Notice by Closed-end Investment Companies of Intention to Call or Redeem Their Own Securities (n-23c-2/a)
05 9월 2013 - 7:01PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Rule 23c-2 Notice of
Intention to
Redeem Securities
of
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DUFF & PHELPS UTILITY AND
CORPORATE BOND TRUST INC.
200 South Wacker Drive
Suite 500
Chicago, Illinois 60606
under the
Investment Company Act
of 1940
Investment Company Act File No. 811-07358
(Amendment No. 1)
The undersigned
registered closed-end investment company hereby notifies the Securities and Exchange Commission (the Commission) that it intends to redeem securities of which it is the issuer, as set forth below in accordance with the requirements of
Rule 23c-2 under the Investment Company Act of 1940 (the Act), and states that it is filing this notice with the Commission pursuant to permission granted by the Commission staff fewer than 30 days prior to the date set for the
redemption.
(1)
|
Title of the class of securities of Duff & Phelps Utility and Corporate Bond Trust Inc. (the Fund) to be redeemed:
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Auction Market Preferred Shares, Series TH7, Liquidation Preference $25,000 per share
(CUSIP # 26432K306) (the Preferred Shares).
(2)
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Date on which the securities are to be called or redeemed:
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September 20, 2013
(3)
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Applicable provisions of the governing instrument pursuant to which the securities are to be redeemed:
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The Preferred Shares are to be redeemed pursuant to paragraph 8(a) of Part I of the Articles Supplementary filed by the Fund on
October 23, 2006.
(4)
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The number of shares to be redeemed and the basis upon which the shares to be redeemed are to be selected:
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The Fund intends to redeem all of the 1,900 outstanding Preferred Shares.
Explanatory Note
The sole purpose of this Amendment No. 1 to the Rule 23c-2 Notice of Intention to Redeem Securities (the Notice) of
Duff & Phelps Utility and Corporate Bond Trust Inc., filed with the Commission on September 4, 2013, is to revise the date on which the Preferred Shares will be redeemed from September 19, 2013 to September 20, 2013, in order
to align the redemption date with the dividend payment date for the Preferred Shares. In all other respects, the Notice is unchanged.
SIGNATURE
Pursuant to the requirement of Rule 23c-2 under the Investment Company Act of 1940, the Fund has duly caused this Notice of Intention to
Redeem Securities to be signed on its behalf by the undersigned on this 4
th
day of September, 2013.
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DUFF & PHELPS UTILITY AND
CORPORATE BOND TRUST INC.
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By:
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/s/ T. Brooks Beittel
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Name: T. Brooks Beittel
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Title: Secretary and Senior Vice President
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