Statement of Changes in Beneficial Ownership (4)
08 6월 2023 - 7:11AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Stewart Edward |
2. Issuer Name and Ticker or Trading Symbol
RBC Bearings INC
[
RBC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
5715 EAST CHENEY DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/5/2023 |
(Street)
PARADISE VALLEY, AZ 85253 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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(City)
(State)
(Zip)
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Rule 10b5-1(c) Transaction Indication
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 6/5/2023 | | A | | 1200 | A | $0 | 24283 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option to Purchase Common Stock | $206.19 | 6/5/2023 | | A | | 1000 | | 6/5/2024 (2) | 6/5/2030 | Common Stock | 1000 | $0 | 1000 | D | |
Option to Purchase Common Stock | $128.24 | | | | | | | 7/3/2019 (3) | 7/3/2025 | Common Stock | 1000 | | 1000 | D | |
Option to Purchase Common Stock | $158.48 | | | | | | | 8/19/2020 (4) | 8/19/2026 | Common Stock | 1000 | | 1000 | D | |
Option to Purchase Common Stock | $137.44 | | | | | | | 6/2/2021 (5) | 6/2/2027 | Common Stock | 1000 | | 1000 | D | |
Option to Purchase Common Stock | $199.16 | | | | | | | 6/3/2022 (6) | 6/3/2028 | Common Stock | 1000 | | 1000 | D | |
Option to Purchase Common Stock | $199.09 | | | | | | | 6/6/2023 (7) | 6/6/2029 | Common Stock | 1000 | | 1000 | D | |
Explanation of Responses: |
(1) | Includes 2,700 shares of restricted stock, which vest according to the following schedule; 500 shares that vest on 6/3/2024; 1,000 shares 1/2 of which vest on 6/6/2024 and 1/2 vest on 6/6/2025; and 1,200 shares 1/3 of which vest on 6/5/2024, 1/3 vest on 6/5/2025 and 1/3 vest on 6/5/2026. |
(2) | These options to purchase Common Stock are subject to the following vesting schedule - 1/5 vest on 6/5/2024, 1/5 vest on 6/5/2025, 1/5 vest on 6/5/2026, 1/5 vest on 6/5/2027 and 1/5 vest on 6/5/2028. |
(3) | All these options to purchase Common Stock are exercisable except for 200 options that vest on 7/3/2023. |
(4) | All these options to purchase Common Stock are exerciseable except for 400 options that are subject to the following vesting schedule - 1/2 vest on 8/19/2023 and 1/2 vest on 8/19/2024. |
(5) | All these options to purchase Common Stock are exerciseable except for 400 options that are subject to the following vesting schedule - 1/2 vest on 6/2/2024 and 1/2 vest on 6/2/2025. |
(6) | All these options to purchase Common Stock are exerciseable except for 600 options that are subject to the following vesting schedule - 1/3 vest on 6/3/2024, 1/3 vest on 6/3/2025 and 1/3 vest on 6/3/2026. |
(7) | All these options to purchase Common Stock are exerciseable except for 800 options that are subject to the following vesting schedule - 1/4 vest on 6/6/2024, 1/4 vest on 6/6/2025, 1/4 vest on 6/6/2026 and 1/4 vest on 6/6/2027. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Stewart Edward 5715 EAST CHENEY DRIVE PARADISE VALLEY, AZ 85253 | X |
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Signatures
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/s/John J. Feeney/attorney in fact | | 6/7/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
RBC Bearings (NYSE:RBC)
과거 데이터 주식 차트
부터 11월(11) 2024 으로 12월(12) 2024
RBC Bearings (NYSE:RBC)
과거 데이터 주식 차트
부터 12월(12) 2023 으로 12월(12) 2024