Amended Current Report Filing (8-k/a)
14 6월 2023 - 7:02PM
Edgar (US Regulatory)
NY true 0001467760 0001467760 2023-06-06 2023-06-06
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 6, 2023
Apollo Commercial Real Estate Finance, Inc.
(Exact name of registrant as specified in its charter)
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Maryland |
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001-34452 |
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27-0467113 |
(State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
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c/o Apollo Global Management, Inc. |
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9 West 57th Street, 42nd Floor New York, New York |
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10019 |
(Address of principal executive offices) |
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(Zip Code) |
Registrant’s telephone number, including area code: (212) 515-3200
n/a
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
Common Stock, $0.01 par value |
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ARI |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Explanatory Note.
On June 8, 2023, Apollo Commercial Real Estate Finance, Inc. (the “Company”) filed a Current Report on Form 8-K (the “Original Form 8-K”) related to, among other things, the results of the Company’s 2023 Annual Meeting of Stockholders (the “Annual Meeting”) held on June 6, 2023. This Form 8-K/A is being filed solely to supplement the disclosures made under Item 5.07 of the Original Form 8-K to disclose the decision of the Board of Directors of the Company (the “Board of Directors”) with respect to the frequency of future stockholder advisory votes on the compensation of the Company’s named executive officers.
Item 5.07 |
Submission of Matters to a Vote of Security Holders. |
As previously reported in the Original Form 8-K, the fourth proposal on which the Company’s stockholders voted at the Annual Meeting was whether a stockholder advisory vote on the compensation of the Company’s named executive officers should be held every one, two or three years. The results of the voting are as shown below:
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1 Year |
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2 Years |
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3 Years |
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Abstain |
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Broker Non-Votes |
80,980,314 |
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333,297 |
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1,236,067 |
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555,431 |
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29,912,841 |
In light of the stockholders’ recommendation that the advisory vote be held every year, which was consistent with the recommendation of the Board of Directors, the Board of Directors has decided that the Company’s stockholders shall vote annually on a resolution to approve, on an advisory basis, the compensation of the Company’s named executive officers.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Apollo Commercial Real Estate Finance, Inc. |
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By: |
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/s/ Stuart A. Rothstein |
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Name: Stuart A. Rothstein |
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Title: President and Chief Executive Officer |
Date: June 13, 2023
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