TIDMNMT
RNS Number : 7962U
Neometals Ltd
27 November 2023
27 November 2023
Neometals Ltd
("Neometals" or "the Company")
Director / PDMR Dealings
Emerging battery materials producer, Neometals Ltd (ASX: NMT /
AIM: NMT) ("Neometals" or "the Company") notifies dealings in the
Company's ordinary shares by certain directors and persons
discharging managerial responsibilities ("PDMRs").
Exercise of Performance Rights
On 24 November 2023, a total of 5,494,032 vested performance
rights ("Performance Rights") issued pursuant to the Company's
Performance Rights Plan ("PRP"), as approved by shareholders on 25
November 2020, were exercised by certain employees of the Company,
including certain directors and PDMRs.
For each Performance Right that was exercised, the individuals
were allocated one fully paid ordinary share in the Company. In
accordance with the terms of the PRP, the shares were allocated for
nil cash consideration. Accordingly, the Company has issued
5,494,032 new ordinary shares ("New Ordinary Shares") 2,209,222 to
directors and PDMRs and 3,284,810 to employees and consultants.
The resultant interests of the relevant directors and PDMRs in
the share capital of the Company are as follows:
PDMR Total shares Performance Total shares Vested and Vested
currently rights + performance held shares performance
held (direct exercised rights as a rights,
and indirect) exercised percentage subject
of ordinary to exercise
shares on
issue
(3) = (1)
(1) (2) + (2) (3) / (4)
------------------- ------------------- ------------------- ------------------- ------------------
Chris Reed 7,868,589 1,491,079 9,359,668 1.54% nil
------------------- ------------------- ------------------- ------------------- ------------------
Jason Carone 637,156 532,844 1,170,000 0.19% nil
------------------- ------------------- ------------------- ------------------- ------------------
Steven Cole 1,951,771 54,499 2,006,270 0.33% nil
------------------- ------------------- ------------------- ------------------- ------------------
Jenny Purdie 471,732 40,875 512,607 0.08% nil
------------------- ------------------- ------------------- ------------------- ------------------
Natalia
Streltsova 280,269 40,875 321,144 0.05% nil
------------------- ------------------- ------------------- ------------------- ------------------
Doug Ritchie 335,269 40,875 376,144 0.06% nil
------------------- ------------------- ------------------- ------------------- ------------------
Les Guthrie 231,357 8,175 239,532 0.04% nil
------------------- ------------------- ------------------- ------------------- ------------------
As a result of the exercise of vested Performance Rights
pursuant to the Company's PRP, the Company has the following
securities on issue:
-- 606,182,208 fully paid ordinary shares.
-- 8,972,542 performance rights on issue pursuant to the terms of the PRP, comprising:
o 200,000vested performance rights, which remain subject to
exercise; and
o 8,772,542 unvested performance rights, which are subject to
performance testing in accordance with their terms of issue.
Application will be made for the admission of the New Ordinary
Shares to trading on AIM ("Admission"). The New Ordinary Shares
will rank pari passu with the existing ordinary shares and it is
expected that Admission will become effective on or around 8.00
a.m. on 1 December 2023.
Following Admission, the above figure of 606,182,208 ordinary
shares on issue may be used by shareholders as the denominator for
calculations when determining if they are required to notify their
interest in, or a change to their interest in, the Company under
the FCA's Disclosure Guidance and Transparency Rules. This number
assumes admission of New Shares as part of the Placement as
announced on 23 November 2023.
Disposal of Ordinary Shares
On 24 November 2023, the Company was notified that Jason Carone,
CFO of Neometals, sold a total of 129,306 ordinary shares in the
Company at a price of A$0.21 each in order to assist in meeting tax
instalments due as a result of the vesting of PRs and subsequent
issue of shares in prior years. Following the exercise of the
Performance Rights and the subsequent disposal, Mr Carone is
interested in 1,170,000 ordinary shares, representing 0.19 per
cent. of the issued share capital of the Company.
