FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

RESSLER RICHARD S
2. Issuer Name and Ticker or Trading Symbol

OFS Credit Company, Inc. [ OCCI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

4700 WILSHIRE BOULEVARD
3. Date of Earliest Transaction (MM/DD/YYYY)

8/27/2019
(Street)

LOS ANGELES, CA 90010
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock  8/27/2019    X    112500  A $16.50  337500  D   
Common Stock  8/27/2019    X    35000  A $16.50  105000  I  Owned by Orchard First Source Asset Management, LLC (1)
Common Stock  8/27/2019    X    2500  A $16.50  7500  I  Owned by OFS Funding I, LLC (2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Subscription Rights (right to buy) (3) $16.5  8/27/2019    X        225000   8/5/2019  8/27/2019  Common Stock  112500.0  $0  0  D   
Subscription Rights (right to buy) (3) $16.5  8/27/2019    X        70000   8/5/2019  8/27/2019  Common Stock  35000.0  $0  0  I  Owned by OFSAM (1)
Subscription Rights (right to buy) (3) $16.5  8/27/2019    X        5000   8/5/2019  8/27/2019  Common Stock  2500.0  $0  0  I  Owned by OFS Funding I, LLC (2)

Explanation of Responses:
(1)  These securities are held by Orchard First Source Asset Management, LLC ("OFSAM"). Mr. Ressler has an ownership interest in OFSAM. As a result, Mr. Ressler may be deemed to beneficially own the securities held by OFSAM.
(2)  These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. Mr. Ressler has an ownership interest in OFSAM. As a result, Mr. Ressler may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.
(3)  Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
RESSLER RICHARD S
4700 WILSHIRE BOULEVARD
LOS ANGELES, CA 90010

X


Signatures
/s/ Richard S. Ressler 8/28/2019
**Signature of Reporting Person Date


OFS Credit (NASDAQ:OCCIP)
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OFS Credit (NASDAQ:OCCIP)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024 OFS Credit 차트를 더 보려면 여기를 클릭.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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