Form 4 - Statement of changes in beneficial ownership of securities
18 7월 2024 - 4:02AM
Edgar (US Regulatory)
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
800 CAPITOL STREET, SUITE 3000 |
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(Street)
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2. Issuer Name and Ticker or Trading Symbol
WASTE MANAGEMENT INC
[ WM ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 07/15/2024
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock
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07/15/2024 |
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A |
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418 |
A |
$215.065
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21,891 |
I |
Victoria M. Holt Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
Remarks: |
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/s/ Courtney Tippy, Attorney-in-fact |
07/16/2024 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby
constitutes and appoints each of Rob Longo, Courtney Tippy and Ashleigh Klug as the undersigned's true and lawful attorneys-in-fact,
with full power of substitution, to:
(1) execute
for and on behalf of the undersigned, in the undersigned's capacity as a reporting person of Waste Management, Inc. (the
"Company") pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"),
and the rules and regulations thereunder, Forms 3, 4 and 5 in accordance with Section 16(a) of the Exchange Act and
any Form 144, Form 8-K or other form required to be filed relating to the transaction covered by such report
(collectively, the "Required Forms");
(2) do and perform any and all acts for and
on behalf of the undersigned which may be necessary or desirable to complete and execute any such Required Forms and timely file
such Required Forms with the United States Securities and Exchange Commission, any stock exchange, or other authority or body;
and
(3) take any other action of any type
whatsoever in connection with the foregoing which, in the opinion of any of such attorneys-in-fact or their substitutes, may be of
benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by any
of such attorneys-in-fact or their substitutes on behalf of the undersigned pursuant to this Power of Attorney shall be in such form
and shall contain such terms and conditions as any of such attorneys-in-fact or their substitutes may approve in the discretion of
any such person.
The undersigned hereby grants to each such attorney-in-fact or
their substitutes full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper
to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned
might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that any
of such attorneys-in-fact, or the substitute or substitutes of any of such attorneys-in-fact, shall lawfully do or cause to be done
by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact or their substitutes, in serving in such capacity at the request of the undersigned, are not assuming, nor is the
Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act or any other law,
rule or regulation.
This Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file Required Forms with respect to the undersigned's holdings of and transactions in
securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 14 day of May, 2024.
Signature: |
/s/ Victoria M. Holt |
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Name: |
Victoria M. Holt |
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Exhibit 24
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby
constitutes and appoints each of Rob Longo, Courtney Tippy and Ashleigh Klug as the undersigned's true and lawful attorneys-in-fact,
with full power of substitution, to:
(1) execute
for and on behalf of the undersigned, in the undersigned's capacity as a reporting person of Waste Management, Inc. (the
"Company") pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"),
and the rules and regulations thereunder, Forms 3, 4 and 5 in accordance with Section 16(a) of the Exchange Act and
any Form 144, Form 8-K or other form required to be filed relating to the transaction covered by such report
(collectively, the "Required Forms");
(2) do and perform any and all acts for and
on behalf of the undersigned which may be necessary or desirable to complete and execute any such Required Forms and timely file
such Required Forms with the United States Securities and Exchange Commission, any stock exchange, or other authority or body;
and
(3) take any other action of any type
whatsoever in connection with the foregoing which, in the opinion of any of such attorneys-in-fact or their substitutes, may be of
benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by any
of such attorneys-in-fact or their substitutes on behalf of the undersigned pursuant to this Power of Attorney shall be in such form
and shall contain such terms and conditions as any of such attorneys-in-fact or their substitutes may approve in the discretion of
any such person.
The undersigned hereby grants to each such attorney-in-fact or
their substitutes full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper
to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned
might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that any
of such attorneys-in-fact, or the substitute or substitutes of any of such attorneys-in-fact, shall lawfully do or cause to be done
by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact or their substitutes, in serving in such capacity at the request of the undersigned, are not assuming, nor is the
Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act or any other law,
rule or regulation.
This Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file Required Forms with respect to the undersigned's holdings of and transactions in
securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 14 day of May, 2024.
Signature: |
/s/ Victoria M. Holt |
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Name: |
Victoria M. Holt |
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Waste Management (NYSE:WM)
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Waste Management (NYSE:WM)
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부터 7월(7) 2023 으로 7월(7) 2024