Authorised on behalf of Neometals by Jason Carone, Company
Secretary
S
For more information, please contact:
Neometals Ltd
Chris Reed, Managing Director & Chief Executive
Officer +61 8 9322 1182
Jeremy McManus, General Manager - IP & IR +61 8 9322 1182
Cavendish Capital Markets Limited - NOMAD
& Broker
Neil McDonald +44 (0)131 220 9771
Peter Lynch +44 (0)131 220 9772
Adam Rae +44 (0)131 220 9778
RBC Capital Markets - Joint Broker +44 (0)20 7653 4000
Jonathan Hardy
Jamil Miah
Camarco PR + 44 (0)203 757 4980
Gordon Poole
Emily Hall
Lily Pettifar
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them:
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: Steven Cole
---------------------------------------------------- ----------------------------------
2. Reason for the notification
----------------------------------------------------------------------------------------
a) Position/status: Non-Executive Director
---------------------------------------------------- ----------------------------------
b) Initial notification/Amendment: Initial Notification
---------------------------------------------------- ----------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------------------------
a) Name: Neometals Ltd
---------------------------------------------------- ----------------------------------
b) LEI: 254900WO0PDVL8V1PY78
---------------------------------------------------- ----------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where
transactions have been conducted
----------------------------------------------------------------------------------------
a) Description of the Performance Rights
financial instrument, AU000000NMT1
type of instrument:
Identification code:
---------------------------------------------------- ----------------------------------
b) Nature of the transaction: Exercise of Performance Rights
---------------------------------------------------- ----------------------------------
c) Price(s) and volume(s): Price Volume
----------------------------------------------------
Nil 54,499
---------------------------------------------------------------------------- ---------------
d) Aggregated information: N/A
Aggregated volume:
Price:
---------------------------------------------------- ----------------------------------
e) Date of the transaction: 24 November 2023
---------------------------------------------------- ----------------------------------
f) Place of the transaction: Off market transaction
---------------------------------------------------- ----------------------------------
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: Natalia Streltsova
---------------------------------------------------- ----------------------------------
2. Reason for the notification
----------------------------------------------------------------------------------------
a) Position/status: Non-Executive Director
---------------------------------------------------- ----------------------------------
b) Initial notification/Amendment: Initial Notification
---------------------------------------------------- ----------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------------------------
a) Name: Neometals Ltd
---------------------------------------------------- ----------------------------------
b) LEI: 254900WO0PDVL8V1PY78
---------------------------------------------------- ----------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where
transactions have been conducted
----------------------------------------------------------------------------------------
a) Description of the Performance Rights
financial instrument, AU000000NMT1
type of instrument:
Identification code:
---------------------------------------------------- ----------------------------------
b) Nature of the transaction: Exercise of Performance Rights
---------------------------------------------------- ----------------------------------
c) Price(s) and volume(s): Price Volume
----------------------------------------------------
Nil 40,875
---------------------------------------------------------------------------- ---------------
d) Aggregated information: N/A
Aggregated volume:
Price:
---------------------------------------------------- ----------------------------------
e) Date of the transaction: 24 November 2023
---------------------------------------------------- ----------------------------------
f) Place of the transaction: Off market transaction
---------------------------------------------------- ----------------------------------
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: Doug Ritchie
---------------------------------------------------- ----------------------------------
2. Reason for the notification
----------------------------------------------------------------------------------------
a) Position/status: Non-Executive Director
---------------------------------------------------- ----------------------------------
b) Initial notification/Amendment: Initial Notification
---------------------------------------------------- ----------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------------------------
a) Name: Neometals Ltd
---------------------------------------------------- ----------------------------------
b) LEI: 254900WO0PDVL8V1PY78
---------------------------------------------------- ----------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where
transactions have been conducted
----------------------------------------------------------------------------------------
a) Description of the Performance Rights
financial instrument, AU000000NMT1
type of instrument:
Identification code:
---------------------------------------------------- ----------------------------------
b) Nature of the transaction: Exercise of Performance Rights
---------------------------------------------------- ----------------------------------
c) Price(s) and volume(s): Price Volume
----------------------------------------------------
Nil 40,875
---------------------------------------------------------------------------- ---------------
d) Aggregated information: N/A
Aggregated volume:
Price:
---------------------------------------------------- ----------------------------------
e) Date of the transaction: 24 November 2023
---------------------------------------------------- ----------------------------------
f) Place of the transaction: Off market transaction
---------------------------------------------------- ----------------------------------
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: Les Guthrie
---------------------------------------------------- ----------------------------------
2. Reason for the notification
----------------------------------------------------------------------------------------
a) Position/status: Non-Executive Director
---------------------------------------------------- ----------------------------------
b) Initial notification/Amendment: Initial Notification
---------------------------------------------------- ----------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------------------------
a) Name: Neometals Ltd
---------------------------------------------------- ----------------------------------
b) LEI: 254900WO0PDVL8V1PY78
---------------------------------------------------- ----------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where
transactions have been conducted
----------------------------------------------------------------------------------------
a) Description of the Performance Rights
financial instrument, AU000000NMT1
type of instrument:
Identification code:
---------------------------------------------------- ----------------------------------
b) Nature of the transaction: Exercise of Performance Rights
---------------------------------------------------- ----------------------------------
c) Price(s) and volume(s): Price Volume
----------------------------------------------------
Nil 8,175
---------------------------------------------------------------------------- ---------------
d) Aggregated information: N/A
Aggregated volume:
Price:
---------------------------------------------------- ----------------------------------
e) Date of the transaction: 24 November 2023
---------------------------------------------------- ----------------------------------
