FORM 4
[ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

WARBURG PINCUS PRIVATE EQUITY VIII L P
2. Issuer Name and Ticker or Trading Symbol

NEUROGEN CORP [ NRGN ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
_____ Officer (give title below)      __ X __ Other (specify below)
See Remarks
(Last)          (First)          (Middle)

C/O WARBURG PINCUS LLC, 450 LEXINGTON AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

12/23/2009
(Street)

NEW YORK, NY 10017
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.025 per share   (1) 12/23/2009     J (1) (2)    13571411   D   (2) 0   D   (1)  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant to Purchase Common Stock   (1) (3)   (3)                    (3)   (3) Common Stock   2499991   (3)   1   I   (1) (3) See Footnotes   (1) (3)

Explanation of Responses:
( 1)  See Exhibit 99.1 - Explanation of Responses.
( 2)  See Exhibit 99.1 - Explanation of Responses.
( 3)  See Exhibit 99.1 - Explanation of Responses.

Remarks:
(1) Exhibit 99.1 - Explanation of Responses
(2) Exhibit 99.2 - Joint Filers' Names and Addresses
(3) Exhibit 99.3 - Joint Filers' Signatures

On December 23, 2009, Neon Signal, LLC, a Delaware limited liability company ("Merger Sub") and a wholly owned subsidiary of
Ligand Pharmaceuticals Incorporated, a Delaware corporation ("Ligand"), was merged (the "Merger") with and into Neurogen
Corporation, a Delaware corporation ("Neurogen"), pursuant to an Agreement and Plan of Merger, dated as of August 23, 2009
(the "Merger Agreement"), by and among Merger Sub, Ligand and Neurogen. In connection with the Merger, the shares of the
common stock of Neurogen, par value $0.025 per share, owned by Warburg Pincus Private Equity VIII, L.P., a Delaware limited
partnership, were cancelled in exchange for the merger consideration provided in the Merger Agreement.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
WARBURG PINCUS PRIVATE EQUITY VIII L P
C/O WARBURG PINCUS LLC
450 LEXINGTON AVENUE
NEW YORK, NY 10017



See Remarks
Warburg Pincus Partners LLC
C/O WARBURG PINCUS LLC
450 LEXINGTON AVENUE
NEW YORK, NY 10017



See Remarks
WARBURG PINCUS LLC
450 LEXINGTON AVENUE
NEW YORK, NY 10017



See Remarks
WARBURG PINCUS & CO
C/O WARBURG PINCUS LLC
450 LEXINGTON AVENUE
NEW YORK, NY 10017



See Remarks
KAYE CHARLES R
C/O WARBURG PINCUS LLC
450 LEXINGTON AVE
NEW YORK, NY 10017



See Remarks
LANDY JOSEPH
C/O WARBURG PINCUS LLC
450 LEXINGTON AVE
NEW YORK, NY 10017



See Remarks

Signatures
WARBURG PINCUS PRIVATE EQUITY VIII, L.P. By: Warburg Pincus Partners, LLC, its General Partner By: Warburg Pincus & Co., its Managing Member By: /s/ Scott A. Arenare, Partner 12/23/2009
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Neurogen (NASDAQ:NRGN)
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부터 5월(5) 2024 으로 6월(6) 2024 Neurogen 차트를 더 보려면 여기를 클릭.
Neurogen (NASDAQ:NRGN)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024 Neurogen 차트를 더 보려면 여기를 클릭.