Form 8-K - Current report
18 5월 2024 - 5:21AM
Edgar (US Regulatory)
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0001509261
0001509261
2024-05-16
2024-05-16
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
May 16, 2024
REZOLUTE, INC.
(Exact Name of Registrant as Specified in Charter)
Nevada |
|
001-39683 |
|
27-3440894 |
(State or Other Jurisdiction
of Incorporation) |
|
(Commission
File Number) |
|
(I.R.S. Employer
Identification No.) |
275 Shoreline Drive, Suite 500, Redwood City,
CA 94065
(Address of Principal Executive Offices, and
Zip Code)
650-206-4507
Registrant’s Telephone Number, Including
Area Code
Not Applicable
(Former Name
or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
¨ |
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ |
Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
Common Stock, par value $0.001 per share |
RZLT |
Nasdaq Capital Market |
Indicate by check mark
whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07 Submission of Matters to a Vote of Security Holders.
Rezolute, Inc. (the “Company”) held
its 2024 annual meeting of stockholders on May 16, 2024. The meeting was held virtually at RZLT (issuerdirect.com). As of the
record date, March 18, 2024, there were a total of 40,127,647 shares of common stock outstanding and entitled to vote at the special
meeting. At the annual meeting, 27,494,377 shares of common stock were represented in person (virtually) or by proxy; therefore, a quorum
was present. The final voting results for the matters submitted to a vote of stockholders were as follows:
Proposal No. 1 - Election of Directors
To elect the following nominees to serve as members
of the Company’s board of directors:
Nominee Name | |
Votes For | |
Votes Withheld | |
Broker Non Votes |
Young-Jin Kim | |
26,867,423 | |
195,232 | |
431,722 |
Nevan Charles Elam | |
27,027,137 | |
35,518 | |
431,722 |
Philippe Fauchet | |
26,839,313 | |
223,342 | |
431,722 |
Gil Labrucherie | |
26,909,378 | |
153,277 | |
431,722 |
Wladimir Hogenhuis | |
26,839,313 | |
223,342 | |
431,722 |
Nerissa Kreher | |
26,839,040 | |
223,615 | |
431,722 |
Proposal No. 2 - Ratification of Independent
Registered Public Accounting Firm
To ratify Grant Thornton LLP as the Company’s
independent registered public accounting firm for fiscal year 2024:
Votes For | |
Votes Against | |
Abstentions | |
Broker Non Votes |
27,350,525 | |
3,686 | |
140,166 | |
431,722 |
Proposal No. 3 - Say-on-Pay Proposal
To approve by a non-binding advisory vote, the
compensation of the Company’s named executive officers, as disclosed in the Executive Compensation section of the proxy statement:
Votes For | |
Votes Against | |
Abstentions | |
Broker Non Votes |
26,684,240 | |
225,756 | |
152,659 | |
431,722 |
Proposal No. 4 - Equity Plan Amendment Proposal
To approve an amendment to the Company’s
2021 Stock Incentive Plan to reflect the adoption of the Company’s incentive compensation recovery policy:
Votes For | |
Votes Against | |
Abstentions | |
Broker Non Votes |
26,551,450.000 | |
338,688 | |
172,517 | |
431,722 |
Item 9.01 Financial Statements and Exhibits.
|
(d) |
Exhibits. The following Exhibits are furnished as part of this Current Report on Form 8-K. |
Exhibit No. |
|
Description |
104 |
|
Cover Page Interactive Data File (formatted as inline XBRL) |
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
REZOLUTE, INC. |
|
|
|
DATE: May 17, 2024 |
By: |
/s/ Nevan Elam |
|
|
Nevan Elam
Chief Executive Officer |
v3.24.1.1.u2
Cover
|
May 16, 2024 |
Cover [Abstract] |
|
Document Type |
8-K
|
Amendment Flag |
false
|
Document Period End Date |
May 16, 2024
|
Entity File Number |
001-39683
|
Entity Registrant Name |
REZOLUTE, INC.
|
Entity Central Index Key |
0001509261
|
Entity Tax Identification Number |
27-3440894
|
Entity Incorporation, State or Country Code |
NV
|
Entity Address, Address Line One |
275 Shoreline Drive
|
Entity Address, Address Line Two |
Suite 500
|
Entity Address, City or Town |
Redwood City
|
Entity Address, State or Province |
CA
|
Entity Address, Postal Zip Code |
94065
|
City Area Code |
650
|
Local Phone Number |
206-4507
|
Written Communications |
false
|
Soliciting Material |
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Pre-commencement Tender Offer |
false
|
Pre-commencement Issuer Tender Offer |
false
|
Title of 12(b) Security |
Common Stock, par value $0.001 per share
|
Trading Symbol |
RZLT
|
Security Exchange Name |
NASDAQ
|
Entity Emerging Growth Company |
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Rezolute (NASDAQ:RZLT)
과거 데이터 주식 차트
부터 8월(8) 2024 으로 9월(9) 2024
Rezolute (NASDAQ:RZLT)
과거 데이터 주식 차트
부터 9월(9) 2023 으로 9월(9) 2024