|
FORM 8.5
(EPT/NON-RI)
|
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
|
Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
|
(c)
|
Name of the party to the offer with which exempt
principal trader is connected
|
BHP
GROUP LTD
|
|
(d)
|
Date position held/dealing undertaken:
|
23 May 2024
|
|
(e)
|
In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
|
YES:
BHP GROUP LTD
|
|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
10,116,287
|
0.83%
|
18,549,447
|
1.51%
|
|
(2)
Cash-settled derivatives:
|
18,795,529
|
1.53%
|
5,908,915
|
0.48%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
|
28,911,816
|
2.36%
|
24,458,362
|
2.00%
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
|
Class of relevant security in relation to
which subscription right exists
|
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Purchase
|
23
|
31.7532
EUR
|
31.4733
EUR
|
|
USD 0.54945
ordinary
|
Sale
|
59
|
31.7564
EUR
|
31.4764
EUR
|
|
USD 0.54945
ordinary
|
Purchase
|
1219456
|
27.1064
GBP
|
26.4361
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
1440401
|
27.1300
GBP
|
26.4361
GBP
|
|
ADR
|
Purchase
|
29829
|
17.0089
USD
|
16.9900
USD
|
|
ADR
|
Sale
|
29829
|
17.0089
USD
|
16.9900
USD
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
8
|
26.9902
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
14
|
26.9552
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
53
|
630.0000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
59
|
27.0302
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
68
|
26.9640
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
103
|
26.9550
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
306
|
26.9592
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
538
|
26.9335
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
565
|
26.9365
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
647
|
27.0146
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
693
|
26.8811
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,377
|
26.9331
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
2,115
|
26.4550
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,628
|
26.9832
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
3,445
|
27.0276
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
3,469
|
27.0050
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,934
|
631.4548
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,960
|
26.9546
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
4,455
|
27.0304
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
6,955
|
26.9777
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
7,402
|
27.0704
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
7,799
|
26.9178
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
10,000
|
26.6129
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
10,615
|
27.0039
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
10,748
|
26.4733
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
11,269
|
627.2700
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
12,698
|
26.9388
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
12,698
|
26.5626
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
15,488
|
27.0747
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
15,741
|
628.3255
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
17,931
|
26.7286
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
20,635
|
627.6874
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
39,833
|
630.9297
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
48,742
|
630.6376
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
56,386
|
26.5036
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
58,901
|
27.0164
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
92,354
|
26.9357
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
161,805
|
26.8614
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
163,138
|
26.4550
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
36
|
31.5566
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
112
|
628.5479
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
206
|
629.5213
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
352
|
628.7038
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,297
|
26.6616
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,500
|
628.8192
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,000
|
26.6646
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
4,530
|
26.7739
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
6,158
|
630.4867
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
12,700
|
629.6657
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
14,707
|
630.4211
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
20,635
|
627.5147
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
236,418
|
629.2435
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
53
|
630.0000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
86
|
27.0668
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
98
|
26.4535
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
99
|
27.0560
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
130
|
26.6750
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
192
|
27.1300
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
247
|
26.6548
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
303
|
26.8864
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
422
|
27.0170
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
531
|
631.0513
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
736
|
26.8748
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
816
|
27.0500
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
1,094
|
26.8634
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,336
|
26.9522
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,594
|
26.9043
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,237
|
631.0366
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,888
|
633.4800
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,934
|
631.4548
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
4,526
|
26.9108
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
4,560
|
26.9896
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
4,919
|
26.9619
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
5,167
|
26.4548
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
6,363
|
26.5470
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
6,428
|
26.5713
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
6,556
|
26.9050
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
8,850
|
26.7927
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
9,521
|
26.4550
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
11,269
|
627.2700
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
11,486
|
26.8278
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
13,526
|
26.9794
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
15,741
|
628.3255
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
19,165
|
26.8969
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
31,364
|
26.8123
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
39,833
|
630.9297
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
48,742
|
630.6376
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
58,294
|
26.9752
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
60,299
|
26.9781
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
159,042
|
26.8573
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
567,120
|
27.0058
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
112
|
628.5479
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
206
|
629.5213
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
352
|
628.7038
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
531
|
631.0513
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,500
|
628.8192
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
2,237
|
631.2101
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
3,888
|
633.7334
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
5,262
|
27.0062
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
6,158
|
630.4867
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
10,000
|
26.7883
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
12,700
|
629.8546
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
14,707
|
630.4211
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
17,633
|
26.8850
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
236,418
|
629.4323
ZAR
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
24 May 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|