Statement of Changes in Beneficial Ownership (4)
12 8월 2021 - 7:06AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MUCCI MARTIN |
2. Issuer Name and Ticker or Trading Symbol
NCR CORP
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NCR
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
864 SPRING STREET NW |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/9/2021 |
(Street)
ATLANTA, GA 30308
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/9/2021 | | P | | 1200 | A | $40.68 (1) | 6799 | D | |
Common Stock | 8/10/2021 | | S | | 1200 (2) | D | $41.99 | 5599 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents the purchase of 1,200 shares in four transactions at prices ranging from $40.66 to $40.6914 per share, resulting in a weighted average sale price of $40.679865 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, full information regarding the number of shares
purchased at each separate price within the range set forth in this footnote. |
(2) | On August 9, 2021, the reporting person purchased 1,200 shares of NCR common stock; the reporting person then sold those 1,200 shares on August 10, 2021. The reporting person's purchase and sale of NCR common stock reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, and on August 11, 2021 the reporting person paid to NCR the full amount of the profit realized by the reporting person ($1,572.16) attributable to the matching of the purchase and sale of such shares. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MUCCI MARTIN 864 SPRING STREET NW ATLANTA, GA 30308 | X |
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Signatures
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Laura J. Foltz, Attorney-in-Fact for Martin Mucci | | 8/11/2021 |
**Signature of Reporting Person | Date |
NCR (NYSE:NCR)
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NCR (NYSE:NCR)
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