Amended Statement of Beneficial Ownership (sc 13d/a)
25 10월 2018 - 6:16AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED
IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)
(Amendment No. 8)
1
Perry Ellis International, Inc.
(Name
of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
288853104
(CUSIP Number)
GEORGE FELDENKREIS
OSCAR FELDENKREIS
4810 NW 74 Ave
Miami, FL 33166
(305) 499-9789
STEVE WOLOSKY, ESQ.
ELIZABETH GONZALEZ-SUSSMAN, ESQ.
Olshan Frome Wolosky LLP
1325 Avenue of the Americas
New York, New York 10019
(212)
451-2300
(Name, Address and Telephone Number of Person
Authorized to Receive Notices
and Communications)
October 22, 2018
(Date of Event Which Requires
Filing of This Statement)
If
the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box
¨
.
Note:
Schedules
filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.
See
§ 240.13d-7 for other parties to whom copies are to be sent.
1
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided
in a prior cover page.
The information required
on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however,
see
the
Notes
).
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1
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NAME OF REPORTING PERSON
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George Feldenkreis
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
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(b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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OO, PF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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USA
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NUMBER OF
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7
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SOLE VOTING POWER
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SHARES
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BENEFICIALLY
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-0-
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OWNED BY
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8
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SHARED VOTING POWER
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EACH
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REPORTING
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1,590,573
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PERSON WITH
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9
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SOLE DISPOSITIVE POWER
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-0-
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10
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SHARED DISPOSITIVE POWER
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1,590,573
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,590,573
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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53.2%
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14
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TYPE OF REPORTING PERSON
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IN
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1
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NAME OF REPORTING PERSON
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Feldenkreis Holdings LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
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(b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF
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7
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SOLE VOTING POWER
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SHARES
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BENEFICIALLY
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-0-
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OWNED BY
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8
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SHARED VOTING POWER
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EACH
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REPORTING
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2,988,144
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PERSON WITH
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9
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SOLE DISPOSITIVE POWER
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-0-
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10
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SHARED DISPOSITIVE POWER
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2,988,144
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,988,144
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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100%
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14
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TYPE OF REPORTING PERSON
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OO
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1
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NAME OF REPORTING PERSON
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Oscar Feldenkreis
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
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(b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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USA
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NUMBER OF
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7
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SOLE VOTING POWER
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SHARES
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BENEFICIALLY
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-0-
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OWNED BY
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8
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SHARED VOTING POWER
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EACH
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REPORTING
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1,071,498
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PERSON WITH
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9
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SOLE DISPOSITIVE POWER
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-0-
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10
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SHARED DISPOSITIVE POWER
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1,071,498
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,071,498
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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35.9%
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14
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TYPE OF REPORTING PERSON
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IN
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1
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NAME OF REPORTING PERSON
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Fanny Hanono
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
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(b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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USA
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NUMBER OF
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7
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SOLE VOTING POWER
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SHARES
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BENEFICIALLY
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-0-
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OWNED BY
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8
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SHARED VOTING POWER
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EACH
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REPORTING
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326,073
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PERSON WITH
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9
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SOLE DISPOSITIVE POWER
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-0-
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10
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SHARED DISPOSITIVE POWER
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326,073
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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326,073
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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10.9%
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14
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TYPE OF REPORTING PERSON
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IN
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The following constitutes
Amendment No. 8 to the Schedule 13D filed by the Reporting Persons (the “Amendment No. 8”). The Schedule 13D is hereinafter
amended as specifically set forth herein.
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Item 2.
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Identity and Background
.
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Item 2 is hereby amended to add
the following:
In connection with
the Merger Agreement, Merger Sub and each of Mary Ellen Kanoff, Scott A. LaPorta and Matthew McEvoy are no longer members of the
Section 13(d) group and shall cease to be Reporting Persons immediately upon the filing of this Amendment No. 8. The
remaining Reporting Persons will continue filing as a group, statements on Schedule 13D, with respect to their beneficial ownership
of securities of the Issuer to the extent required by applicable law. Each of the remaining Reporting Persons is party
to the Joint Filing Agreement, as further described in Item 6 below.
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Item 3.
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Source and Amount of Funds or Other Consideration
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Item 3 is hereby
amended and restated to read as follows:
Item 4 is hereby incorporated
in its entirety into this Item 3. The Shares acquired by Parent were acquired pursuant to the Rollover Agreements and the
Merger Agreement for an aggregate value of approximately $437 million.
