Statement of Changes in Beneficial Ownership (4)
29 8월 2013 - 6:05AM
Edgar (US Regulatory)
|
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Zaffino Peter
|
2. Issuer Name
and
Ticker or Trading Symbol
MARSH & MCLENNAN COMPANIES, INC.
[
MMC
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President & CEO, Marsh
|
|
(Last)
(First)
(Middle)
1166 AVENUE OF THE AMERICAS
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/26/2013
|
|
(Street)
NEW YORK, NY 10036
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
|
Common Stock
|
8/26/2013
|
|
M
|
|
12000
|
A
|
$42.4904
|
81048
|
D
|
|
|
Common Stock
|
8/26/2013
|
|
M
|
|
5205
|
A
|
$42.4904
|
86253
|
D
|
|
|
Common Stock
|
8/26/2013
|
|
M
|
|
4690
|
A
|
$42.4904
|
90943
|
D
|
|
|
Common Stock
|
8/26/2013
|
|
M
|
|
6251
|
A
|
$42.4904
|
97194
|
D
|
|
|
Common Stock
|
8/26/2013
|
|
M
|
|
46079
|
A
|
$42.4904
|
143273
|
D
|
|
|
Common Stock
|
8/26/2013
|
|
S
|
|
74225
|
D
|
$42.4904
|
69048
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Stock Options (Right to Buy)
|
$30.505
|
8/26/2013
|
|
M
|
|
|
12000
|
3/16/2006
|
3/15/2015
|
Common Stock
|
12000
|
$0
|
0
|
D
|
|
|
Stock Options (Right to Buy)
|
$27.86
|
8/26/2013
|
|
M
|
|
|
5205
|
7/1/2007
|
3/16/2014
|
Common Stock
|
5205
|
$0
|
0
|
D
|
|
|
Stock Options (Right to Buy)
|
$30.215
|
8/26/2013
|
|
M
|
|
|
4690
|
3/15/2007
|
3/14/2016
|
Common Stock
|
4690
|
$0
|
0
|
D
|
|
|
Stock Options (Right to Buy)
|
$29.60
|
8/26/2013
|
|
M
|
|
|
6251
|
2/12/2008
|
2/11/2017
|
Common Stock
|
6251
|
$0
|
0
|
D
|
|
|
Stock Options (Right to Buy)
|
$19.045
|
8/26/2013
|
|
M
|
|
|
46079
|
2/23/2010
|
2/22/2019
|
Common Stock
|
46079
|
$0
|
100000
|
D
|
|
|
Explanation of Responses:
|
Reporting Owners
|
|
Reporting Owner Name / Address
|
Relationships
|
|
Director
|
10% Owner
|
Officer
|
Other
|
Zaffino Peter
1166 AVENUE OF THE AMERICAS
NEW YORK, NY 10036
|
|
|
President & CEO, Marsh
|
|
Signatures
|
|
/s/ Lucy Fato, Attorney-in-Fact
|
|
8/28/2013
|
|
**
Signature of Reporting Person
|
Date
|
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Marsh and McLennan Compa... (NYSE:MMC)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
Marsh and McLennan Compa... (NYSE:MMC)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024