f) Place of the transaction: Off market transaction
---------------------------------------------------- ----------------------------------
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: Jenny Purdie
---------------------------------------------------- ----------------------------------
2. Reason for the notification
----------------------------------------------------------------------------------------
a) Position/status: Non-Executive Director
---------------------------------------------------- ----------------------------------
b) Initial notification/Amendment: Initial Notification
---------------------------------------------------- ----------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------------------------
a) Name: Neometals Ltd
---------------------------------------------------- ----------------------------------
b) LEI: 254900WO0PDVL8V1PY78
---------------------------------------------------- ----------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where
transactions have been conducted
----------------------------------------------------------------------------------------
a) Description of the Performance Rights
financial instrument, AU000000NMT1
type of instrument:
Identification code:
---------------------------------------------------- ----------------------------------
b) Nature of the transaction: Exercise of Performance Rights
---------------------------------------------------- ----------------------------------
c) Price(s) and volume(s): Price Volume
----------------------------------------------------
Nil 40,875
---------------------------------------------------------------------------- ---------------
d) Aggregated information: N/A
Aggregated volume:
Price:
---------------------------------------------------- ----------------------------------
e) Date of the transaction: 24 November 2023
---------------------------------------------------- ----------------------------------
f) Place of the transaction: Off market transaction
---------------------------------------------------- ----------------------------------
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: Chris Reed
------------------------------------------------ ---------------------------------------
2. Reason for the notification
-----------------------------------------------------------------------------------------
a) Position/status: Managing Director / Chief Executive
Officer
------------------------------------------------ ---------------------------------------
b) Initial notification/Amendment: Initial Notification
------------------------------------------------ ---------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------------------
a) Name: Neometals Ltd
------------------------------------------------ ---------------------------------------
b) LEI: 254900WO0PDVL8V1PY78
------------------------------------------------ ---------------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where
transactions have been conducted
-----------------------------------------------------------------------------------------
a) Description of the Performance Rights
financial instrument, AU000000NMT1
type of instrument:
Identification code:
------------------------------------------------ ---------------------------------------
b) Nature of the transaction: Exercise of Performance Rights
------------------------------------------------ ---------------------------------------
c) Price(s) and volume(s): Price Volume
------------------------------------------------
Nil 1,491,079
----------------------------------------------------------------------- ---------------------
d) Aggregated information: N/A
Aggregated volume:
Price:
------------------------------------------------ ---------------------------------------
e) Date of the transaction: 24 November 2023
------------------------------------------------ ---------------------------------------
f) Place of the transaction: Off market transaction
------------------------------------------------ ---------------------------------------
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: Jason Carone
--------------------------------------------------- -------------------------------------
2. Reason for the notification
------------------------------------------------------------------------------------------
a) Position/status: Chief Financial Officer / Company
Secretary
--------------------------------------------------- -------------------------------------
b) Initial notification/Amendment: Initial Notification
--------------------------------------------------- -------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------------------------
a) Name: Neometals Ltd
--------------------------------------------------- -------------------------------------
b) LEI: 254900WO0PDVL8V1PY78
--------------------------------------------------- -------------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where
transactions have been conducted
------------------------------------------------------------------------------------------
a) Description of the Performance Rights
financial instrument, AU000000NMT1
type of instrument:
Identification code:
--------------------------------------------------- -------------------------------------
b) Nature of the transaction: Exercise of Performance Rights
--------------------------------------------------- -------------------------------------
c) Price(s) and volume(s): Price Volume
---------------------------------------------------
Nil 532,844
---------------------------------------------------------------------------- -----------------
d) Aggregated information: N/A
Aggregated volume:
Price:
--------------------------------------------------- -------------------------------------
e) Date of the transaction: 24 November 2023
--------------------------------------------------- -------------------------------------
f) Place of the transaction: Off market transaction
--------------------------------------------------- -------------------------------------
1. Details of the person discharging managerial responsibilities/person
closely associated
a) Name: Jason Carone
-------------------------------------------------- -------------------------------------
2. Reason for the notification
-----------------------------------------------------------------------------------------
a) Position/status: Chief Financial Officer / Company
Secretary
-------------------------------------------------- -------------------------------------
b) Initial notification/Amendment: Initial Notification
-------------------------------------------------- -------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------------------
a) Name: Neometals Ltd
-------------------------------------------------- -------------------------------------
b) LEI: 254900WO0PDVL8V1PY78
-------------------------------------------------- -------------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where
transactions have been conducted
-----------------------------------------------------------------------------------------
a) Description of the Ordinary Shares
financial instrument, AU000000NMT1
type of instrument:
Identification code:
-------------------------------------------------- -------------------------------------
b) Nature of the transaction: Disposal of Ordinary Shares
-------------------------------------------------- -------------------------------------
c) Price(s) and volume(s): Price Volume
--------------------------------------------------
A$0.21 129,306
--------------------------------------------------------------------------- -----------------
d) Aggregated information: N/A
Aggregated volume:
Price:
-------------------------------------------------- -------------------------------------
e) Date of the transaction: 24 November 2023
-------------------------------------------------- -------------------------------------
f) Place of the transaction: ASX
-------------------------------------------------- -------------------------------------
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END
DSHXDLFLXFLFFBB
(END) Dow Jones Newswires
November 27, 2023 08:15 ET (13:15 GMT)
Neometals (LSE:NMT)
과거 데이터 주식 차트
부터 4월(4) 2024 으로 5월(5) 2024
Neometals (LSE:NMT)
과거 데이터 주식 차트
부터 5월(5) 2023 으로 5월(5) 2024