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Item 4.
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Purpose of Transaction.
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Item 4 is hereby amended to add
the following:
On October 22, 2018,
pursuant to the terms of the Merger Agreement, Merger Sub was merged with and into the Issuer, with the Issuer surviving the Merger
as a wholly-owned subsidiary of Parent. In connection with the Merger, each Share beneficially owned immediately prior to the effective
time of the Merger (the “Effective Time”) by George Feldenkreis, Oscar Feldenkreis and Fanny Hanono was contributed
to Parent in exchange for a pro rata share of the equity of Parent. At the Effective Time, each Share of the Issuer owned immediately
prior to the Effective Time, other than the Shares owned by Parent, the Issuer, or those who have properly demanded appraisal rights
in accordance with applicable law, was converted into the right to receive $27.50 in cash (the “merger consideration”),
without interest and less any applicable withholding taxes.
The Merger was financed
through equity provided by the Rollover Participants, a Senior Secured Asset Backed Revolving Loan Facility underwritten by Wells
Fargo Bank, N.A., PNC Capital Markets LLC and HSBC Bank USA, National Association, and a multi-tranche term financing facility
provided by funds managed by affiliates of Fortress Investment Group., on substantially similar terms as set forth in the Rollover
Agreements, Fortress Financing Commitment and Wells Financing Commitment, each of which were previously filed with Amendment No.
7.
The Reporting Persons
intend to deregister the Issuer with the Securities and Exchange Commission as soon as practicable.
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Item 5.
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Interest in Securities of the Issuer.
|
Item 5 is hereby amended and restated
to read as follows:
(a) The
aggregate percentage of Shares reported to be beneficially owned by each Reporting Person named herein is based upon 2,988,144
Shares outstanding as of October 22, 2018. As a result of the consummation of the Merger, each Share beneficially owned immediately
prior to the Effective Time by George Feldenkreis, Oscar Feldenkreis and Fanny Hanono was contributed to Parent in exchange for
a pro rata share of the equity of Parent. Accordingly, following the consummation of the Merger and as of the close of business
on October 22, 2018, Parent owns directly 2,988,144 Shares, which in the aggregate represents 100% of the outstanding Shares.
See also the cover pages of each Reporting Person.
(b) See
cover pages of each Reporting Person.
(c) Except
for the cancellation of 3,974 restricted Shares beneficially owned by George Feldenkreis and the cancellation of 151,831 restricted
Shares beneficially owned by Oscar Feldenkreis, in each case on October 22, 2018, there were no transactions in the Shares by any
Reporting Person in the past sixty days.
(d) Not
applicable.
(e) Not
applicable.
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Item 6.
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Contracts, Arrang
e
ments, Understandings or Relationships With Respect to Securities of
the Issuer.
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Item 6 is hereby amended to add
the following:
The information set
forth in or incorporated by reference into Items 3 and 4 above is incorporated herein by reference in its entirety.
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Item 7.
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Material to be Filed as Exhibits
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Item 7 is hereby
amended to add the following exhibits:
99.1 Joint
Filing Agreement by and among George Feldenkreis, Oscar Feldenkreis, Fanny Hanono and Parent, dated October 24, 2018.
SIGNATURES
After reasonable inquiry
and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true,
complete and correct.
Dated: October 24, 2018
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/s/ George Feldenkreis
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GEORGE FELDENKREIS
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/s/ Oscar Feldenkreis
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OSCAR FELDENKREIS
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/s/ Fanny Hanono
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FANNY HANONO
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Feldenkreis Holdings LLC
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By:
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/s/ George Feldenkreis
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Name:
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George Feldenkreis
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Title:
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Manager
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JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange
Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule
13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.01 par value per share, of Perry Ellis
International, Inc., a Florida corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
Dated: October 24, 2018
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/s/ George Feldenkreis
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GEORGE FELDENKREIS
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/s/ Oscar Feldenkreis
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OSCAR FELDENKREIS
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/s/ Fanny Hanono
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FANNY HANONO
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Feldenkreis Holdings LLC
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By:
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/s/ George Feldenkreis
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Name:
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George Feldenkreis
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Title:
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Manager
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Perry Ellis International Inc. (delisted) (NASDAQ:PERY)
과거 데이터 주식 차트
부터 1월(1) 2025 으로 2월(2) 2025
Perry Ellis International Inc. (delisted) (NASDAQ:PERY)
과거 데이터 주식 차트
부터 2월(2) 2024 으로 2월(2) 2025