Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (n-q)
01 4월 2014 - 5:39AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number
811-06400
The Advisors Inner Circle Fund
(Exact name of registrant as specified in charter)
101 Federal
Street
Boston, MA 02110
(Address of principal executive offices) (Zip code)
SEI
Corporation
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
Registrants telephone number, including area code: 1-877-446-3863
Date of fiscal year end: October 31, 2014
Date of reporting period: January 31, 2014
Item 1.
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Schedule of Investments
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THE ADVISORS INNER CIRCLE FUND
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A
LPHA
O
NE
M
ICRO
C
AP
E
QUITY
F
UND
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J
ANUARY
31, 2014
(Unaudited)
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SCHEDULE OF INVESTMENTS
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COMMON STOCK 97.5%
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Shares
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Value
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CONSUMER DISCRETIONARY 6.5%
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Blue Nile *
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49,452
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$
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2,129,403
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Einstein Noah Restaurant Group
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123,715
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1,887,891
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Kirklands *
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112,911
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2,126,114
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Red Robin Gourmet Burgers *
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15,753
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1,014,966
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Tillys, Cl A *
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202,535
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2,351,431
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9,509,805
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CONSUMER STAPLES 1.4%
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Fairway Group Holdings, Cl A *
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171,673
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2,017,158
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ENERGY 7.5%
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Dawson Geophysical *
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69,522
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2,250,427
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Natural Gas Services Group *
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66,295
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1,915,926
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Panhandle Oil and Gas, Cl A
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67,976
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2,627,952
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RigNet *
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47,223
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2,202,953
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RPC
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113,711
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1,936,498
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10,933,756
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FINANCIAL SERVICES 31.0%
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Banner
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70,049
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2,579,905
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Berkshire Hills Bancorp
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77,647
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1,899,246
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Bryn Mawr Bank
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104,860
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2,922,448
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Calamos Asset Management, Cl A
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256,880
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2,946,413
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Capital City Bank
Group *
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97,379
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1,242,556
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Columbia Banking System
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112,674
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2,941,918
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Enterprise Financial Services
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147,491
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2,746,282
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Financial Institutions
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129,485
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2,703,647
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First Connecticut Bancorp
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131,474
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2,026,014
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Flushing Financial
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114,639
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2,354,685
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Hanmi Financial, Cl Corp (histrt)
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89,275
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1,925,662
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OceanFirst Financial
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123,204
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2,188,103
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Pacific Continental
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159,155
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2,244,086
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PacWest Bancorp
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74,183
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2,975,480
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Park Sterling
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390,189
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2,633,776
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Renasant
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96,826
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2,787,621
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Sterling Bancorp
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201,252
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2,535,775
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Webster Financial
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49,080
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1,489,087
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WSFS Financial
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30,422
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2,184,299
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45,327,003
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HEALTH CARE 9.1%
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Hanger Orthopedic
Group *
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86,654
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2,929,772
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MWI Veterinary Supply *
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9,994
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1,861,482
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National Research, Cl A *
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146,625
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2,199,375
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Natus Medical *
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62,028
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1,605,905
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US Physical Therapy
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97,062
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3,058,424
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Vocera Communications *
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93,458
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1,632,711
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13,287,669
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Shares
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Value
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PRODUCER DURABLES 29.7%
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Altra Holdings
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82,740
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$
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2,594,726
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AZZ
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58,432
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2,443,042
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Ceco Environmental
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170,321
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2,646,788
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CRA International *
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134,758
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2,541,536
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DXP Enterprises *
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18,792
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1,804,784
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Exponent
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22,134
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1,598,517
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Federal Signal *
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143,672
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1,770,039
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GP Strategies *
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60,754
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1,685,923
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Great Lakes Dredge & Dock *
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307,688
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2,316,891
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Hurco
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79,477
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2,060,044
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Knight Transportation
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104,346
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2,227,787
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LB Foster, Cl A
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52,846
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2,275,549
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Marten Transport
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105,110
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2,004,448
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Multi-Color
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61,448
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2,209,670
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NN
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92,782
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1,641,313
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Old Dominion Freight Line *
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47,691
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2,586,760
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On Assignment *
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82,345
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2,444,000
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Raven Industries
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49,878
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1,867,931
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SP Plus *
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88,257
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2,229,372
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Thermon Group Holdings *
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88,551
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2,397,961
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43,347,081
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TECHNOLOGY 12.3%
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Ambarella *
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63,265
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2,026,378
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Computer Task Group
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98,794
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1,596,511
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GSI Group *
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259,346
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2,798,344
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IXYS
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147,932
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1,877,257
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Methode Electronics
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42,341
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1,425,198
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PDF Solutions *
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75,385
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1,786,624
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Rudolph Technologies *
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171,536
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1,885,181
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Seachange International *
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211,294
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2,527,076
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Virtusa *
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60,389
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2,070,135
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17,992,704
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Total Common Stock (Cost $120,521,405)
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142,415,176
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CASH EQUIVALENT 2.2%
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BlackRock Liquidity Funds T-Fund Portfolio, 0.010% (A)
(Cost $3,295,402)
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3,295,402
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3,295,402
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Total Investments 99.7%
(Cost $123,816,807)
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$
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145,710,578
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Percentages are based on Net Assets of $146,094,272.
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*
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Non-income producing security.
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More narrow industries are utilized for compliance purposes, whereas broad sectors are utilized for reporting purposes.
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(A)
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The rate reported is the 7-day effective yield as of January 31, 2014.
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1
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THE ADVISORS INNER CIRCLE FUND
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A
LPHA
O
NE
M
ICRO
C
AP
E
QUITY
F
UND
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J
ANUARY
31, 2014
(Unaudited)
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Cl
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Class
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At January 31, 2014, the tax basis cost of the Funds investments was $123,816,807, and the unrealized appreciation and depreciation were $26,169,035 and ($4,275,264)
respectively.
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As of January 31, 2014, all of the Funds investments in securities were considered Level 1, in accordance
with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended January 31, 2014,
there have been no transfers between Level 1 and Level 2 assets and liabilities.
For information on the Funds policy regarding
valuation of investments, fair value hierarchy levels, and other significant accounting policies, please refer to Note 2 of the Funds most recent annual or semi-annual financial statements.
ACP-QH-001-0600
2
Item 2.
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Controls and Procedures
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(a) The
registrants principal executive and principal financial officers, or persons performing similar functions, have concluded that the Registrants disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company
Act of 1940 (the 1940 Act)) are effective, based on the evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 as of a date
within 90 days of the filing date of this report.
(b) There were no significant changes in the registrants internal control over
financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the registrants last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrants internal control
over financial reporting.
(a) A separate certification
for the principal executive officer and the principal financial officer of the registrant as required by Rule 30a-2(a) under the Investment Company Act of 1940, as amended (17 CFR 270.30a-2(a)), are filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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(Registrant)
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The Advisors Inner Circle Fund
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By (Signature and Title)
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/s/ Michael Beattie
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Michael Beattie
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President
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Date: March 31, 2014
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in
the capacities and on the dates indicated.
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By (Signature and Title)
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/s/ Michael Beattie
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Michael Beattie
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President
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Date: March 31, 2014
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By (Signature and Title)
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/s/ Michael Lawson
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Michael Lawson
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Treasurer, Controller & CFO
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Date: March 31, 2014
ULURU (CE) (USOTC:ULUR)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
ULURU (CE) (USOTC:ULUR)
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부터 7월(7) 2023 으로 7월(7) 2024