Amended Statement of Ownership (sc 13g/a)
11 2월 2023 - 6:04AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)
Vital
Farms, Inc.
(Name of Issuer)
COMMON STOCK,
$0.0001 PAR VALUE
(Title of Class of Securities)
92847W103
(CUSIP Number)
december
31, 2022
(Date of Event Which Requires Filing of This
Statement)
Check the appropriate box to designate the
rule pursuant to which this Schedule is filed:
|
☐ |
Rule 13d-1(b) |
|
☐ |
Rule 13d-1(c) |
|
☒ |
Rule 13d-1(d) |
*The remainder of this cover page shall be
filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of
this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act")
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No. 92847W103 |
Page 2 of 5 Pages |
1. |
Name of Reporting Persons
Matthew O’Hayer |
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐
(b) ☒ |
3. |
SEC USE ONLY |
4. |
Citizenship or Place of Organization
United States of America |
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With: |
5. |
Sole Voting Power
10,500,383 (1) |
6. |
Shared Voting Power
0 |
7. |
Sole Dispositive Power
8,070,793 (2) |
8. |
Shared Dispositive Power
0 |
9. |
Aggregate Amount Beneficially Owned by Each Reporting
Person
10,500,383 (1) |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐ |
11. |
Percent of Class Represented by Amount in Row (9)
25.6% (3) |
12. |
Type of Reporting Person (See Instructions)
IN |
|
|
|
|
(1) Consists of (i) 7,758,777 shares of the Issuer’s
common stock held directly by the Reporting Person; (ii) 2,429,590 shares held by Catherine Stewart over which the Reporting Person has
sole voting control pursuant to a voting agreement between Catherine Stewart and the Reporting Person, which number of shares is estimated
herein to the best of the Reporting Person’s knowledge as of the date of this report; and (iii) 312,016 shares of common stock issuable
upon the exercise of stock options within 60 days of December 31, 2022. Includes 61,500 shares that are transferable upon exercise of
call options held by and Russell Diez-Canseco.
(2) Consists of (i) 7,758,777 shares of the Issuer’s
common stock held directly by the Reporting Person and (ii) 312,016 shares of common stock issuable upon the exercise of stock options
within 60 days of December 31, 2022. Includes 61,500 shares that are transferable upon exercise of call options held by and Russell Diez-Canseco.
(3) This percentage is calculated based
upon 40,731,879 outstanding shares of the Issuer’s common stock, as reported in the Issuer’s Quarterly Report on Form 10-Q
(Commission File No. 001-39411) filed with the Securities and Exchange Commission on November 3, 2022.
CUSIP No. 92847W103 |
Page 3 of 5 Pages |
Vital Farms, Inc.
Item 1(b) |
Address of Issuer's Principal Executive Offices |
3601 South Congress Avenue
Suite C100
Austin, Texas 78704
Item 2(a) |
Name of Person Filing |
Matthew O’Hayer
Item 2(b) |
Address of Principal Business Office or, if none, Residence |
c/o Vital Farms, Inc.
3601 South Congress Avenue
Suite C100
Austin, Texas 78704
United States of America
Item 2(d) |
Title of Class of Securities |
Common Stock, $0.0001 par value per share
92847W103
Not applicable.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1
(a) Amount beneficially owned: See Row 9 of cover page for
the Reporting Person
(b) Percent of class: See Row 11 of cover page for the Reporting
Person
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct
the vote: See Row 5 of cover page for the Reporting Person.
(ii) Shared power to vote or to
direct the vote: See Row 6 of cover page for the Reporting Person.
(iii) Sole power to dispose or
to direct the disposition of: See Row 7 of cover page for the Reporting Person.
(iv) Shared power to dispose
or to direct the disposition of: See Row 8 of cover page for the Reporting Person.
Item 5 |
Ownership of Five Percent or Less of a Class |
If this statement is being filed to
report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the
class of securities, check the following. ☐
Item 6 |
Ownership of More than Five Percent of Another Person |
Not applicable.
CUSIP No. 92847W103 |
Page 4 of 5 Pages |
Item 7 |
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company |
Not applicable.
Item 8 |
Identification and Classification of Members of the Group |
Not applicable.
Item 9 |
Notice of Dissolution of Group |
Not applicable.
Not applicable.
CUSIP No. 92847W103 |
Page 5 of 5 Pages |
SIGNATURE
After reasonable inquiry and to
the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 9, 2023
By: |
/s/ Matthew O’Hayer |
|
Matthew O’Hayer |
|
|
Vital Farms (NASDAQ:VITL)
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