Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02 2월 2024 - 11:06PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 24*)
TOMPKINS FINANCIAL CORPORATION
(Name of Issuer)
Common Stock
(Title of Class of Securities)
890110 10 9
(CUSIP Number)
December 31, 2023
(Date of Event Which Requires Filing
of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
☒ |
Rule 13d-1(b) |
☐ |
Rule 13d-1(c) |
☐ |
Rule 13d-1(d) |
* The remainder
of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover
page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject
to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No.
890110 10 9 |
13G |
Page 2 of 5 Pages |
1. |
NAME OF REPORTING PERSON
I.R.S IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Tompkins Community Bank EIN: 15-0470650 |
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) (b)
|
3. |
SEC USE ONLY |
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH |
5. |
SOLE VOTING POWER
0 |
|
|
6. |
SHARED VOTING POWER
1,181,017 |
|
|
7. |
SOLE DISPOSITIVE POWER
0 |
|
|
8. |
SHARED DISPOSITIVE POWER
1,181,017 |
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,181,017 |
10. |
CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* |
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.20% |
12. |
TYPE OF REPORTING PERSON*
BK |
* SEE INSTRUCTIONS
Page 3 of 5 Pages
Item 1(a). |
Name of Issuer: |
|
|
|
Tompkins Financial Corporation |
|
|
Item 1(b). |
Address of Issuer's Principal
Executive Offices: |
|
|
|
118 E. Seneca Street, P.O. Box 460 |
|
|
|
|
Ithaca, NY 14850 |
Item 2(a). |
Name of Person Filing: |
|
Item 2(b). |
Address of Principal Business
Office, or, if None, Residence: |
|
|
|
Tompkins Community Bank |
|
|
P.O. Box 460 |
|
|
Ithaca, NY 14851 |
Item 2(d). |
Title of Class of Securities: |
|
|
|
Common Stock, par value $0.10 par value |
Item 3. |
If this statement is filed
pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: |
|
|
☒ Bank as defined in Section 3(a)(6) of the Act. |
Item 4(a). |
Amount Beneficially Owned: |
|
Item 4(b). |
Percent of Class: |
|
Page 4 of 5 Pages
Item
4(c). |
Number of shares as to which
such person has: |
|
|
(i) |
Sole power to vote or to direct
the vote: |
|
|
|
|
|
|
|
0 |
|
(ii) |
Shared power to vote or to
direct the vote: |
|
|
|
|
|
|
|
1,181,017 |
|
(iii) |
Sole power to dispose or to
direct the disposition of: |
|
|
|
|
|
|
|
0 |
|
(iv) |
Shared power to dispose or
to direct the disposition of: |
|
|
|
|
|
|
|
1,181,017 |
Item
5. |
Ownership of Five Percent
or Less of a Class: |
|
Item
6. |
Ownership of More than Five
Percent on Behalf of Another Person: |
|
Item
7. |
Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: |
Item
8. |
Identification and Classification
of Members of the Group: |
|
Item
9. |
Notice of Dissolution of Group: |
|
|
By signing below
I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control
of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having
such purpose or effect, other than activities solely in connection with a nomination under Section 240.14a-11. |
Page 5 of 5 Pages
SIGNATURE
After reasonable inquiry and to
the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date February 1, 2024 |
|
|
/s/ Matthew D. Tomazin |
|
Signature |
|
|
|
Matthew D. Tomazin, EVP, CFO and Treasurer |
|
Name/Title |
Tompkins Financial (AMEX:TMP)
과거 데이터 주식 차트
부터 4월(4) 2024 으로 5월(5) 2024
Tompkins Financial (AMEX:TMP)
과거 데이터 주식 차트
부터 5월(5) 2023 으로 5월(5) 2024