Initial Statement of Beneficial Ownership (3)

FORM 3	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES	OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response... 0.5
	Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person ^*

Cocozzo Diane

2. Date of Event Requiring Statement (MM/DD/YYYY) 9/24/2014

3. Issuer Name and Ticker or Trading Symbol

CMS Bancorp, Inc. [CMSB]]

(Last) (First) (Middle)

123 MAIN STREET, SUITE 750

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director _____ 10% Owner
___ X ___ Officer (give title below) _____ Other (specify below)
SVP & Corp. Secretary /

(Street)

WHITE PLAINS, NY 10601

(City) (State) (Zip)

5. If Amendment, Date Original Filed (MM/DD/YYYY)

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.01 per share	3143 ⁽¹⁾	D
Common Stock, par value $0.01 per share	973	I	By IRA
Common Stock, par value $0.01 per share	500	I	Diane Cocozzo, as Custodian for Justin C. Jones UTMA NY
Common Stock, par value $0.01 per share	500	I	Diane Cocozzo, as Custodian for Connor M. Jones UTMA NY

*Table II - Derivative Securities Beneficially Owned ( e.g.* , puts, calls, warrants, options, convertible securities)**
1. Title of Derivate Security (Instr. 4)	2. Date Exercisable and Expiration Date (MM/DD/YYYY)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivate Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security		6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Option (Right to Buy)	⁽²⁾ ⁽⁵⁾	11/28/2017 ⁽⁵⁾	Common Stock	7000 ⁽⁵⁾	$10.12	D
Employee Stock Option (Right to Buy)	⁽³⁾ ⁽⁵⁾	11/23/2019 ⁽⁵⁾	Common Stock	1500 ⁽⁵⁾	$7.25	D
Employee Stock Option (Right to Buy)	⁽⁴⁾ ⁽⁵⁾	4/27/2021 ⁽⁵⁾	Common Stock	1500 ⁽⁵⁾	$8.66	D

Explanation of Responses:
( 1)	Includes 616 shares of restricted stock granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan ("R&R Plan") on January 26, 2011. The shares subject to this award vest in 20% increments on an annual basis beginning on January 26, 2012, with the next installment scheduled to vest on January 26, 2015. Also includes 750 shares of restricted stock granted to the reporting person under the R&R Plan on April 27, 2011, which will vest in equal installments of 20% per year beginning on April 27, 2012, with the next installment scheduled to vest on April 27, 2015.
( 2)	Reflects a grant of stock options under the CMS Bancorp, Inc. 2007 Stock Option Plan ("Stock Option Plan") on November 28, 2007. The option vested in five equal installments of 20% per year, beginning on of November 28, 2008. See note 5 below.
( 3)	Reflects a grant of stock options under the Stock Option Plan on November 23, 2009. The option became exercisable as to 300 shares on November 23, 2010, and becomes exercisable as to all remaining shares in 20% annual installments ending on November 23, 2014. See note 5 below.
( 4)	Reflects a grant of stock options under the Stock Option Plan on April 27, 2011. The option became exercisable as to 300 shares on April 27, 2012 and becomes exercisable as to all remaining shares in 20% annual installments ending on April 27, 2016. See note 5 below.
( 5)	As previously announced, on September 25, 2014, CMS Bancorp, Inc. and CMS Bank entered into an Agreement and Plan of Merger dated as of September 25, 2014 ("Merger Agreement") with Putnam County Savings Bank ("Putnam") and Putnam County Acquisition Corporation, pursuant to which, through a series of transactions, CMS Bancorp, Inc. and CMS Bank will merge with and into Putnam, with Putnam as the surviving bank (the "Merger"). Each option issued and outstanding immediately prior to the effective time of the Merger shall be cancelled and converted (after giving effect to any accelerated vesting of equity awards) into the right to receive a lump-sum cash payment, the amount of which is to be determined in the manner set forth in Section 3.1 the Merger Agreement (i.e., each holder will be entitled the difference between $13.25 and the exercise price of each option).

Reporting Owners
Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Cocozzo Diane 123 MAIN STREET, SUITE 750 WHITE PLAINS, NY 10601			SVP & Corp. Secretary

Signatures
/s/ Diane Cocozzo		12/10/2014
^** Signature of Reporting Person		Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*	If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:	File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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