Current Report Filing (8-k)
16 11월 2022 - 1:03AM
Edgar (US Regulatory)
0001717556
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0001717556
2022-11-11
2022-11-11
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xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 11, 2022
VINCO
VENTURES, INC.
(Exact
name of registrant as specified in charter)
Nevada |
|
001-38448 |
|
82-2199200 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
Address
Not Applicable(1) |
|
Address
Not Applicable(1) |
(Address
of principal executive offices) |
|
(Zip
Code) |
(866)
900-0992
(Registrant’s
telephone number, including area code)
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4© under the Exchange Act (17 CFR 240.13©(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
Stock, $0.001 par value per share |
|
BBIG |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
(1)
We are a remote-friendly company, with several hubs and locations for employees to collaborate. Accordingly, we do not maintain
a headquarters. For purposes of compliance with applicable requirements of the Securities Act of 1933, as amended, and Securities Exchange
Act of 1934, as amended, stockholder communications required to be sent to our principal executive offices may be directed to the email
address set forth in our proxy materials and/or identified on our investor relations website.
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
5.02 Appointment of an Officer
On
November 11, 2022, Vinco Ventures, Inc. (the “Company”) entered into a director’s agreement with Richard Levychin,
CPA, CGMA (the “Director’s Agreement”) pursuant to which he accepted appointment as a Director of the Company and also
appointment to the Audit Committee as its Chair and the financial expert.
Richard
Levychin, CPA, CGMA is a Partner in Galleros Robinson’s Commercial Audit and Assurance practice where he focuses on both privately
and publicly held companies. Prior to taking this position in October 2018, Richard was the managing partner of KBL, LLP, a PCAOB certified
independent registered accounting firm, since 1994. Mr. Levychin has over 25 years of accounting,
auditing, business advisory services and tax experience working with both privately owned and public entities in various industries including
media, entertainment, real estate, manufacturing, not-for-profit, technology, retail, technology, and professional services. His experience
also includes expertise with SEC filings, initial public offerings, and compliance with regulatory bodies. As a business adviser, he
advises companies, helping them to identify and define their business and financial objectives, and then provides them with the on-going
personal attention necessary to help them achieve their established goals.
Mr.
Levychin has written articles on a wide range of topics,
which have been featured in several periodicals including Dollars and Sense, New York Enterprise Report, Black Enterprise Magazine, Forbes,
Business Insider, and The Network Journal. He has also conducted seminars on a wide range of business topics including SEC matters and
taxation for several organizations including the Black Enterprise Entrepreneurs Conference, the Entrepreneurs’ Organization (New
York chapter) and the Learning Annex.
Mr.
Levychin is a member of several organizations including the New York State Society of Certified Public Accountants, the National Association
of Tax Professionals, and the American Institute of Certified Public Accountants (AICPA). Richard was a founding member of the AICPA’s
National Diversity and Inclusion Commission. Richard is a member and a former board member of the New York Chapter of the Entrepreneurs’
Organization (“EO”), a dynamic, global network of more than 14,000 business owners in over 50 countries. Mr. Levychin also
is a member of the Board of Directors of AgriForce Growing Systems, Ltd., a company listed on the Nasdaq Capital Market, and chairs its
Audit Committee.
In
2018 Mr. Levychin was a recipient of the 5 Chamber Alliance MWBE Award from the Manhattan
Chamber of Commerce. In 2016 Richard was presented with the 2016 Arthur Ashe Leadership Award. In 2015 Richard was presented by his alma
mater Baruch College with the Baruch College Alumni Association’s “Alumni Leadership Award for Business”. In 2013 Richard
received the title of Best Accountant from The New York Enterprise Report. Mr. Levychin
is a past winner of The Network Journal’s prestigious “40 Under 40” award.
He
is a graduate of Baruch College, where he received a Bachelors in Business Administration Degree (Accounting).
Our
Board has determined that Mr. Levychin is well suited to serve on our Board due to his decades of experience as the managing partner
of a PCAOB certified independent registered accounting firm, which included decades of expertise with SEC filings and initial public
offerings.
Pursuant
to the Director’s Agreement, Mr. Levychin shall be compensated $116,000 per annum (payable on a quarterly basis) and will be granted
equity in the Company in an amount which is to be determined between the independent directors and the Company’s Compensation Committee
at a later date.
Item
8.01 Other Information
On
August 8, 2022, the Company received a written notice from the Nasdaq Listing Qualifications Staff indicating that, based on a former
CEO no longer being independent, the Company no longer complies with Nasdaq’s independent director and audit committee requirements
as set forth in the Rules. The Company submitted a plan
to Nasdaq to regain compliance with the requirements no later than November 15, 2022. As a result of the appointment of Mr. Levychin,
the Company has regained full compliance with these requirements.
Item
9.01 Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
Date:
November 15, 2022
VINCO
VENTURES, INC. |
|
|
|
|
By: |
/s/
Brendan Bosack |
|
Name: |
Brendan
Bosack |
|
Title: |
Chief
Financial Officer |
|
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