Statement of Changes in Beneficial Ownership (4)
18 2월 2021 - 6:06AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Potter Beth |
2. Issuer Name and Ticker or Trading Symbol
NCR CORP
[
NCR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CAO |
(Last)
(First)
(Middle)
864 SPRING STREET NW |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/12/2021 |
(Street)
ATLANTA, GA 30308
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 2/12/2021 | | F | | 377 (1) | D | $34.93 | 8634 | D | |
Common Stock | 2/12/2021 | | M | | 804 (2) | A | $0 | 9438 | D | |
Common Stock | 2/12/2021 | | F | | 243 (3) | D | $34.93 | 9195 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | $0 (2) | 2/12/2021 | | M | | 1608 (2) | | (2) | (2) | Common Stock | 1608 | $0 | 1608 | D | |
Explanation of Responses: |
(1) | These shares were withheld to cover tax withholding obligations when 1,252 previously reported restricted stock units (RSUs) vested on February 12, 2021. |
(2) | Performance-based RSUs as to which the performance-related conditions to vesting have been previously reported as satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date (each an "RSU Vesting Date"). The first one-third of such RSUs, shown in Table I, vested on February 12, 2021. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement. |
(3) | These shares were withheld to cover tax withholding obligations when 804 restricted stock units vested on February 12, 2021 as reported herein. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Potter Beth 864 SPRING STREET NW ATLANTA, GA 30308 |
|
| CAO |
|
Signatures
|
/s/ Laura J. Foltz, Attorney-in-Fact for Beth Potter | | 2/17/2021 |
**Signature of Reporting Person | Date |
NCR (NYSE:NCR)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
NCR (NYSE:NCR)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024