Appendix 3B
01 4월 2010 - 4:13PM
UK Regulatory
TIDMBKY
RNS Number : 6012J
Berkeley Resources Limited
01 April 2010
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
+------------------------------------------------------------+
| Name of entity |
+------------------------------------------------------------+
| Berkeley Resources Limited |
+------------------------------------------------------------+
+------------------------------+
| ABN |
+------------------------------+
| 40 052 468 569 |
+------------------------------+
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
+--+----------+-+--------------------+----------+---------------+----------------+----------+
| 1| +Class of +securities issued or to be | a) $1.25 Incentive Options | |
| | issued | - 2013 | |
| | | b) $1.25 Incentive Options | |
| | | - 2014 | |
| | | c) $1.25 Incentive Options | |
| | | - 2015 | |
+--+--------------------------------------------+--------------------------------+----------+
| | | | |
+--+--------------------------------------------+--------------------------------+----------+
| 2| Number of +securities issued or to be | a) 1,000,000 | |
| | issued (if known) or maximum number which | b) 1,000,000 | |
| | may be issued | c) 1,000,000 | |
| | | | |
+--+--------------------------------------------+--------------------------------+----------+
| | | | |
+--+--------------------------------------------+--------------------------------+----------+
| 3| Principal terms of the +securities (eg, if | a) Incentive Options with | |
| | options, exercise price and expiry date; | an exercise price of $1.25, | |
| | if partly paid +securities, the amount | vesting on 11 November 2010 | |
| | outstanding and due dates for payment; if | and expiring 1 December 2013; | |
| | +convertible securities, the conversion | b) Incentive Options with | |
| | price and dates for conversion) | an exercise price of $1.25, | |
| | | vesting on 11 November 2011 | |
| | | and expiring 1 December 2014; | |
| | | c) Incentive Options with | |
| | | an exercise price of $1.25, | |
| | | vesting on 11 November 2012 | |
| | | and expiring 1 December 2015. | |
+--+--------------------------------------------+--------------------------------+----------+
| | | | |
+--+--------------------------------------------+--------------------------------+----------+
| 4| Do the +securities rank equally in all | No, not listed. | |
| | respects from the date of allotment with | | |
| | an existing +class of quoted +securities? | | |
| | | | |
| | If the additional securities do not rank | | |
| | equally, please state: | | |
| | · the date from which they do | | |
| | · the extent to which they participate | | |
| | for the next dividend, (in the case of a | | |
| | trust, distribution) or interest payment | | |
| | · the extent to which they do not rank | | |
| | equally, other than in relation to the | | |
| | next dividend, distribution or interest | | |
| | payment | | |
+--+--------------------------------------------+--------------------------------+----------+
| | | | |
+--+--------------------------------------------+--------------------------------+----------+
| 5| Issue price or consideration | Nil | |
| | | | |
+--+--------------------------------------------+--------------------------------+----------+
| | | |
+--+--------------------------------------------+-------------------------------------------+
| | Purpose of the issue | Granted to Mr John ( Ian) Stalker as a |
| 6| (If issued as consideration for the | key component of the incentive portion of |
| | acquisition of assets, clearly identify | his remuneration in accordance with |
| | those assets) | Shareholder approval on 1 April 2010. |
| | | |
| | | |
| | | |
| | | |
| | | |
| | | |
+--+--------------------------------------------+-------------------------------------------+
| | | | |
+-------------+----------------------+-------------------------------------------+----------+
| 7 | Dates of entering +securities | 1 April 2010 |
| | into uncertificated holdings | |
| | or despatch of certificates | |
| | | |
| | | |
+---------------+-------------------------------+-------------------------------------------+
| | | |
+---------------+-------------------------------+-------------------------------------------+
| | | Number | +Class |
+---------------+-------------------------------+---------------+---------------------------+
| 8 | Number and +class of all | 134,839,269 | Ordinary shares |
| | +securities quoted on ASX | 12,921,766 | $0.75 Options |
| | (including the securities in | | |
| | clause 2 if applicable) | | |
| | | | |
| | | | |
| | | | |
+---------------+-------------------------------+---------------+---------------------------+
| | | | | | | | |
+--+----------+-+--------------------+----------+---------------+----------------+----------+
+--+---------------------+---------------+---------------+
| | | Number | +Class |
+--+---------------------+---------------+---------------+
| 9| Number and +class | 2,500,000 | $1.00 |
| | of all +securities | 2,160,000 | Unlisted |
| | not quoted on ASX | 1,037,500 | Options |
| | (including the | 1,000,000 | $1.86 |
| | securities in | | Incentive |
| | clause 2 if | 1,000,000 | Options |
| | applicable) | | $1.00 |
| | | 1,000,000 | Incentive |
| | | | Options |
| | | | $1.25 |
| | | | Incentive |
| | | | Options - |
| | | | 2013 |
| | | | $1.25 |
