- Statement of Changes in Beneficial Ownership (4)
11 12월 2009 - 10:49AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HARRIS CHARLES E
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2. Issuer Name
and
Ticker or Trading Symbol
INTELLON CORP
[
ITLN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO; COB
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(Last)
(First)
(Middle)
C/O INTELLON CORPORATION, 5955 T.G. LEE BLVD., SUITE 600
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/1/2009
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(Street)
ORLANDO, FL 32822
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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6/1/2009
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A
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54187
(1)
(2)
(3)
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A
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$0
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669322
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D
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Common Stock
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12/8/2009
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F
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3583
(4)
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D
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$7.61
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1178777
(5)
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D
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Common Stock
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826
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I
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By Synagen Capital Partners, Inc.
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (right-to-buy)
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$5.69
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6/1/2009
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D
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110000
(6)
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(7)
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2/25/2018
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Common Stock
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110000
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$0
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0
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D
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Explanation of Responses:
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(
1)
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Issued pursuant to the issuer's option exchange program.
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(
2)
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Each restricted stock unit represents a contingent right to receive one share of Intellon Corporation's common stock.
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(
3)
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25% vests on the six-month anniversary of the replacement grant date, with the remaining unvested portion vesting quarterly thereafter over the succeeding 3 years. Vesting is conditioned upon continued employment through each applicable vesting date.
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(
4)
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Disposition of securities upon exercise of tax withholding right in connection with the vesting of restricted stock granted June 1, 2009.
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(
5)
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Includes 513,038 shares previously held through the Charles E. Harris Revocable Trust DTD September 10, 1997 which were distributed to the reporting person on or about November 30, 2009 and are now held directly.
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(
6)
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Cancelled pursuant to the issuer's option exchange program.
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(
7)
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The cancelled option provided for vesting of 25% at the end of the 12 month period following February 29, 2008, with the remaining shares vesting quarterly thereafter over the succeeding 3 years.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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HARRIS CHARLES E
C/O INTELLON CORPORATION
5955 T.G. LEE BLVD., SUITE 600
ORLANDO, FL 32822
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X
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CEO; COB
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Signatures
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/s/ Larissa M. Cochron, Attorney-in-Fact
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12/10/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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