UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 4)
Under the Securities Exchange Act of
1934
GOLUB CAPITAL BDC, INC.
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(Name of Issuer)
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Common Stock, Par Value $0.001 Per Share
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(Title of Class of Securities)
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38173M 102
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(CUSIP Number)
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David B. Golub
c/o Golub Capital BDC, Inc.
150 South Wacker Drive, Suite
800
Chicago, IL 60606
(312) 205-5050
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
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December 31, 2012
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(Date of Event which Requires Filing of this Statement)
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If the filing person has previously filed a statement on Schedule
13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box.
o
Note
: Schedules filed in paper format shall include
a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies
are to be sent.
*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information required in the remainder of this cover page
shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended
(“Act”), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
CUSIP No. 38173M 102
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1
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Name of Reporting Person
David B. Golub
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2
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Check the Appropriate Box if a Member of a Group
(a)
o
(b)
o
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3
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SEC Use Only
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4
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Source of Funds
PF
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5
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Check if Disclosure of Legal Proceedings Is Required
Pursuant to Items 2(d) or 2(e)
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6
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Citizenship or Place of Organization
United States
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
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7
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Sole Voting Power
166,948
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8
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Shared Voting Power
115,002
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9
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Sole Dispositive Power
83,246
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10
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Shared Dispositive Power
6,059,495
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11
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Aggregate Amount Beneficially Owned by Each Reporting
Person
6,142,741
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12
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Check if the Aggregate Amount in Row (11) Excludes
Certain Shares
o
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13
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Percentage of Class Represented by Amount in Row
(11)
21.5%
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14
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Type of Reporting Person
IN
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This Amendment No. 4 (“Amendment No. 4”) supplementally
amends the initial statement on Schedule 13D, filed with the Securities and Exchange Commission (the “SEC”) on April
30, 2010 (as amended on April 6, 2011, January 3, 2012 and August 17, 2012, the "Schedule 13D"), by Mr. David B. Golub. Capitalized
terms used herein and not defined herein shall have the meanings assigned thereto in the Schedule 13D. This Amendment
No. 4 is filed by Mr. Golub in accordance with Rule 13d-2 under the Securities Exchange Act of 1934, as amended, and it shall refer
only to the information that has materially changed since the filing of the Schedule 13D.
Item 5. Interest in Securities of the Issuer.
As of the date hereof, Mr. Golub may be deemed to be the beneficial
owner of 6,142,741 shares of Common Stock, representing 21.5% of the total issued and outstanding shares of Common Stock. As
set forth below, Mr. Golub’s beneficial ownership of 6,142,741 shares of Common Stock is comprised of his direct beneficial
ownership of the 83,246 shares of Common Stock owned by Mr. Golub through his individual retirement account, his indirect
beneficial ownership of the 5,944,493 shares of Common Stock owned directly by Golub Capital Company IV, LLC, Golub Capital Company
V LLC, Golub Capital Company VI LLC and GEMS Fund, L.P. and his indirect beneficial ownership of 115,002 shares of Common
Stock owned directly by GCI Development LLC and GC Investment Management LLC. All percentages set forth in this statement
on Schedule 13D are based upon the 28,605,335 shares of Common Stock issued and outstanding as of the date hereof.
On December 31, 2012, Golub Capital Company IV, LLC
sold in block trades to two funds, for which an entity controlled by Mr. Golub together with Lawrence E. Golub serves as
a non-discretionary sub-adviser, an aggregate of 977,988 shares of Common Stock, at a price of $15.90 per share. Also
on December 31, 2012, Golub Capital Company IV, LLC sold in block trades an aggregate of 238,995 shares to Golub
Capital Employee Grant Program Rabbi Trust and GCI Development LLC at a price of $15.90 per share. The shares purchased by these
entities will be utilized for awarding equity incentive compensation to employees of Golub Capital. Golub Capital Company IV,
LLC sold a portion of its shares in order to diversify its investments. After the sales, Golub Capital Company IV,
LLC still directly holds 764,808 shares of Common Stock.
Mr. Golub is the direct beneficial owner of the 83,246 shares
of Common Stock owned through his individual retirement account and has sole voting power and sole dispositive power over these
shares.
Mr. Golub also indirectly beneficially owns 83,702 shares of
Common Stock through investments in Golub Capital Company IV, LLC, Golub Capital Company V LLC, Golub Capital Company VI LLC and
GEMS Fund, L.P., which directly own 764,808, 2,291,784, 1,135,853 and 1,752,048 shares of Common Stock, respectively. Mr.
Golub has sole voting power over these 83,702 shares, as the voting rights to the Common Stock owned by each entity have been passed
through to the members or limited partners of each entity. Together with the 83,246 shares owned through his individual
retirement account, Mr. Golub has sole voting power over 166,948 shares of Common Stock.
Mr. Golub, together with Lawrence E. Golub, is a control person
of Golub Capital LLC, the investment advisor of Golub Capital Company IV, LLC, Golub Capital Company V LLC and Golub Capital Company
VI LLC, and is a control person of GC Advisors LLC, the investment advisor of GEMS Fund, L.P. Due to his control of Golub
Capital Company IV, LLC, Golub Capital Company V LLC, Golub Capital Company VI LLC and GEMS Fund, L.P., Mr. Golub may be viewed
as having shared dispositive power over all of the 5,944,493 shares of Common Stock owned directly by such entities although voting
rights to the Common Stock have been passed through to the members or limited partners of each entity. Each entity received
shares of Common Stock in exchange for the limited liability company interests each owned in Golub Capital BDC LLC, the Issuer’s
predecessor entity, upon the conversion of the Issuer from a Delaware limited liability company to a Delaware corporation on April
13, 2010. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary
interest therein, which interest is set forth above.
Mr. Golub, together with Lawrence E. Golub, is a control person
of GCI Development LLC and GC Investment Management LLC. Due to his control of such entities, Mr. Golub may be viewed
as having shared voting and dispositive power over all of the 115,002 shares directly owned by such entities. These
shares are held for the benefit of employees of such entities, and Mr. Golub disclaims beneficial ownership of such shares of Common
Stock except to the extent of his pecuniary interest therein.
SIGNATURES
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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January 3, 2013
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Date
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/s/ David B. Golub
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Signature
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David B. Golub
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Name
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Golub Capital BDC (NASDAQ:GBDC)
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