| | | | Incentive |
| | | | Options - |
| | | | 2014 |
| | | | $1.25 |
| | | | Incentive |
| | | | Options - |
| | | | 2015 |
+--+---------------------+---------------+---------------+
| | | |
+--+---------------------+-------------------------------+
| 10| Dividend policy (in | Not applicable |
| | the case of a | |
| | trust, distribution | |
| | policy) on the | |
| | increased capital | |
| | (interests) | |
+--+---------------------+---------------+---------------+
Part 2 - Bonus issue or pro rata issue
+--+----------------------+-------------------------------+
| 11| Is security holder | Not applicable |
| | approval required? | |
| | | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 12| Is the issue | Not applicable |
| | renounceable or | |
| | non-renounceable? | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 13| Ratio in which the | Not applicable |
| | +securities will be | |
| | offered | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 14| +Class of | Not applicable |
| | +securities to which | |
| | the offer relates | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 15| +Record date to | Not applicable |
| | determine | |
| | entitlements | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 16| Will holdings on | Not applicable |
| | different registers | |
| | (or subregisters) be | |
| | aggregated for | |
| | calculating | |
| | entitlements? | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 17| Policy for deciding | Not applicable |
| | entitlements in | |
| | relation to | |
| | fractions | |
| | | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 18| Names of countries | Not applicable |
| | in which the entity | |
| | has +security | |
| | holders who will not | |
| | be sent new issue | |
| | documents | |
| | Note: Security | |
| | holders must be told | |
| | how their | |
| | entitlements are to | |
| | be dealt with. | |
| | Cross reference: | |
| | rule 7.7. | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 19| Closing date for | Not applicable |
| | receipt of | |
| | acceptances or | |
| | renunciations | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 20| Names of any | Not applicable |
| | underwriters | |
| | | |
| | | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 21| Amount of any | Not applicable |
| | underwriting fee or | |
| | commission | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 22| Names of any brokers | Not applicable |
| | to the issue | |
| | | |
| | | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 23| Fee or commission | Not Applicable |
| | payable to the | |
| | broker to the issue | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 24| Amount of any | Not applicable |
| | handling fee payable | |
| | to brokers who lodge | |
| | acceptances or | |
| | renunciations on | |
| | behalf of +security | |
| | holders | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 25| If the issue is | Not applicable |
| | contingent on | |
| | +security holders' | |
| | approval, the date | |
| | of the meeting | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 26| Date entitlement and | Not applicable |
| | acceptance form and | |
| | prospectus or | |
| | Product Disclosure | |
| | Statement will be | |
| | sent to persons | |
| | entitled | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 27| If the entity has | Not applicable |
| | issued options, and | |
| | the terms entitle | |
| | option holders to | |
| | participate on | |
| | exercise, the date | |
| | on which notices | |
| | will be sent to | |
| | option holders | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 28| Date rights trading | Not applicable |
| | will begin (if | |
| | applicable) | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 29| Date rights trading | Not applicable |
| | will end (if | |
| | applicable) | |
| | | |
| | | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 30| How do +security | Not applicable |
| | holders sell their | |
| | entitlements in full | |
| | through a broker? | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 31| How do +security | Not applicable |
| | holders sell part of | |
| | their entitlements | |
| | through a broker and | |
| | accept for the | |
| | balance? | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 32| How do +security | Not applicable |
| | holders dispose of | |
| | their entitlements | |
| | (except by sale | |
| | through a broker)? | |
+--+----------------------+-------------------------------+
| | | |
+--+----------------------+-------------------------------+
| 33| +Despatch date | Not applicable |
| | | |
| | | |
+--+----------------------+-------------------------------+
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of
securities
+--+--+------------------------------------------------------+
| 34| Type of securities |
| | (tick one) |
| | |
+--+---------------------------------------------------------+
| (a)| | Securities described in Part 1 |
| | | |
+--+--+------------------------------------------------------+
| | | |
+--+--+------------------------------------------------------+
+--+--+----------------------------------------------------+
| (b)| | All other securities |
| | | Example: restricted securities at the end of the |
| | | escrowed period, partly paid securities that |
| | | become fully paid, employee incentive share |
