Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
14 2월 2024 - 11:24PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Knightscope, Inc. |
(Name of Issuer) |
Common Stock, $0.001 par value |
(Title of Class of Securities) |
49907V102 |
(CUSIP Number) |
December
31, 2023 |
(Date
of Event which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[_] Rule 13d-1(b)
[X] Rule 13d-1(c)
[_] Rule 13d-1(d)
*The remainder of this cover page shall be filled
out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
SCHEDULE 13G
1 |
Names of Reporting Persons |
Thomas Caleca |
2 |
Check the appropriate box if a member of a Group (see instructions) |
(a) [ ]
(b) [ ] |
3 |
Sec Use Only |
|
4 |
Citizenship or Place of Organization |
United States |
Number of Shares Beneficially Owned
by Each Reporting Person With:
|
5 |
Sole
Voting Power |
0 |
6 |
Shared
Voting Power |
0 |
7 |
Sole
Dispositive Power |
1,115,556
(via warrants)
|
8 |
Shared
Dispositive Power |
0 |
9 |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
1,115,556 (via warrants) |
10 |
Check
box if the aggregate amount in row (9) excludes certain shares (See Instructions) |
[
] |
11 |
Percent
of class represented by amount in row (9) |
1.46% |
12 |
Type of Reporting Person (See Instructions) |
IN |
|
|
|
|
(a) Name
of Issuer: Knightscope, Inc.
(b) Address
of Issuer’s Principal Executive Offices: 1070 Terra Bella Avenue, Mountain View, CA 94043
| (a) | Name of Person Filing: Thomas Caleca |
| (b) | Address
of Principal Business Office or, if None, Residence: 80 W. Century Road, Suite 101, Paramus,
NJ 07653 |
| (c) | Citizenship: United States |
| (d) | Title and Class of Securities: Common Stock, $0.001 par value |
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
| (a) | [_] Broker or dealer registered under Section 15 of the Act; |
| (b) | [_] Bank as defined in Section 3(a)(6) of the Act; |
| (c) | [_] Insurance company as defined in Section 3(a)(19) of the Act; |
| (d) | [_] Investment company registered under Section 8 of the Investment Company Act of 1940; |
| (e) | [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
| (f) | [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
| (g) | [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
| (h) | [_] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| (i) | [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company
Act of 1940; |
| (j) | [_] A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); |
| (k) | [_] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: ____ |
| (a) | Amount Beneficially Owned:
1,115,556 shares, which consist of warrants to purchase shares of preferred stock convertible
into shares of Common Stock. |
(b) Percent
of Class: 1.46%
(c) Number
of shares as to which such person has:
| (i) | Sole power to vote or to
direct the vote: 0 shares (all votes are delegated by a voting proxy) |
| (ii) | Shared power to vote or
to direct the vote: 0 shares |
| (iii) | Sole
power to dispose or to direct the disposition of: 1,115,556 shares (via warrants) |
| (iv) | Shared
power to dispose or to direct the disposition of: 0 |
| Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report
the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class
of securities, check the following [X].
| Item 6. | Ownership of more than Five Percent on Behalf of Another Person. Not Applicable |
| Item 7. | Identification and classification of the subsidiary which acquired the security being reported on by
the parent holding company or control person. Not Applicable |
| Item 8. | Identification and classification of members of the group. Not Applicable |
| Item 9. | Notice of Dissolution of Group. Not Applicable |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2024
/s/Thomas Caleca
Name/Title: Thomas Caleca
The original statement shall be signed by each
person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his
authorized representative (other than an executive officer or general partner of this filing person), evidence of the representative's
authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement
shall be typed or printed beneath his signature.
Attention: Intentional misstatements or
omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).
Knightscope (NASDAQ:KSCP)
과거 데이터 주식 차트
부터 4월(4) 2024 으로 5월(5) 2024
Knightscope (NASDAQ:KSCP)
과거 데이터 주식 차트
부터 5월(5) 2023 으로 5월(5) 2024