions related to regulatory approvals,
the ability of the parties to consummate the Merger; the impact of the
announcement or the closing of the Merger on Phase Forwards relationships with
its employees, existing customers or potential future customers; the ability of
Oracle to successfully integrate Phase Forwards operations and employees; the
ability to realize anticipated synergies and costs savings of the proposed
Merger; and such other risks detailed in the Phase Forwards Annual Report on
Form 10-K filed with the SEC on February 26, 2010 and other reports
filed with the SEC. Such forward-looking statements speak only as of the date
of this Current Report on Form 8-K. Phase Forward assumes no obligation to
update any forward-looking statement contained in this Current Report on Form 8-K.
Item 8.01. Other Events.
On
June 23, 2010, Phase Forward issued a press release announcing that it
received stockholder approval for the previously announced Merger Agreement
among Phase Forward, Oracle and Merger Subsidiary. In addition, Phase Forward announced the
dismissal of the stockholder action Selma Ehrlich, et al. v. Phase Forward
Incorporated, et al., Civ. A. No. 10-1463, which was originally filed on April 20,
2010 and amended on May 20, 2010.
The action alleged that the Phase Forward board of directors breached
its fiduciary duties, and that Phase Forward and Oracle aided and abetted the
purported breaches, in connection with the proposed merger. The action sought equitable relief to, among
other things, enjoin consummation of the proposed merger. After a hearing held
before the Superior Court for Middlesex County, Massachusetts, the court issued
written decisions dated June 21, 2010 allowing the defendants motions to
dismiss the complaint and denying the plaintiffs request for injunctive
relief. A copy of this press release is
attached as to this Current Report on Form 8-K as Exhibit 99.1.
2
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
99.1
Press Release dated June 23,
2010
3
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this Report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Phase Forward Incorporated
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June 23,
2010
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By:
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/s/
D. Ari Buchler
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D. Ari
Buchler
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Senior Vice President,
Legal and Regulatory Services
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Exhibit Index
Exhibit Number
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Document
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99.1
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Press Release issued on June 23, 2010
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4
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