| | | securities when restriction ends, securities |
| | | issued on expiry or conversion of convertible |
| | | securities |
+--+--+----------------------------------------------------+
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
+-------------------------------+------+------------------------+
| Tick to indicate you are | | |
| providing the information or | | |
| documents | | |
+-------------------------------+------+------------------------+
+----+---+----------------------------------------------------+
| 35 | | If the +securities are +equity securities, the |
| | | names of the 20 largest holders of the additional |
| | | +securities, and the number and percentage of |
| | | additional +securities held by those holders |
+----+---+----------------------------------------------------+
| | | |
+----+---+----------------------------------------------------+
| 36 | | If the +securities are +equity securities, a |
| | | distribution schedule of the additional |
| | | +securities setting out the number of holders in |
| | | the categories |
| | | 1 - 1,000 |
| | | 1,001 - 5,000 |
| | | 5,001 - 10,000 |
| | | 10,001 - 100,000 |
| | | 100,001 and over |
+----+---+----------------------------------------------------+
| | | |
+----+---+----------------------------------------------------+
| 37 | | A copy of any trust deed for the additional |
| | | +securities |
+----+---+----------------------------------------------------+
Entities that have ticked box 34(b)
+----+----------------------+---------------+----------------+----------+
| 38 | Number of securities | Not applicable | |
| | for which +quotation | | |
| | is sought | | |
| | | | |
+----+----------------------+--------------------------------+----------+
| | | | |
+----+----------------------+--------------------------------+----------+
| 39 | Class of +securities | Not applicable | |
| | for which quotation | | |
| | is sought | | |
| | | | |
+----+----------------------+--------------------------------+----------+
| | | | |
+----+----------------------+--------------------------------+----------+
| 40 | Do the +securities | Not applicable | |
| | rank equally in all | | |
| | respects from the | | |
| | date of allotment | | |
| | with an existing | | |
| | +class of quoted | | |
| | +securities? | | |
| | | | |
| | If the additional | | |
| | securities do not | | |
| | rank equally, please | | |
| | state: | | |
| | · the date from | | |
| | which they do | | |
| | · the extent to | | |
| | which they | | |
| | participate for the | | |
| | next dividend, (in | | |
| | the case of a trust, | | |
| | distribution) or | | |
| | interest payment | | |
| | · the extent to | | |
| | which they do not | | |
| | rank equally, other | | |
| | than in relation to | | |
| | the next dividend, | | |
| | distribution or | | |
| | interest payment | | |
+----+----------------------+--------------------------------+----------+
| | | | |
+----+----------------------+--------------------------------+----------+
| 41 | Reason for request | Not applicable | |
| | for quotation now | | |
| | Example: In the case | | |
| | of restricted | | |
| | securities, end of | | |
| | restriction period | | |
| | | | |
| | (if issued upon | | |
| | conversion of | | |
| | another security, | | |
| | clearly identify | | |
| | that other security) | | |
| | | | |
+----+----------------------+--------------------------------+----------+
| | | | |
+----+----------------------+--------------------------------+----------+
| | | Number | +Class |
+----+----------------------+---------------+---------------------------+
| 42 | Number and +class of | Not | |
| | all +securities | applicable | |
| | quoted on ASX | | |
| | (including the | | |
| | securities in clause | | |
| | 38) | | |
| | | | |
| | | | |
| | | | |
+----+----------------------+---------------+---------------------------+
| | | | | |
+----+----------------------+---------------+----------------+----------+
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
· The issue of the +securities to be quoted complies with the law and
is not for an illegal purpose.
· There is no reason why those +securities should not be granted
+quotation.
· An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section 1012C(6) of
the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
·Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and that
no-one has any right to return any +securities to be quoted under sections 737,
738 or 1016F of the Corporations Act at the time that we request that the
+securities be quoted.
·We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
·If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the time
that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in
respect of any claim, action or expense arising from or connected with any
breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If
any information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on the
information and documents. We warrant that they are (will be) true and
complete.
Sign here:
Date: 1 April 2010
(Director/Company secretary)
Print name: Clint McGhie
== == == == ==
This information is provided by RNS
The company news service from the London Stock Exchange
END
LISEAXLFEFAEEEF
Berkeley Energia (LSE:BKY)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
Berkeley Energia (LSE:BKY)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024
