Amended Statement of Beneficial Ownership (sc 13d/a)
30 8월 2021 - 10:05PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
UNDER THE SECURITIES EXCHANGE ACT
OF 1934
(Amendment No. 1)
Kindred Biosciences, Inc.
(Name of Subject Company —
Issuer)
Common Stock, par value $0.0001 per
share
(Title of Class of Securities)
494577109
(CUSIP Number of Class of Securities)
Marcela A. Kirberger
General Counsel and Corporate Secretary
Elanco Animal Health Incorporated
2500 Innovation Way, Greenfield, Indiana
46140
(877) 352-6261
(Name, Address and Telephone Number
of Person Authorized to Receive Notices and Communications on Behalf of Filing Persons)
Copies to:
Catherine J. Dargan, Esq.
Michael J. Riella, Esq.
Covington & Burling LLP
One CityCenter
850 Tenth Street, NW
Washington, DC 20001-4956
+1 (202) 662 6000
August 27, 2021
(Date of Event Which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because § 240.13d-1(e), 240.13d-1(f)
or 240.13d-1(g) check the following box. ¨
Note: Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or
otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No. 494577109
1
|
Names of Reporting Persons
ELANCO ANIMAL HEALTH INCORPORATED
|
2
|
Check
the Appropriate Box if a Member of a Group: (a) ¨ (b) ¨
|
3
|
SEC Use Only
|
4
|
Source of Funds
OO (See Item 3)
|
5
|
Check Box if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e): ¨
|
6
|
Citizenship Or Place Of Organization
INDIANA
|
NUMBER OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON
WITH:
|
7
|
Sole Voting Power
10,000*
|
8
|
Shared Voting Power
0
|
9
|
Sole Dispositive Power
10,000*
|
10
|
Shared Dispositive Power
0
|
11
|
Aggregate Amount Beneficially Owned By Each Reporting Person
10,000 (See Items 4 and 5)
|
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares: ¨
|
13
|
Percent Of Class Represented By Amount In Row (11)
100%*
|
14
|
Type Of Reporting Person
CO
|
|
|
|
|
* Pursuant to the Agreement and Plan of Merger, dated
as of June 15, 2021 and as amended on June 30, 2021, by and among Elanco Animal Health Incorporated, Knight Merger Sub, Inc., a wholly
owned subsidiary of Elanco Animal Health Incorporated (“Merger Sub”), and Kindred Biosciences, Inc. (“KindredBio”),
Merger Sub merged with and into KindredBio (the “Merger”) on August 27, 2021. Upon completion of the Merger, each share of
common stock of KindredBio that was issued and outstanding immediately prior to the effective time of the Merger was cancelled, and each
share of common stock of Merger Sub was converted into one share of common stock of the surviving corporation. Consequently, upon the
consummation of the Merger on August 27, 2021, Elanco became the owner of 10,000 shares of common stock of the surviving corporation,
representing 100% of the issued and outstanding shares of common stock of the surviving corporation. Merger Sub ceased to be the beneficial
owner of any securities of KindredBio on August 27, 2021 as a result of the termination of its corporate existence in connection with
the Merger.
The following constitutes Amendment No. 1 to the Schedule 13D filed
by Elanco Animal Health Incorporated (the “Reporting Person”) and Knight Merger Sub, Inc. with the Securities and Exchange
Commission on June 25, 2021 (the “Original 13D” and, together with this amendment, the “Schedule 13D”). Capitalized
terms used in this Amendment but not otherwise defined herein have the meanings set forth in the Original 13D.
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 of the Original 13D is hereby amended and supplemented by adding
the following after the last paragraph in Item 3:
“On August 27, 2021, Elanco consummated the acquisition of KindredBio
through the merger of Merger Sub with and into KindredBio. The aggregate consideration payable in connection with the acquisition of shares
of common stock of KindredBio upon the consummation of the Offer and the Merger was approximately $444 million, plus related fees and
expenses.”
Item 4. Purpose of Transaction
(1) Item 4 of the Original 13D is hereby amended and supplemented by
adding the following at the end thereof:
“On August 27, 2021, pursuant to the Merger Agreement, Merger
Sub merged with and into KindredBio. KindredBio is the surviving corporation (“Surviving Corporation”) in the Merger and is
a wholly owned subsidiary of Elanco.
Upon completion of the Merger, each share of common stock of KindredBio
that was issued and outstanding immediately prior to the effective time of the Merger was cancelled, and each share of common stock of
Merger Sub was converted into one share of common stock of the Surviving Corporation. Consequently, upon the consummation of the Merger
on August 27, 2021, Elanco became the owner of 10,000 shares of common stock of the Surviving Corporation, representing 100% of the issued
and outstanding shares of common stock of the Surviving Corporation.
Upon the consummation of the Merger, the directors and officers of
Merger Sub became the directors and officers of the Surviving Corporation and the certificate of incorporation and bylaws of the Surviving
Corporation were amended and restated as set forth in the Merger Agreement.
As a result of the Merger, the shares of common stock of KindredBio
ceased to trade on the Nasdaq Capital Market (“Nasdaq”) prior to opening of trading on August 30, 2021 and became eligible
for delisting from Nasdaq and termination of registration under the Act. KindredBio requested that Nasdaq file with the SEC a Form 25
relating to the delisting of KindredBio’s common stock from Nasdaq and the deregistration of KindredBio’s registered securities.
KindredBio intends to file a Form 15 with the SEC, requesting the deregistration of its securities under Section 12(g) of the Act and
the suspension of its reporting obligations under Section 15(d) of the Act.”
(2) The section entitled “Support Agreements” is amended
by adding the following paragraph to the end thereof:
“By their terms, the Support Agreements terminated at the Effective
Time.”
Item 5. Interest in Securities of the Company
Item 5 of the Original 13D is hereby amended and restated to read in
its entirety as follows:
“(a), (b). As a result of the Merger, all shares of common stock
of KindredBio that were issued and outstanding prior to the Merger were cancelled and ceased to exist, and each share of common stock
of Merger Sub was converted into one share of common stock of the Surviving Corporation, with Elanco becoming the owner of 10,000 shares
of common stock of the Surviving Corporation, representing 100% of the issued and outstanding shares of common stock of the Surviving
Corporation.
In addition, as a result of the Merger, the separate corporate existence
of Merger Sub ceased, and therefore Merger Sub owns no shares of the Surviving Corporation and has no authority to vote or direct the
vote for any shares of the Surviving Corporation.
Except as set forth herein, neither the Reporting Person nor, to the
knowledge of the Reporting Person, any person named in Schedule A, beneficially owns or has any voting power or dispositive power over
any shares of common stock of KindredBio.
(c). Other than as described above, to the knowledge of the Reporting
Person, no transactions in the class of securities reported have been effected during the past 60 days by any person named in Schedule
A or Item 5(a) to this Schedule 13D.
(d). Not applicable.
(e). Not applicable.”
Signature
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: August 30, 2021
|
ELANCO ANIMAL HEALTH INCORPORATED
|
|
|
|
|
/s/ Todd Young
|
|
Name:
|
Todd Young
|
|
Title:
|
Executive Vice President and Chief Financial Officer
|
Kindred Biosciences (NASDAQ:KIN)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024
Kindred Biosciences (NASDAQ:KIN)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024