JPMorgan Securities Plc Form 8.5 (EPT/RI)-Smith (DS) plc Amend
15 5월 2024 - 12:00AM
RNS Regulatory News
RNS Number : 4181O
JPMorgan Securities Plc
14 May 2024
AMENDMENT
FORM 8.5
(EPT/RI)
PUBLIC DEALING DISCLOSURE BY
AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code
(the "Code")
1. KEY
INFORMATION
(a) Name of exempt principal
trader:
|
J.P. Morgan Securities
Plc
|
(b) Name of offeror/offeree
in relation to whose relevant securities this form
relates:
Use
a separate form for each offeror/offeree
|
Smith (DS)
plc
|
(c) Name of the party to the
offer with which exempt principal trader is
connected:
|
Corporate broker to Smith
(DS) plc
|
(d) Date dealing
undertaken:
|
9 May 2024
|
(e) In addition to the
company in 1(b) above, is the exempt principal trader making
disclosures in respect of any other party to this
offer?
If it is a cash offer or
possible cash offer, state "N/A"
|
Yes, International Paper
Company
|
2. DEALINGS BY
THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The
currency of all prices and other monetary amounts should be
stated.
(a) Purchases and
sales
Class of relevant
security
|
Purchases/
sales
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
10p
ordinary
|
Purchase
Sale
|
5,881,267
3,093,519
|
3.6691 GBP
3.6810 GBP
|
3.6000 GBP
3.6000 GBP
|
(b) Cash-settled
derivative transactions
Class of relevant
security
|
Product
description
e.g. CFD
|
Nature of
dealing
e.g. opening/closing a
long/short position, increasing/reducing a long/short
position
|
Number of reference
securities
|
Price per
unit
|
10p
ordinary
|
Equity Swap
|
Decrease
Long
Decrease
Short
Increase
Long
Increase
Short
Opening a short
position
|
746
233,122
1,420
7,813
1,582
4,823
6,469
1,134
262,000
258
2,037
186
13,947
6,378
15,512
162,678
8,423
3,430
6,715
4,134
2,775
32,629
842
15,072
8,857
51,867
20,212
440
2,402
3,611
665,124
10,647
82,566
10,197
262,000
621,351
1,350,000
164,279
1,149,953
370
50,178
|
3.6005 GBP
3.5998 GBP
3.6319 GBP
3.6388 GBP
3.6604 GBP
3.6620 GBP
3.6634 GBP
3.6692 GBP
3.6695 GBP
3.6740 GBP
3.6759 GBP
3.6139 GBP
3.6209 GBP
3.6238 GBP
3.6267 GBP
3.6000 GBP
3.6004 GBP
3.6206 GBP
3.6225 GBP
3.6229 GBP
3.6237 GBP
3.6241 GBP
3.6246 GBP
3.6261 GBP
3.6292 GBP
3.6302 GBP
3.6307 GBP
3.6308 GBP
3.6309 GBP
3.6327 GBP
3.6330 GBP
3.6341 GBP
3.6360 GBP
3.6367 GBP
3.6442 GBP
4.5306 GBP
4.5477 GBP
4.5549 GBP
4.5587 GBP
3.6001 GBP
3.6688 GBP
|
(c) Stock-settled
derivative transactions (including options)
(i) Writing,
selling, purchasing or varying
Class of relevant
security
|
Product
description e.g. call
option
|
Writing, purchasing, selling,
varying etc.
|
Number of securities to which
option relates
|
Exercise price per
unit
|
Type
e.g. American, European
etc.
|
Expiry date
|
Option money paid/ received
per unit
|
|
|
|
|
|
|
|
|
(ii)
Exercise
Class of relevant
security
|
Product
description
e.g. call
option
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
(d) Other dealings
(including subscribing for new securities)
Class of relevant
security
|
Nature of
dealing
e.g. subscription,
conversion
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
3. OTHER
INFORMATION
(a) Indemnity and
other dealing arrangements
Details of any indemnity or
option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by the
exempt principal trader making the disclosure and any party to the
offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and
letters of intent should not be included. If there are no
such agreements, arrangements or understandings, state
"none"
|
None
|
(b) Agreements,
arrangements or understandings relating to options or
derivatives
Details of any agreement,
arrangement or understanding, formal or informal, between the
exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights
of any relevant securities under any option; or
(ii) the voting rights or
future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such
agreements, arrangements or understandings, state
"none"
|
None
|
Date of disclosure:
|
14 May 2024
|
Contact name:
|
Natasha
Mondon
|
Telephone number:
|
01202
325175
|
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The
Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20
7638 0129.
The
Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
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FERFLFESETISLIS
Smith (ds) (LSE:SMDS)
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