Initial Statement of Beneficial Ownership (3)
02 12월 2020 - 11:42PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/1/2020
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3. Issuer Name and Ticker or Trading Symbol
ESPEY MFG & ELECTRONICS CORP [ESP]
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(Last)
(First)
(Middle)
233 BALLSTON AVE. |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Street)
SARATOGA SPRINGS, NY 12866
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock - $.33 1/3 par value | 300000 | D (1) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | The amount does not include an additional 469,119 shares owned by the Reporting Person which have been allocated to the accounts of the beneficiaries of the Trust. |
Remarks:
P- Reporting person is Trustee of ESOP |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust
233 BALLSTON AVE.
SARATOGA SPRINGS, NY 12866 |
| X |
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Signatures
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| /s/ Espey Mfg. & Electronics Corp. Employee Retirement Plan and Trust by Peggy A. Murphy, Trustee | | 12/1/2020 |
| **Signature of Reporting Person | Date |
Espey Manufacturing and ... (AMEX:ESP)
과거 데이터 주식 차트
부터 1월(1) 2025 으로 2월(2) 2025
Espey Manufacturing and ... (AMEX:ESP)
과거 데이터 주식 차트
부터 2월(2) 2024 으로 2월(2) 2025
