- Amended Statement of Ownership (SC 13G/A)
10 2월 2009 - 4:19AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 8)*
Catapult Communications Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
149016107
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o
Rule 13d-1(b)
o
Rule 13d-1(c)
þ
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
SEC 1745 (12-02)
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1.
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NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Nancy H. Karp
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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5.
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SOLE VOTING POWER
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NUMBER OF
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1,319,597 (See Item 4(a) below)
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SHARES
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6.
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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61,328 (See Item 4(a) below)
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EACH
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7.
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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1,319,597 (See Item 4(a) below)
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WITH
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8.
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SHARED DISPOSITIVE POWER
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61,328 (See Item 4(a) below)
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,380,925 (See Item 4(a) below)
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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12.09%
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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Page 2 of 5
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(a)
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Name of Issuer Catapult Communications Corporation
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(b)
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Address of Issuers Principal Executive Offices
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160 South Whisman Road
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Mountain View, CA 94043
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(a)
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Name of Person Filing Nancy H. Karp
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(b)
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Address of Principal Business Office or, if none, Residence
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160 South Whisman Road, Mountain View, CA 94043
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(c)
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Citizenship United States
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(d)
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Title of Class of Securities Common Stock
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(e)
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CUSIP Number 149016107
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check
whether the person filing is a:
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(a)
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o
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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o
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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o
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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o
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Investment company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C. 80a-8).
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(e)
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o
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An investment advisor in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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o
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An employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
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(g)
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o
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A parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G);
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(h)
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o
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance
Act (12 U.S.C. 1813);
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(i)
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o
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A church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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o
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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Provide the following information regarding the aggregate number and percentage of the class of
securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned:
Nancy H. Karp is deemed to be the beneficial owner of an aggregate of 1,380,925 shares of Common Stock, consisting of the following: (i) 1,285,953 shares of Common Stock held under the Nancy H. Karp Tr UA Dec. 3 97 Nancy H Karp Trust; (ii) 30,664 shares of Common Stock held under the Michael David Karp Trust U/A/D 01/20/00 Nancy Karp & Janine Hodgson TTEEs; (iii) 30,664 shares of Common Stock held under the John Lee Karp Trust U/A/D 01/20/00 Nancy Karp & Janine
Hodgson TTEEs; and (iv) 33,644 shares of Common Stock that are issuable upon exercise of outstanding options within 60 days of December 31, 2008.
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Page 3 of 5
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(b)
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Percent of class:
12.09% (percentage ownership is calculated based on 11,386,298 shares of common stock outstanding as of December 31, 2008 and assumes that the 33,644 shares of Common Stock underlying the stock options are deemed outstanding pursuant to SEC Rule 13-3(d)(1)(i)).
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote
1,319,597 shares (See Item 4(a) above)
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(ii)
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Shared power to vote or to direct the vote
61,328 shares (See Item 4(a) above)
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(iii)
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Sole power to dispose or to direct the disposition of
1,319,597 shares (See Item 4(a) above)
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(iv)
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Shared power to dispose or to direct the disposition of
61,328 shares (See Item 4(a) above)
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Instruction.
For computations regarding securities which represent a right to acquire an underlying
security
see
§
240.13d3(d)(1).
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Item 5.
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of the date hereof the reporting person
has ceased to be the beneficial owner of more than five percent of the class of securities, check
the following
o
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Instruction:
Dissolution of a group requires a response to this item.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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If any other person is known to have the right to receive or the power to direct the receipt of
dividends from, or the proceeds from the sale of, such securities, a statement to that effect
should be included in response to this item and, if such interest relates to more than five percent
of the class, such person should be identified. A listing of the shareholders of an investment
company registered under the Investment Company Act of 1940 or the beneficiaries of employee
benefit plan, pension fund or endowment fund is not required.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company or Control Person
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If a parent holding company or Control person has filed this schedule, pursuant to Rule
13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the
Item 3 classification of the relevant subsidiary. If a parent holding company or control person
has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the
identification of the relevant subsidiary.
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Item 8.
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Identification and Classification of Members of the Group
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If a group has filed this schedule pursuant to
§
240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j)
and attach an exhibit stating the identity and Item 3 classification of each member of the group.
If a group has filed this schedule pursuant to
§
240.13d-1(c) or
§
240.13d-1(d), attach an exhibit
stating the identity of each member of the group.
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Item 9.
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Notice of Dissolution of Group
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Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution
and that all further filings with respect to transactions in the security reported on will be
filed, if required, by members of the group, in their individual capacity. See Item 5.
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(a)
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The following certification shall be included if the statement is filed pursuant to
§
240.13d-1(b):
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Page 4 of 5
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By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the ordinary course of
business and were not acquired and are not held for the purpose of or with the effect
of changing or influencing the control of the issuer of the securities and were not
acquired and are not held in connection with or as a participant in any transaction
having that purpose or effect.
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(b)
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The following certification shall be included if the statement is filed pursuant to
§
240.13d-1(c):
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By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information
set forth in this statement is true, complete and correct.
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February 6, 2009
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Date
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/s/ Nancy H. Karp
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Signature
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Nancy H. Karp
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Name/Title
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The original statement shall be signed by each person on whose behalf the statement is filed or his
authorized representative. If the statement is signed on behalf of a person by his authorized
representative other than an executive officer or general partner of the filing person, evidence of
the representatives authority to sign on behalf of such person shall be filed with the statement;
provided, however, that a power of attorney for this purpose which is already on file with the
Commission may be incorporated by reference. The name and any title of each person who signs the
statement shall be typed or printed beneath his signature.
NOTE:
Schedules filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits.
See
§240.13d-7 for other parties for whom copies are to be sent.
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations
(See 18 U.S.C. 1001)
Page 5 of 5
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