Statement of Ownership (sc 13g)
10 2월 2023 - 6:31AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
(Amendment
No. )*
(Rule
13d-102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT
TO §240.13d-2
EF
Hutton Acquisition Corporation I
(Name of Issuer)
Common
Stock, par value $0.0001 per Share
(Title
of Class of Securities)
28201D
109
(CUSIP
Number)
December
31, 2022
(Date
of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover
page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
1 |
NAME OF REPORTING PERSON
EF Hutton Partners, LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON |
5 |
SOLE VOTING POWER
1,819,918 |
6 |
SHARED VOTING POWER
-0- |
7 |
SOLE DISPOSITIVE POWER
1,819,918 |
8 |
SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,819,918 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.4% |
12 |
TYPE OF REPORTING PERSON*
PN |
1 |
NAME OF REPORTING PERSON
Joseph Rallo |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
USA |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON |
5 |
SOLE VOTING POWER
1,819,918 |
6 |
SHARED VOTING POWER
-0- |
7 |
SOLE DISPOSITIVE POWER
1,819,918 |
8 |
SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,819,918 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.4% |
12 |
TYPE OF REPORTING PERSON*
IN |
1 |
NAME OF REPORTING PERSON
David Boral |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐ |
3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
USA |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON |
5 |
SOLE VOTING POWER
1,819,918 |
6 |
SHARED VOTING POWER
-0- |
7 |
SOLE DISPOSITIVE POWER
1,819,918 |
8 |
SHARED DISPOSITIVE POWER
-0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,819,918 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.4% |
12 |
TYPE OF REPORTING PERSON*
IN |
Item
1.
|
(a) |
Name
of Issuer: |
EF
Hutton Acquisition Corporation I, a corporation organized under the laws of the State of Delaware (the “Company”) |
|
(b) |
Address
of Issuer’s Principal Executive Offices: 24 Shipyard Drive, Suite 102, Hingham, MA 02043. |
Item
2.
|
(a) |
Name
of Person Filing: |
EF
Hutton Partners, LLC, Joseph Rallo and David Boral. Joseph Rallo and David Boral are the managers of EF Hutton Partners, LLC. |
|
(b) |
Address
of Principal Business Office or if none, Residence: |
The
address for this entity and individual is:
c/o
EF Hutton Partners, LLC
24
Shipyard Drive, Suite 102
Hingham,
MA 02043
|
(c) |
Citizenship:
|
EF
Hutton Partners, LLC – Delaware
Joseph
Rallo – USA
David
Boral - USA |
|
(d) |
Title
of Class of Securities: Common Stock, par value $0.0001 per share |
|
(e) |
CUSIP
Number: 28201D 109 |
|
(a) |
Amount
Beneficially Owned: 1,819,918 |
EF
Hutton Partners, LLC, Joseph Rallo and David Boral each beneficially owns 1,819,918 shares of Common Stock. This accounts for 12.4% of
the 14,632,500 shares of Common Stock outstanding as of November 10, 2022, as disclosed
in the Company’s Form 10-Q filed with the SEC on November 10, 2022. Such amount does not include rights convertible into 1,469,687
shares of Common Stock at the closing of the Company’s initial business combination.
|
(c) |
Number
of shares as to which such person has: |
|
(i) |
sole
power to vote or to direct the vote: |
EF
Hutton Partners, LLC – 1,819,918 shares
Joseph
Rallo – 1,819,918 shares
David
Boral – 1,819,918 shares
|
(ii) |
shared
power to vote or to direct the vote: |
EF
Hutton Partners, LLC – 0 shares
Joseph
Rallo – 0 shares
David
Boral – 0 shares
|
(iii) |
sole
power to dispose or to direct the disposition of: |
EF
Hutton Partners, LLC – 1,819,918 shares
Joseph
Rallo – 1,819,918 shares
David
Boral – 1,819,918 shares
|
(iv) |
shared
power to dispose or to direct the disposition of: |
EF
Hutton Partners, LLC – 0 shares
Joseph
Rallo – 0 shares
David
Boral – 0 shares
Item
5. |
Ownership
of Five Percent or Less of a Class:
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following ☐. Not Applicable |
Item
6. |
Ownership
of More than Five Percent on Behalf of Another Person: Not Applicable |
Item
7. |
Identification
and Classification of Subsidiary Which Acquired the Securities: Not Applicable |
Item
8. |
Identification
and Classification of Members of the Group: Not Applicable |
Item
9. |
Notice
of Dissolution of Group: Not Applicable |
Item
10. |
Certifications:
Not Applicable |
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
February
9, 2023
|
EF
HUTTON PARTNERS, LLC |
|
|
|
|
By: |
/s/
David Boral |
|
Name: |
David
Boral |
|
Title: |
Authorized Signatory |
|
|
|
|
/s/
Joseph Rallo |
|
Joseph
Rallo |
|
|
|
/s/
David Boral |
|
David
Boral |
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